Compliance Analyst
$90k - $110kOak Hill Advisors, L.P.
Oak Hill Advisors, L.P., including its affiliated investment advisors (the “Firm” or “OHA”), is a leading global credit-focused alternative asset manager with over 30 years of investment experience. OHA works with institutions and individuals and seeks to deliver a consistent track record of attractive risk-adjusted returns. The Firm has approximately $112 billion in assets under management (AUM) across credit strategies, including private credit, high yield bonds, leveraged loans, stressed and distressed debt and collateralized loan obligations as of March 31, 2026. With over 400 experienced professionals across six global offices, OHA brings a collaborative approach to offering investors a single platform to meet their diverse credit needs. OHA is the private markets platform of T. Rowe Price Group, Inc. (NASDAQ – GS: TROW). For further information about OHA, please visit Overview OHA is seeking an experienced professional to join a strong regulatory compliance team in New York. This is an opportunity to be a go-to expert in investment management regulations in the context of a successful and complex enterprise, while enjoying the support and camaraderie of an established legal and compliance team. The members of OHA’s regulatory compliance team are generalists across the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Exchange Act of 1934 and other laws and regulations relevant to fund management and investment advisory activities. The firm believes it and its regulatory compliance team are better served by its professionals working in all areas of regulatory compliance over time. Responsibilities Assist with monitoring trading regulations and trade surveillance activities Help manage confidential information and maintain privacy standards Support compliance efforts in marketing, disclosures, and communication Aid in tracking broker‑dealer regulations and requirements Assist with preparing and organizing regulatory filings Support portfolio compliance reviews and documentation Help maintain code of ethics records and compliance procedures Participate in compliance testing and provide administrative support Assist with custody documentation and related processes Help manage information security and privacy protocols Support Anti-Money Laundering (AML) and Know Your Customer (KYC) data collection and review Assist in organizing compliance training sessions Contribute to maintaining daily operational processes and record‑keeping Provide support for infrastructure initiatives and projects Help update and maintain compliance policies and procedures Assist with internal business communications and documentation Qualifications 2-4 years of relevant investment advisory experience preferred Familiarity with broker‑dealer regulations, Investment Company Act regulations, and/or public company rules is a plus Strong undergraduate academic background Demonstrated work ethic and proactive approach Ability to interpret, analyze facts, and identify issues Organized and thorough, with sound judgment in risk‑related matters Strong interpersonal skills and ability to contribute to projects and processes Ability to manage competing deadlines with limited supervision Effective written and verbal communication skills Understanding of applicable rules and regulations Ability to learn and use emerging technologies (including AI tools) to support and streamline compliance processes and day‑to‑day workflows Ability to analyze and summarize legal and regulatory developments Proficiency in core technology and quantitative tools (Excel, PowerPoint, Word, Outlook) In-Office Requirement: Employees are required to follow the in-office work schedule. Currently, OHA’s Legal and Compliance team in New York follows a hybrid model where employees work in-office Monday through Thursday. Employees have the flexibility to work remotely on Fridays. This schedule is subject to change based on organizational needs and policies. Other duties may be assigned. New York Base Salary Range
$90,000 - $110,000 USD
We invest in our people through a wide range of programs and benefits offerings, including: Competitive total compensation and generous retirement plan contributions Health and Welfare benefits (medical, dental, vision, life and disability) Tax-efficient vehicles to cover out-of-pocket health care costs, commuting expenses and dependent care expenses Wellness programs (fitness reimbursement, Employee Assistance Program) Access to discounted voluntary benefits that provide supplemental coverage for a variety of situations It is the policy of OHA to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, creed, religion, sex (including pregnancy, perceived pregnancy, childbirth, breastfeeding and related medical conditions), gender, gender identity, gender