Financial Regulatory Mid-Level Associate
$260k - $365kAdvocates Legal Recruiting
Financial Regulatory Mid-Level Associate Los Angeles, United States | Posted on 07/21/2026 Financial Regulatory Associate | AmLaw 100 Platform | Multiple U.S. Offices Our AmLaw 100 client is building out its financial regulatory bench and is hiring a mid level associate to join a nationally recognized Financial Services and Securities Enforcement team. This role sits within a practice that regularly advises financial institutions, fintech companies, and payments platforms on regulatory exposure, product development, and government scrutiny. Openings are available in New York, Chicago, Austin, Los Angeles, and San Francisco . Role Summary You will work on a mix of regulatory counseling, enforcement matters, and compliance strategy for clients operating in the financial services and payments ecosystem. The work spans: Advising fintech companies and financial institutions on payment products and regulatory risk Handling state and federal regulatory inquiries and investigations Counseling clients on licensing, money transmission, and compliance obligations Supporting rulemaking analysis and regulatory strategy Working with clients navigating consumer financial protection statutes and related regulatory frameworks This team regularly advises companies operating across domestic and international markets and is known for its work at the intersection of fintech innovation and financial regulation. Candidate Profile 3 to 5 years of experience in financial regulatory, fintech, or consumer financial services work Familiarity with statutes such as FCRA, FDCPA, ECOA, SCRA, MLA, TILA, EFTA, GLBA, and TCPA Experience advising financial services or fintech clients on compliance and regulatory exposure Strong academic credentials and clear, precise writing Active bar admission in the state of the office you are joining Why This Role This practice advises clients at the center of the evolving payments and fintech market. Associates work closely with partners on regulatory strategy, product counseling, and enforcement matters rather than sitting on the margins of large teams. The platform offers a national financial regulatory practice with cross office collaboration, direct client interaction, and a steady flow of matters tied to the rapid growth of digital payments and financial technology. Compensation follows the AmLaw market scale with a salary range of approximately $260,000 to $365,000 , depending on experience and location. #J-18808-Ljbffr Advocates Legal Recruiting
$235k - $390k
We are searching for a junior or mid-level associate to join our Fund Formation group in our Redwood City, San Francisco, or Los Angeles offices... ...the Investment Advisers Act, the Securities Act, and other regulatory requirements, is strongly preferred. Our Fund practice...Regulatory- Job Overview A law firm seeks a Mid-Level Family Law Associate Attorney in Los Angeles, CA. The ideal candidate will have 3-7 years of experience... ...Angeles and surrounding Superior Courts as required. Analyze financial documents and evidence. Prepare clients and witnesses....Financial
- ...firms often cannot resolve, Knight Law Group is dedicated to financial prudence, client satisfaction, and ethical representation... .... JOB OVERVIEW Knight Law Group is seeking mid-level litigation associates to work onsite in the Century City office. A successful candidate...FinancialImmediate startWork from homeMonday to Friday
$85k - $133.75k
...Mid-Level Corporate Paralegal We have an opening for a Mid-Level Corporate Paralegal... ...coordinating shareholder mailings and regulatory filings, drafting and managing signing... ...good health - physical, emotional, and financial - is the reason we offer a comprehensive...FinancialRegulatoryTemporary workWork at officeMonday to FridayFlexible hours3 days per week$28 - $30 per hour
...Marketing Specialist- Hybrid, Mid-Level role at Jobright.ai 1 day... ...compliance and properly archived per regulatory requirements. • Source,... ...specialist role; banking or financial services experience... ...0.00-$80,000.00 3 weeks ago Associate Manager, Brand Marketing - Sports...FinancialRegulatoryFull timeWork at officeRemote work$310k
...Description Job Description Direct Counsel is seeking a Mid-to-Senior Level Corporate Associate with 4–8 years of experience to join a rapidly... ...regarding ongoing fund governance, operations, and regulatory considerations. Advise on applicable corporate and...RegulatoryPrivate practiceWork at officeFlexible hours- ...software investment opportunities, including financial analysis, market research, and... ...industry trends, emerging technologies, and regulatory changes to provide insights and... ...for the investment strategy. Seniority Level Mid‑Senior level Employment Type Full‑time...FinancialRegulatoryFull time
$275k - $355k
...recognized law firm, is seeking a mid- to senior-level Corporate & Securities Associate (4th-7th year) to join its... ...companies, public corporations, financial institutions, and other market participants... ...across tax, finance, regulatory, and other practice areas Work...FinancialRegulatoryPermanent employmentWork at officeFlexible hours$215k - $355k
Venable LLP’s Commercial Litigation Group seeks a mid-level associate with four to six years of experience to join the practice in the Los... ...and business law, complex litigation, intellectual property, regulatory matters, and government affairs. Additional information can...RegulatoryWork at office$235k - $310k
Overview We are looking for an associate to join our Strategic Transactions and Licensing group (the “Tech Group”) in Austin, Los Angeles... ...exposure to a wide variety of technology, life sciences, AI, financial services, and consumer products companies at all stages of...FinancialWork at officeRelocation- ...Job Description Job Description We're looking for Parts Associates with a minimum of 6 months of professional automotive parts experience... ...the four fastest companies to make the Fortune 500. As a Mid-Level Parts Associate, you'll be expected to help manage our...
