Senior SEC Mock Examiner — Private Funds Compliance
ACA Group
ACA Group in New York is seeking a senior examiner/attorney with private funds experience to join our growing GRC practice. You will lead mock regulatory examinations, review compliance programs, and draft reports for high-profile clients. You’ll interact with regulators and senior clients, identify improvement opportunities, and contribute to ACA’s market expansion through speaking, writing, and client engagements. Travel as needed. #J-18808-Ljbffr ACA Group
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior SEC Mock Examiner — Private Funds Compliance in New York, NY vacancy
- Senior Fund Accountant | Midtown NYC | Registered BDC Fund Our team is... ...fund accounting, and regulatory compliance functions for a publicly... ...investment vehicle, with a focus on SEC reporting, U.S. GAAP... ...administration, asset management, private credit, private equity, hedge...SeniorPrivateFull time
- ...paced environment. Collaborate with senior leadership to enhance financial processes and compliance. Gain exposure to strategic... ...implementations.Job DescriptionSenior Fund Accountant/Assistant Controller... ...accounting operations for private credit funds and management company...SeniorPrivate
- Ekspert Counsel seeks a Senior Paralegal/Paralegal Coordinator to support its Private Funds & Investment Management practice. The role offers substantial client exposure... ...formation, securities offerings, regulatory compliance, and transactional matters. The ideal candidate...SeniorPrivatePrivate practice
- Optima Partners, a global compliance and regulatory consulting firm, seeks a Director to... ...compliance programs, and lead engagements with senior clients in a fast-paced consulting... ...on strategic initiatives. Strong private funds expertise is essential. #J-18808-Ljbffr...SeniorPrivateWork at office
- Alexander Chapman is seeking an experienced Compliance Officer in New York to support a leading SEC-registered investment adviser platform. The role involves managing compliance programs, assisting fund launches, and ensuring adherence to regulatory requirements. The ideal...Senior
- ...in Zurich. We are looking for a tax professional (m, f, d) asSenior Consultant Tax Compliance | Fund InvestmentsYour Tasks: Ensure AEOI and also US tax compliance for management of private equity funds with appropriate consideration of risk, operational and tax issues /...SeniorPrivate
$250k
...New York is seeking a legal advisor to assist public and private companies with securities offerings, including IPOs and private placements. Responsibilities include drafting SEC filings and ensuring compliance with relevant regulations. The ideal candidate has a strong...SeniorPrivate- The New York Public Library (NYPL) seeks a Senior Accountant for Grants and Special Funds to manage government and private grants, ensuring compliance and accurate financial reporting. This role requires a Bachelor’s degree in Accounting or Finance and experience in nonprofit...SeniorPrivate
$225k - $275k
The Blackstone Group L.P. is seeking a Senior Vice President Attorney for the Private Wealth Public Funds Legal Group in San Francisco. This role involves overseeing... ..., managing corporate governance, and leading compliance initiatives. Ideal candidates will have over 7 years...SeniorPrivateFull time$88k - $120k
...Management Company Accounting, focusing on alternative investment funds. This full-time role oversees all accounting and financial reporting, including preparation of financial statements and compliance with regulations. Desired qualifications include a bachelor’s in Accounting...SeniorPrivateFull time- ...boutique firm with Big Law experience, seeks a Funds Attorney to join its investment funds... ...formation, structuring, and ongoing operation of private and public funds across asset classes, collaborating on documentation and compliance for sophisticated client matters. The role...SeniorPrivate
$150k - $220k
Position Title: REIT and Real Estate Fund Ratings Analyst - Director/ Senior Director (NY)Department:... ...credit facilities and monitor covenant compliance. Maintain peer group comparisons of... ...value and IFRS.Ability to generate private market values estimates for underlying...SeniorPrivateFull timeTemporary workLocal areaFlexible hours$90k - $100k
Senior Accountant, Grants & Special Funds Department: Finance Employment Type: Full Time Location: 270 Madison... ...accounting, financial reporting, compliance and audit functions. Reporting to... ...government (City, State, and Federal) and private grants as well as supporting...SeniorPrivateFull timeWork at officeRemote workMonday to FridayFlexible hours$120k - $130k
Daley And Associates, LLC is seeking a Senior Fund Accountant in Midtown NYC to support regulatory reporting, NAV calculations, and investment... ...a publicly traded vehicle. You’ll liaise with audit, tax, compliance, and investor relations teams to ensure accurate financial...Senior- ...companies, approximately $780 million in private funding, and more than 900 highly skilled... ...Position Summary newcleo is seeking a Senior Manager, SEC Reporting & Technical Accounting to... ...advisor on complex transactions, ensuring compliance with SEC requirements, IFRS, and U.S....SeniorPrivate
newcleo
New York, NY1 day ago $150k - $200k
