Banking Compliance Lead & Regulatory Expert
JCW Group
JCW Group is seeking a Compliance Officer to enhance the bank's compliance program in New York, NY. This role requires a Bachelor’s degree and extensive experience in regulatory compliance within the banking sector. The ideal candidate will possess deep knowledge of consumer and lending regulations and excellent analytical and communication skills. The position involves engaging with federal regulators and contributing to internal compliance training efforts. #J-18808-Ljbffr JCW Group
- ...Investment Banking AI Subject-Matter Expert is a remote review track for evaluating... ...and policy adherence; flag compliance and reconciliation issues;... ...report drift to the program lead. Nice to have Big Four,... ...analysis Audit-grade review Regulatory standards Risk assessment...RegulatoryHourly payFor contractorsWork experience placementRemote work10 hours per week
- Investment Banking AI Subject-Matter Expert is a remote review track for evaluating AI... ...policy adherence; flag compliance and reconciliation issues;... ...report drift to the program lead. Nice to have Big Four, bulge... ...Audit-grade review Regulatory standards Risk assessment...RegulatoryHourly payFor contractorsWork experience placementRemote work10 hours per week
- ...strategy for J.P. Morgan Wealth Management, Banking & Liquidity Solutions, a team that... ...ultimately supporting business results and leading to positive client outcomes.As an... ...relevant products, market dynamics, and regulatory considerations to inform strategy, messaging...RegulatoryTemporary work
- ...of Risk Management and Compliance, you are at the center of... ...emerging risks, and using your expert judgement to solve real-... ....As a Vice President - Lead Credit Officer on the Real Estate Banking team, you will be... ...procedures and applicable regulatory guidance.Required...Regulatory
- Flagstar Bank in New York, NY is seeking a Group Director - Investment Counselor to deliver goals-based financial planning for high... ...complex concepts into actionable client guidance, while maintaining strict risk and regulatory standards. #J-18808-Ljbffr Flagstar BankRegulatory
$234k - $267.1k
Senior Director, Lead AML Advisor for Card Business... ...One is a leading banking and technology company... ...leaders as well as external regulatory authorities. An... ...seasoned risk management and compliance professional with... ...knowledge in a new way. Experts add insights directly...RegulatoryFull timePart timeLocal area$160k - $175k
Popular is seeking a Senior Compliance Officer II in New York City. This role involves supporting the consumer regulatory compliance functions for Popular Bank, ensuring that all activities align with compliance standards across various business lines. The ideal candidate...Regulatory- KeyBank in Loudonville, NY seeks a Branch Manager to lead a sales-driven team, deliver exceptional client service, and grow... ...staff, manage staffing, schedules, and onboarding, and ensure compliance with regulatory controls. You will engage with the local community, develop...RegulatoryLocal area
$110k - $135k
Integrated DNA Technologies is looking for a Regulatory Affairs Specialist to manage regulatory submissions and ensure compliance within life sciences and diagnostics. You will lead the creation of regulatory documents and provide guidance on product development while...RegulatoryRemote job- The Symicor Group is assisting a bank client in the greater New York, NY area with a Bank Compliance Officer role. The position emphasizes quality control reviews... ...products and operations meet state and federal regulatory requirements. This is not a remote position. The...Regulatory
$150k - $180k
...40 Line Of Business: Compliance Pay Detail: $150,000... ...Systematically Important Bank (GSIB), or associated... ...product laws, rules and regulatory landscape, and a willingness... ...TDS oversees/leads a team(s) of specialists... ...specialists Subject matter expert for a functional area Key...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours$89k - $105k
...and so are the rewards. The compliance team supporting Robinhood’s credit... ...dedicated to ensuring robust regulatory compliance across all... ...supporting business goals.As Lead Compliance Analyst, you will... ...You will also collaborate with bank sponsors and partner teams to...RegulatoryWork at officeFlexible hoursShift work3 days per week$65k - $107.25k
...Overview Job Title Operations Expert Corporate Title Assistant... ...NY Overview Private Banking US Operations is responsible... ...and coordinator with Audit, Compliance, Finance, Risk Management... ...day reporting and analysis US Regulatory Requirements/ Submissions for...RegulatoryFull timeWork at officeWork from home$80k - $110k