$130k - $165k
...opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the... ...other product providers, the Associate will underwrite and syndicate... ...ComplianceEnsure compliance with external regulatory/internal policy and... ...the general nature and level of work being performed. They...FinancialRegulatoryFull timeWork at officeLocal areaRemote work$77.7k - $146.9k
...nowhere like RSM.The PositionAs a senior associate in RSM’s growing Financial Services Risk Consulting Practice,... ...of key industry fundamentals, regulatory environment, and terminologyIdentify... ...procedures, and work-programsOwns process level client relationships and...FinancialRegulatoryFull timeWork experience placementInternshipLocal areaRemote work$100k - $160k
Business Unit:Financial And Valuation AdvisoryIndustry:Portfolio Valuation... ...to meet their investor and regulatory financial reporting... ...transaction structures. As an Associate in our Portfolio Valuation Practice... ...and interaction with senior-level professionals and clients. The...FinancialRegulatoryFull timeWorldwide$175k - $225k
...International is seeking an Associate to join our rapidly growing Industrials... ...also receive a high level of exposure to international... ...coordination, and delivery across financial, commercial, and operational... ...in Switzerland or similar regulatory authorities regarding such activities...FinancialRegulatoryCurrently hiringWork at officeRemote workWork visaMonday to ThursdayShift work$130k - $160k
...Management is seeking a Senior Associate for our US Public Credit... ...responsibilitiesAssist in preparation of US GAAP financial statements for monthly... ...and workpapers.High level of interaction across the... ..., financial instruments, and regulatory requirementsStrong understanding...FinancialRegulatoryFull timeTemporary workWork experience placementFlexible hours$310k - $390k
...Job Description Job Description Investment Funds Mid-Level Associate Attorney Preferred Locations: Charlotte, Chicago, or New York... ...fund management companies and general partners Advising on regulatory matters applicable to private investment funds...RegulatoryWork at office- Goodwin Procter seeks a mid-level associate to join our Technology Companies group in Los Angeles. The role emphasizes collaboration, handling substantial components of transactions, and delivering clear, concise counsel. The ideal candidate will have outstanding academic...
$77.7k - $146.9k
...there’s nowhere like RSM.As a senior associate in RSM’s growing Healthcare Risk... ...mitigate potential risks across Clinical, Financial, Operational, IT and Regulatory risk domains.Key... ...procedures, and work-programsOwns process level client relationships and collaboration...FinancialRegulatoryFull timeWork experience placementInternshipLocal areaRemote work$130k - $150k
...treasury operations across diverse regulatory, banking, and market... ...both the corporate and regional levels.• Capital Markets: Monitoring... ...The Corporate Treasury Senior Associate will provide strategic... ...creation and maintenance of financial models and forecasts, the execution...FinancialRegulatoryFull timeTemporary workWork experience placementLocal areaFlexible hours$310k - $365k
...Job Description Job Description Mid-Senior Associate (Litigation) § Practice Area : Complex... ...phases. This role demands a high-level practitioner capable of navigating the... ...sectors such as Technology, Energy, or Financial Services. ⨖ Demonstrated ability to...FinancialFull timeWork at office$96.6k - $130k
...performance appraisals and communicates regulatory and administrative information. .Answers... ...limited to, the candidate’s skill set, level of experience, education, and market considerations... ...on employees’ investments and requires financial disclosures that are uniquely related to...FinancialRegulatoryFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start$150k - $185k
...Equity Finance team is seeking an Associate Vice President to join its... ...accounting duties (formal financial reporting and GAAP accounting... ...credit facility compliance and regulatory reportingOperational... ...experience at the Accounting Manager level (or equivalent); approximately...FinancialRegulatoryFull timeTemporary workWork experience placementWork at officeFlexible hours$77k - $202k
...Configuration Analyst - Senior Associate, you will leverage data and... ...for clients. Within our Risk & Regulatory practice, you will focus on... ...Economics, Engineering, Finance, Financial Mathematics/Quantitative... ...to hire experienced or entry level job seekers who will need, now...FinancialRegulatoryFull timeH1b$95.6k - $203k
...knowledge throughout staff to improve the level of care and communication provided... ...could be subject to variation based on regulatory minimum wage requirements. Actual pay rates... ...Petco Total Rewards, including health and financial benefits, 401K, incentives, and PTO - see...FinancialRegulatoryMinimum wageLocal areaImmediate startShift workNight shift$77k - $202k
...platform for growth and increased regulatory requirements through the... ...values-driven leader at every level. To help us achieve this we... ...in the future. As a Senior Associate, you'll work as part of a team... ...and Statutory Reporting; Financial Master Data Management; and,...FinancialRegulatoryH1b$225k
...Job Description Job Description Mid-Level Mergers & Acquisitions Associate Attorney Direct Counsel is seeking a Mid-Level Mergers & Acquisitions... ...transactional risk management. Assist with securities law and regulatory issues arising in connection with corporate...Regulatory- ...make recommendations for asset-level decisions, including leasing,... ...opportunities.Legal / regulatory requirements (PPM, LPA, Separate... ...work oversight for 1 or more PO Associates/Analysts.EDUCATION/EXPERIENCE... ...Demonstrated experience with financial modeling.KNOWLEDGE, SKILLS,...FinancialRegulatory16 hoursFull timeWork at officeLocal area
- Job Overview A law firm seeks a mid-level associate to join its Fund Finance practice in Los Angeles. The ideal candidate will have 3 to 5 years... ...jurisdiction. Skills Proficiency in handling complex financial transactions. Strong analytical and problem-solving skills....Financial
$90k - $110k
...to help clients achieve their long-term financial goals through active portfolio management... ...program, including marketing review, regulatory filings, policies and procedures, compliance... .... Candidates must possess a high level of integrity and strong work ethic. Good...FinancialRegulatoryWork at office
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