...will support the firm's compliance program across registered private equity funds, private debt funds,... ...compliance with applicable SEC regulations, Investment... ...filings.Support SEC examinations, regulatory inquiries,... ...discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton...SeniorPrivateFull timeLocal area3 days per week- J.P. Morgan is seeking a Fund Banker to advise Emerging Private Equity & Venture Capital clients on banking, cash management, and lending. You will work with solutions teams and Private Bankers nationwide, applying investments, banking, and credit expertise to manage a...SeniorPrivate
- ...Coda Search Staffing is partnering with a global asset manager to hire a Senior Fund Accountant in New Jersey. You will lead monthly/quarterly closes for private credit funds, ensuring NAV accuracy and timely reporting. Role involves reviewing P&L and balance sheets,...SeniorPrivate
Coda Search│Staffing
New York, NY4 days ago - JPMorgan Chase & Co. in New York seeks a Fund Banker within the U.S. Private Bank to advise Emerging Private Equity & Venture Capital clients on banking, cash management, and lending solutions. You will work with internal teams across local markets to deliver holistic balance...SeniorPrivateLocal area
$250k - $375k
...strategic visibility across teams.About Our ClientThe Senior Knowledge Management Attorney - Private Funds leads the development and execution of knowledge... ...solutions to improve client service delivery.Ensure compliance with legal and regulatory requirements in all...SeniorPrivate- Compliance Associate (New York, NY): Our client... ...exciting, large-scale funds in a newly... ...understanding of the SEC Marketing Rule to... ...regulatory inquiries and examinations, as well as... ...Reference #2979397 Seniority level Seniority level... ...Capital and Private Equity Principals...SeniorPrivateFull time
- ...company, backed by over $100 million in funding from top‑tier global investors, including... ...future, today. About the Role As our Senior Fraud Analyst for Consumer Lending , you... ...Taktile decisioning workflows. Regulatory & Compliance Liaison: Coordinate with the Legal &...SeniorRemote work
Felix
New York, NY2 days ago $285k - $350k
...candidate will have significant experience with SEC reporting and public company... ...Responsibilities Advise public and private company clients on a broad range of corporate... ...SEC reporting and ongoing public company compliance obligations Counsel boards of directors...PrivateWork at officeDirect Counsel
New York, NY3 days ago- ...19905Salary Type AnnuallyIndustry Hedge Fund;Private EquitySelling Points Lead impactful fund... ...investment teams to drive financial accuracy and compliance. Hybrid work arrangement with growth... ...meetings and ensure compliance with SEC custody rules.Coordinate production of...Private
- ...Partners is looking for a Compliance Associate / Senior Compliance Associate in it... ...for asset managers, hedge funds, private equity and real-estate clients... ...Familiarity with various SEC, CFTC/NFA, FINRA rules and... ...policies, procedures, examinations and audits Ability to independently...SeniorPrivateWork at officeImmediate startShift work
Optima Partners Holdings LLC
New York, NY3 days ago - Join a growing NYC private equity investment firm that partners with... ...opportunity to work closely with senior leadership while gaining broad exposure to all aspects of fund operations.Our client is... ...tax reporting, and regulatory compliance by coordinating with external...SeniorPrivateImmediate start
$200k
# Associate or Senior Associate, Special Situations Private Investment FundRobin Judson PartnersAssociatePrivate EquityFull-timeLocationNew York, United StatesDate... ...a multi-billion-dollar global special situations fund with long-term locked-up capital and significant dry...SeniorPrivateFlexible hoursInforCapital, partnership
New York, NY4 days ago$115k - $150k
...communities. KKR sponsors investment funds that invest in private equity, credit and real... ...Overview KKR is seeking a Compliance Officer to join KKR’s... ...Compliance team Directly support senior colleagues on the Private... ...and procedures, including SEC exemptive relief for co-...SeniorPrivateWork at officeLocal area$114.75k
...New York area CPA/consulting firm is seeking a talented Senior Accountant and Manager - SEC for their expanding outsourced accounting practice in New... ...and review financial statements for both the public and private sector including disclosures for audit, review and...SeniorPrivateRemote workFlexible hours- ..., global alternative investment firm that is looking to add a Senior Fund Accountant to its NYC based team. This is a great opportunity... ...investment management environment and gain deeper exposure to private equity fund accounting. Key Responsibilities Fund financial statement...SeniorPrivate
Private Equity Fund
New York, NY1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior SEC Mock Examiner — Private Funds Compliance. Be the first to apply!
Related searches
- driving examiner New York, NY
- examiner New York, NY
- field examiner New York, NY
- compliance examiner New York, NY
- securities compliance examiner New York, NY
- disability examiner New York, NY
- srs distribution New York, NY
- senior operations coordinator New York, NY
- senior associate architect New York, NY
- senior revenue operations analyst New York, NY