COMPLIANCE SPECIALIST

Compliance Specialist – Full-time (40 hrs./wk.) Enterprise, Appleton – Corporate Office The Compliance Specialist assists the Compliance Attorney/Officer with the oversight and implementation of the Regulatory Compliance Management Program and assists the business lines and operations areas in meeting their regulatory compliance obligations. Responsibilities Promoting and upholding the Fox Purpose, Mission, Vision, and Values Reviewing internal policies, processes, and procedures to ensure compliance with the appropriate state and federal laws and regulations Reviewing forms, disclosures, and procedures for adherence to governing regulations Preparing written compliance reviews identifying deficiencies and required remedial action Maintaining a high level of financial compliance knowledge, including changes to state and federal laws and regulations through continuing education via seminars, conferences, webinars, and professionally provided material Analyzing new and pending laws and regulations to disseminate the information to appropriate management Working with the Compliance team to ensure appropriate and timely measures are taken to implement legal and regulatory changes which may affect policy and/or procedures Managing updates to corporate policies, ensuring accuracy, timeliness, and consistency Coordinating compliance efforts within all departments of the credit union Providing direction and information for staff, management, and the Board of Directors Maintaining Credit Union Compliance Expert (CUCE) certification Reviewing and approving marketing materials, website, email campaigns, social media posts and digital content for compliance in meeting all applicable legal, regulatory, and internal compliance standards Identifying and flagging potential compliance issues in marketing campaigns, materials, and digital to mitigate compliance risks and recommend corrective actions Collaborating with various departments to align marketing strategies with compliance requirements Communicating comments effectively and working with business partners for creative solutions to issues Researching compliance related inquiries Actively participating in various compliance projects and initiatives Qualifications Equivalent to a college degree or equivalent in years of study in financial institution compliance field CUNA’s Credit Union Compliance Expert (CUCE) certification or NAFCU Certified Compliance Officer (NCCO) certification Three to five years similar or related experience Excellent communication skills Significant level of trust and diplomacy Strong analytical skills Attention to detail Ability to prioritize work and duties Ability to maintain professionalism in appearance, dress, and attitude Ability to explain rules and regulations to those who do not have a compliance background Benefits We offer a great team environment, competitive salary and an excellent benefit package which includes medical, dental, vision, life, short‑term and long‑term disability insurance, 401 k (Roth and Traditional), company contributions including match, paid time off and caregiver leave. As part of our commitment to the communities we serve, we also offer all team members paid volunteer time off! Equal Opportunity Employer of Protected Veterans, and Individuals with Disabilities. #J-18808-Ljbffr