expression, national origin, age, disability, medical condition, caregiver status, military or veteran status, sexual orientation, pregnancy, marital status, partnership status, status as a victim of domestic violence, sexual assault, or stalking, gender identity or expression, alienage or citizenship status, arrest or conviction record, genetic information, reproductive health decision-making, or any other status or condition protected, in each case to the extent protected by applicable federal, state or local law (“protected characteristic”). This policy applies to applicants and employees and to all aspects of employment including recruitment, hiring, training, compensation, benefits, promotion, discipline, discharge and all other terms and conditions of employment. #J-18808-Ljbffr Oak Hill Advisors, L.P.- ...Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst, you will be part of the Compliance department supporting the AML team. The ideal candidate will have strong analytical and investigative skills, attention...SuggestedWork at officeRemote work
- ...We are looking for a A KYC (Know Your Customer) Analyst who is a compliance professional responsible for verifying the identities of clients, assessing their financial risk, and ensuring that a financial institution adheres to anti-money laundering (AML) and regulatory...SuggestedFull timeRemote work
- ...VOIS is looking for a Compliance Analyst to support Vodafone's Global Roles, Governance & Compliance function. This role involves ensuring effective governance and regulatory compliance across user access management in a global transformation setting with over 100,000...SuggestedRemote work
$161.6k - $202k
...About the Role Headway handles sensitive health data for millions of patients — and that responsibility demands a security and compliance program that scales with the business. We're building out our dedicated GRC team to improve and mature our program! You'll...SuggestedWork from homeFlexible hours$40 - $45 per hour
...Hybrid – 3 days onsite) Pay: $40–45/hour (W2) Start Date: ASAP We are seeking a highly analytical and detail-oriented Regulatory Compliance Analyst to support compliance initiatives within a leading health insurance organization. This role will be responsible for...SuggestedWork at officeImmediate start$72k - $90k
...incredible career growth opportunities, join us, and build real world value. Ripple is growing its Regulatory Compliance team and looking for a Licensing Compliance Analyst to join the US licensing program. You will report directly to the Regulatory Compliance Manager. Your...Full timeWork experience placementWork at officeLocal area- ...Regulatory Compliance Analyst The Regulatory Compliance Analyst will be responsible for monitoring and ensuring Gambling News' compliance with relevant laws and regulations in the U.S. prediction markets sector. About Gambling News Gambling News is a leading provider...
- ...buy now and pay later without any hidden fees or compounding interest. Affirm seeks a Financial Crimes Analyst to help support a comprehensive Financial Crimes Compliance program. Come join us in our mission to change consumer finance through better technology, lower...Contract workWork experience placementRemote workFlexible hours
$100k - $130k
...Overview Our client is looking to fill their Senior Compliance Analyst role and they're in need of someone who has a deep knowledge of SEC and FINRA regulations to cover their business. Location(s) Available: Chicago, IL / Greenwich, CT / Ft Lauderdale, FL Base pay range...Full time$60k - $80k
...Job Title: Global Trade Compliance Analyst Department : Operations Primary Location: Remote/Personal Residency Reports To: Account Manager Employment Type : Full Time Salary Range: $60,000 to $80,000 annually (a successful candidate's compensation will be determined after...Full timeWork at officeImmediate startRemote workWork from homeFlexible hours- ...About the Role As a Compliance Analyst, you will sit at the intersection of regulatory rigour and product innovation. Every dollar moving across our network needs to do so safely, legally, and in line with the standards of our financial partners. This is a critical early...
$73k - $99k
...This is a remote position based in the US with occasional travel. About the role We are seeking a detail-oriented and proactive Compliance Analyst to join our compliance team. This role is critical in ensuring the organization adheres to regulatory requirements and...Full timeTemporary workRemote workFlexible hours- ...experts. Given the proprietary insights in these conversations, compliance is critical to our business, and a key component of our value... ...for our U.S. and international operations. As a Compliance Analyst, you will play a crucial role in supporting our content generation...
