Non-Depository and Securities Compliance Examiner 1
DGS Office of External Affairs
The Non-Depository and Securities Compliance Examiner 1 works for the PA Department of Banking and Securities in Harrisburg to identify and correct deficiencies in non-depository institutions and enforce financial regulations. The role involvedocument review, investigating violations, assessing regulatory compliance, analyzing financial statements, and researching unlicensed activity. This is a full-time, entry-level position offering on-the-job training and opportunities for professional development in financial regulation. Key qualifications Bachelor's degree with nine or more college credits in accounting, finance, economics, or closely related field Ability to obtain and maintain a REAL ID or passport Willingness to reside in or relocate to Dauphin, Cumberland, Lebanon, York, Lancaster, or Perry County PA residency requirement Ability to perform document review and financial analysis tasks #J-18808-Ljbffr DGS Office of External Affairs
- The Commonwealth of Pennsylvania's Department of Banking and Securities is seeking a Non-Depository and Securities Compliance Examiner 1 to support regulatory duties and strengthen financial integrity across the Commonwealth. You will learn essential compliance tasks,...Suggested
- The PA Department of Banking and Securities in Harrisburg is seeking a Non-Depository and Securities Compliance Examiner 1. This full-time, entry-level role involves document review, investigations, and assessing regulatory compliance to enforce financial regulations....SuggestedFull timeWork at office
$53.76k - $85.14k
State Program Examiner 1 (Fiscal), SG-18, State Program Examiner Trainee 1 (Fiscal) equated... ...focus on information technology and the security around the systems that support operations... ...Placement Statewide (NY HELPS) Program: Non-Competitive Qualifications for appointment...SuggestedPermanent employmentFull timePart timeTraineeshipInternshipWork at officeLocal areaRemote workVisa sponsorshipFlexible hoursShift work$54.66k - $71.31k
...submitted by 5:00 pm on Sunday, March 1, 2026. Applications received... ...The Teachers’ Retirement Examiner 1 position is responsible for working... ...this title may be filled via a non-competitive appointment, which... ...providing our members with a secure pension and exceptional...SuggestedPermanent employmentWork at office- ...between fiat and crypto end to end, with compliance, identity checks, fraud prevention, and settlement... ...and over 500 ecosystem partners, our secure, enterprise-grade platform is driving... ..., because trust and compliance are non-negotiable. But we’re just getting started...SuggestedPermanent employmentFull timeImmediate startRemote workWorldwideHome office
$114.72k - $172.08k
...various North America Portfolios. Oversee compliance to all policies and procedures... ...Banking products or Payments (including non-core) industry in terms of fraud prevention... ...management practice/programs. Work with Citi Security & Investigative Services (CSIS) in collating...Work at office$53.76k
...at the full performance level. As a State Program Examiner 1, you will evaluate systems and procedures for compliance with applicable laws, rules, regulations, and... ...Limited Placement Statewide (NY HELPS) Program. Non-Competitive Qualifications for appointment under...Permanent employmentContract workTraineeshipWork at officeRemote workVisa sponsorshipFlexible hoursShift work$95k - $120k
...Office. GIG is a specialized unit within AIG’s Global Legal, Compliance and Regulatory Department. AIG’s Global Legal, Compliance, Regulatory... ...benefits focused on your health, wellbeing and financial security—as well as your professional development—to bring peace of...Full time$104.9k - $174.7k
...behind-the-scenes efforts that ensure their security, giving them the confidence to trust and... ...persuasive analyses to both technical and non-technical audiences - sometimes in-person... ...Applicant Request Support Form or please contact 1-(***) ***-****.Criminals may pose as...Full timeLocal areaWork from home- ...sophisticated attack vectors, and ensure that our growth remains highly secure and profitable. Responsibilities Fraud Definition & Mitigation:... ...rules within our Taktile decisioning workflows. Regulatory & Compliance Liaison: Coordinate with the Legal & Compliance team to monitor...Remote work
$164.2k - $242.2k
...institutions; Ensure supervised institutions’ compliance with relevant laws and regulations;... ...methods, including on-site and off-site examinations involving staff dedicated to the... ..., including experience of financial and non-financial risk management and audit functions...Permanent employmentFull timeTemporary workPart timeShift work$53.76k - $85.14k
State Program Examiner 1, SG-18, State Program Examiner Trainee 1 equated to SG-16, State Program Examiner Trainee 2 equated to SG-14,... ...approaches for addressing risk. Evaluate systems and procedures for compliance with laws, rules, regulations, and contracts. Examine...Full timeTraineeshipInternshipWork at officeRemote workFlexible hours$72k - $98k
...skills, with the ability to explain complex fraud patterns to non‑technical stakeholders. Preferred Qualifications Vendor Experience... ...committed to protecting the privacy of our job applicants. In compliance with the California Consumer Privacy Act (CCPA), we inform...Temporary workWork at office$135k - $160k
