Senior Counsel Retail Advisory & Compliance
Ameriprise Financial
Ameriprise Financial is seeking an experienced licensed attorney to join the GCO Advice and Wealth Management Practice Group, supporting the Retail Advisory business including managed accounts and financial planning. The role provides risk-based legal counsel to enable growth, compliance, and regulatory alignment.
You will advise on legal and regulatory matters, help develop governance for advisory programs and disclosures, and collaborate with Compliance and Risk to sustain governance and a
#J-18808-LjbffrVacancy posted 3 days ago
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