...Position Overview Job Title Operations Expert - Deposit & Lending Corporate Title... ...New York, NY Overview Private Banking (PB) US Operations is responsible for managing... .... Work on New Product Approvals, Regulatory Reporting and Transformation Projects...RegulatoryFull timeImmediate startWork from home- Electricmind is seeking a Senior Consultant in New York to advise U.S. banks on critical cybersecurity compliance issues. Applicants will lead client engagements, ensuring regulatory needs are met through effective remediation plans and technical execution. The ideal candidate...Regulatory
- Lincoln Savings Bank is seeking a Regulatory Manager for Fintech/Payments Compliance to support the LSBX business line. This role partners with product, legal, and risk teams to evaluate and implement robust compliance programs for fintech products, ensuring regulatory...Regulatory
$80k - $110k
...Job Title: Operations Expert Corporate Title: Analyst... ...Overview Private Banking (PB) US Operations is... ...with Front Office, Risk, Compliance, Legal, and Technology... ...external service providers Lead audit engagements (... ...of findings Own regulatory, risk, and senior leadership...RegulatoryWork at officeWork from home$140k - $160k
Piermontbank is seeking a Senior BSA Manager to oversee the Bank’s BSA/AML compliance program in New York. The role involves leading the BSA team, managing daily operations, and ensuring compliance with regulatory standards. The ideal candidate has 10+ years of banking...Regulatory- techchaintalent is seeking a Senior Business Development Lead to drive enterprise compliance solutions for fintechs, banks, and crypto companies. The role blends sales... ...strategy to align business, legal, and regulatory needs with onchain compliance. You will orchestrate...Regulatory
$170k - $300k
...suite of investment, lending, banking, and trust services, powered... ...Technology Book of Work Program Lead to serve as the central... ...balancing strategic initiatives, regulatory requirements, business... ...its clients, and assetsDrive compliance with applicable laws, rules,...RegulatoryFull timeWorldwide- ...relationships and deliver tailored banking solutions. You will coordinate... ...to structure deals, ensure KYC compliance, and expand wallet share while maintaining regulatory standards. The role requires deep... ..., and the ability to lead cross-functional teams to meet client...Regulatory
$185k - $225k
...projections, liquidity management, and banking relationshipsRecord and monitor capital... ...accuracyContribute to tax planning efforts and ensure compliance across all entitiesStay aligned with... ...with compliance specialists to uphold regulatory filing standards and best...RegulatoryWork at office- Purpose: The AML Team Lead supports the Bank's AML/CFT, OFAC, sanctions, and regulatory compliance program by overseeing alert and case activity, conducting and reviewing investigations, supporting required filings, maintaining data integrity, and assisting management...RegulatoryWork at office
- UBS in New York is seeking a Global Banking compliance specialist with deep risk awareness and independent judgment to advise on policies and regulations across the business. You will lead coverage for Equity Capital Markets within Global Banking, coordinate with Americas...
- A leading conversational AI platform is seeking a Compliance Lead to establish their compliance function. This pivotal role requires 8+ years in compliance, particularly within banking. You will guide some of the largest regulated customers through compliance reviews....Work at office
$89.25k - $150.25k
...internal controls, consumer compliance, technology, operational risk... ...accounting, data analytics, and banking operations. Our audit teams... ...operations, quality, and standards; regulatory relations; reporting;... ...Express. The colleague will lead risk-based audits, applying credit...RegulatoryWorldwide- ...part of Risk Management and Compliance, you play a crucial role in maintaining... ...risks, and using your expert judgement to solve real-world... ...products / markets and regulatory requirements.Risk- and control... ...we are a leader in investment banking, consumer and small business...Regulatory
$175k - $259.7k
Job Description:At Bank of America, we are guided by a common purpose... ...on products, services, regulatory matters, and commercial credit... ...with business, risk, compliance, and legal stakeholders to support... ...eligible. We provide industry-leading benefits, access to paid time...RegulatoryFull timeWork at officeFlexible hoursDay shift- ...seeking a Private Client Banker in Branch Banking to be the main point of contact for affluent... ...collaborate with specialists to connect clients to experts, promote self-service options, and ensure compliance with lending and regulatory requirements while maintaining exceptional...Regulatory
- ...help prepare responses for audit, regulatory, and client requests.As an AI/ML Governance Lead - Vice President within the Commercial & Investment Bank’s Digital, Data and Artificial Intelligence... ...partner closely with risk, legal, compliance, and technology stakeholders to...Regulatory
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