...to emerging fraud trends. You will partner closely with Data, Compliance, and Product to design controls, build monitoring, and regularly... ...translate complex analytics and risk trade-offs to technical/non-technical audiences. Comfortable presenting to senior stakeholders...Temporary workSummer holidayWork at officeFlexible hours- ...program in accordance with company goals. Oversee Article 19A compliance. POSITION DUTIES: Screening, interviewing, and hiring of full... ...program for monitoring and replacing safety kit and wheelchair Securement equipment. Participate in the Evening/Weekend On-Call Rotation...Hourly payFull timeWork at officeWeekend workAfternoon shift
$20k
...recruiting to fill Psychiatric Examiner (Psychologist), Grade 27, positions... ...of those civilly confined to secure treatment facilities to... ...personnel. Minimum Qualifications Non‑Competitive Minimum Qualifications... ...to transfer via Section 70.1 of the Civil Service Law by having...Permanent employmentWork at officeLocal areaRemote workFlexible hours$135k - $155k
...New York, NY $170,000.00-$220,000.00 2 weeks ago Internal Audit Financial Crimes Compliance Analyst Charlotte, NC $170,000.00-$220,000.00 2 weeks ago United States $113,750.00-$130,000.00 1 week ago Austin, TX $170,000.00-$220,000.00 2 weeks ago Dallas, TX $170,000.00-$...Full timeTemporary workWork at office- ...using internal policies, with opportunities to influence models and rules through data insights. The role is full-time, contractor, non-exempt with shift options, requiring a Bachelor's degree, at least one year in fraud investigation, and comfort with SQL and AI tools...Full timeFor contractorsShift work
- ...A trusted building code inspection firm is seeking a skilled Plan Reviewer to ensure compliance with building codes by reviewing construction plans. The role involves direct communication with clients and requires a minimum of 5 years of experience, strong knowledge of...Remote work
$115k - $140k
...investigations, findings, and decisions to support audit and regulatory examinations.Assist in the development, testing, and tuning of transaction... ...of BSA/AML regulations, OFAC sanctions, and related compliance frameworks.Experience using transaction monitoring systems,...Permanent employmentTemporary work- ...and Senior Manager level. This is a wide-ranging opportunity covering complex investigations, forensic accounting and regulatory compliance matters across a variety of industries. Those joining will work closely with experienced senior professionals, lead high-quality...
$68.8k - $146.7k
...working paper files with meticulous documentation of evidence obtained, methodologies applied, and procedures performed, ensuring compliance with industry standards. Develop and deliver impactful presentations that articulate findings, methodologies, and strategic...Minimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week- ...seeking a Senior Fraud Analyst in New York City to own customer risk rating, KYC, and fraud monitoring models, partnering with Data, Compliance and Product to shape controls and monitoring. You will design rules, advise leadership on model performance, and work with...Work at office
- ...Document suspected fraud cases and Escalate as needed. Assist in improving fraud detection rules and workflows. Collaborate with compliance, risk, and customer service teams. Prepare reports summarizing fraud incidents and trends. Requirements Strong analytical and investigative...
- ...Federal approvals to be certified as a CDL Examiner. Must hold a high school diploma, GED or... ...to effectively communicate using verbal/non-verbal and written skills. Must demonstrate... ...Skills, and Over the Road Skills and the security and integrity of all testing materials...Local areaImmediate start
$75k - $95k
Fwainvest, based in New York, is seeking a Compliance Officer to oversee the execution of risk-based branch exams. Responsibilities include... ...a Bachelor's degree and at least three years of licensed examination experience. The role offers a salary range of $75,000 to $95,...Remote work- ACA Group in New York is seeking a senior examiner/attorney with private funds experience to join our growing GRC practice. You will lead mock regulatory examinations, review compliance programs, and draft reports for high-profile clients. You’ll interact with regulators...
- National Futures Association is seeking an Examiner to contribute to regulatory work in the derivatives markets. You will participate... ...applying critical thinking and collaboration to identify potential compliance issues and necessary corrective actions. The role requires a...
- Metro-North Railroad, a subsidiary of the Metropolitan Transportation Authority, is seeking a Rules Examiner in the Safety department to ensure compliance with operating rules through field audits, instruction, and testing. The role supports qualification and certification...Remote jobTraineeship
- ..., and new technologies to remain effective at identifying and preventing evolving schemes.Partner with Product, Engineering, and Compliance teams to escalate findings and inform rule changes.You Are Likely To Succeed If You Have:Proficiency in SQL, Excel and data visualization...Work at officeWork from homeWork visaFlexible hours
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