$70k - $160k
...Position Details Assist with the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams against the Firm’s Algorithmic Trading Policy Monitor regulatory changes, updates...- ...US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. Primary Responsibilities The individual will assist the Core Compliance Regulatory team with managing employee personal account disclosures...Work at office
$55k - $80k
...Compliance Analyst job at Accrue Savings. New York, NY. About Our Team Accrue is a fintech company that powers modern customer loyalty at the payment layer. Centered around its branded stored value wallet solution, Accrue’s platform helps brands take control of their...Full timeWork at office$70k - $145k
...Compliance Analyst About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver results for our investors. Our people are empowered with...$140k - $185k
...0 – $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Fund Compliance Analyst position commonly found through the Career Launch AI Talent Network. It is intended to help job seekers understand the responsibilities...Full time- ...I hope you’re doing well. My client, a leading consulting firm based in Midtown Manhattan, is seeking a Compliance Analyst to join their team. This role follows a hybrid schedule, with four days in the office. Responsibilities: Support coordination, regulatory gap assessments...Work at office
- ...Do you thrive where technology, compliance, and product development converge? Do you see regulatory expertise as a way to fuel innovation... ...user-friendly? AOT Technologies is looking for a Compliance Analyst . Join our team to help integrate regulatory requirements into...Local areaRemote workFlexible hours
$100k - $130k
...Compliance Analyst Job type: Full Time · Department: Client Services · Work type: On-Site · USD 100,000-130,000 / year New York, New York, United States About Lorum Global payments are not broken. Incentives are. Clearing has been deprioritized inside balance sheet driven...Full timeBank staffLocal areaRemote workFlexible hoursShift work$40 - $50 per hour
...skills and experience — talk with your recruiter to learn more. Base pay range $40.00/hr - $50.00/hr Beacon Hill is seeking a Compliance Analyst to support an organization's compliance and regulatory programs. The ideal candidate is detail-oriented, highly organized,...Full time$50 per hour
...Compliance Specialist Location: New York, NY Pay Rate: $50/hour Summary Supports the organization's commitment to integrity and accountability by ensuring adherence to internal policies, regulatory requirements, and industry standards....Work at office$69.7k - $94.3k
...Overview Compliance Analyst I, II or III Hybrid role (3 days/week in office) at our Portland, Medford, Fargo, Burlington, Vancouver, Renton, Boise, Lewiston or Salt Lake City offices. Candidates must reside within commutable distance of that location. Build a career with...Work at officeImmediate startWork from homeFlexible hours3 days per week$65k - $75k
..., TN, TX, UT, VA, or WA. Applicants residing outside of these states will not be considered at this time. About the Role The Compliance Analyst I is the day‑to‑day operator keeping Nabis’ state license activity clean across California, Nevada, and New York, with METRC...Full timeFor contractors$32 - $36 per hour
...KAHANA & FELD LLP is seeking a Conflicts Analyst in New York, NY. In this role, you'll conduct extensive research to identify potential... ...of interest, maintain and update databases, and ensure compliance with firm policies. We're looking for candidates with a Bachelor...Hourly payFull time- ...Senior Compliance Analyst, Global Streaming Technology, Analytics and Assurance Remote 12 months Responsibilities: The Senior Compliance Specialist will be part of the Global Streaming Technology Analytics and Assurance team, supporting the management...Remote workFlexible hours
- Senior Governance, Risk, Compliance (GRC) Analyst job at Oura. New York, NY. At Oura, our mission is to empower every person to own their inner potential. With our award-winning Oura Ring and app, we help over 2.5 million people turn insights about sleep, activity, and...Work at officeLocal areaRemote workFlexible hours
- ...India, Singapore, Canada, and Ireland. Come join us! About the Role AlphaSense is maturing its GRC function and needs a Senior Compliance Analyst to be the operational engine of our compliance program. You will own end-to-end evidence collection and auditor engagement...
$65k - $70k
Base pay range $65,000.00/yr - $70,000.00/yr Investment Management Firm in Midtown, Manhattan is seeking a Compliance Analyst for a full-time position! Responsibilities Assist with oversight of sub-advisers, third-party vendors and service providers Assist with fund launches...Full time
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