First Compliance Lead - Build Banking Compliance Program
CTB1LLC, a boutique talent and placement company
A leading conversational AI platform is seeking a Compliance Lead to establish their compliance function. This pivotal role requires 8+ years in compliance, particularly within banking. You will guide some of the largest regulated customers through compliance reviews. Ideal candidates should possess leadership skills, a quick-moving mindset, and experience in a startup environment. The position is based in New York City with a high-collaboration office setting. #J-18808-Ljbffr CTB1LLC, a boutique talent and placement company
- ...in a dynamic environment. As a Lead Technical Program Manager within Consumer & Community Banking Core Engineering Solutions, you... ...stakeholder management skills, you will build productive relationships and... ...and holding a customer first mentality Use enterprise-authorized...SuggestedWork at officeFlexible hours
$72.28k - $117.52k
...Business Audit Why Work with Us? At TD Bank US Compliance, we're on a mission to build a more resilient and scalable... ...design of a future-focused compliance program. This not just about implementing... ...audits and/or related processes. Leads and/or provides supervisory...SuggestedWork experience placementLocal areaWork from homeFlexible hours- ...Morgan Wealth Management, Banking & Liquidity Solutions,... ...business results and leading to positive client outcomes... ...run-the-business (e.g. building executive-level... ...range of benefits and programs to meet employee needs,... ...solutions - all while ranking first in customer...SuggestedTemporary work
$170k - $300k
...suite of investment, lending, banking, and trust services, powered... ...Wealth Technology Book of Work Program Lead to serve as the central... ...synthesize competing priorities, build trusted partnerships across senior... ...its clients, and assetsDrive compliance with applicable laws, rules,...SuggestedFull timeWorldwide$234k - $267.1k
Senior Director, Lead AML Advisor for Card... ...ago Be among the first 25 applicants Join... ...One is a leading banking and technology company... ...AML and Sanctions program to enable rigorous... ...management and compliance professional with... ...to influence and build consensus among peers...SuggestedFull timePart timeLocal area- ...innovation in a dynamic environment. As a Lead Technical Program Manager in JPMorgan Chase Corporate -... ...leading technology programs in new-build or large-scale workplace expansion projectsExcellent... ...today we are a leader in investment banking, consumer and small business banking,...
$150k - $180k
...0 Line Of Business: Compliance Pay Detail: $150,000... ...Compliance Oversight program of first line Risk Owner (RO) activities... ...Important Bank (GSIB), or associated... ...relationship and network building that fosters advancement... ...Compliance TDS oversees/leads a team(s) of...Work experience placementWork at officeLocal areaWork from homeFlexible hours$150k - $180k
...Hours 40 Line Of Business Compliance Pay Detail $150,000 - $... ...the effectiveness of programs/ policies/ practices... ...Technology and Operations Build relationships with... ...area/function and the bank, both internally and/or... ...Compliance TDS oversees/leads a team(s) of specialists...Work experience placementLocal areaWork from homeFlexible hours- ...planet we all share.In compliance with applicable laws,... ...is one of the largest banking and financial services... ...Business Performance Team Lead you’ll oversee the... ...you’re interested in building a high-performing team... ...generous matching gift program, and a comprehensive program...Work at office
- ...from within the Private Bank by leveraging relationships... ...and coverage Build a coverage plan with PB... ...financial wellness.Corporate Lead Generation Identify corporate... ...renewals, and equity program transitions.Orchestrate... ...seniority, and time‑to‑first corporate meeting; iterate...Work at office
- ...Governance & Automation Lead in Consumer & Community Banking Digital AI/ML, you... ...and governance programs that enable responsible... ...legal, risk, controls, compliance, and business... ...design, prototype, or build solutions that automate... ...- all while ranking first in customer...
$108k - $154.5k
...responsibilities for the First Line of Defense Non-... ...areas of focusExecute and lead aspects of assurance... ...across ISG, WM, IM and U.S. Banks.What you'll bring to... ...monitoring.Ability to build credible stakeholder relationships... ...sponsored benefit programs.Morgan Stanley is an...Temporary workWork at office$152k
...analytical and strategic Lead Data Analyst of Credit... ...technical expertise to build data-driven solutions. You... ...financial health of the MyPay program.To thrive in this role,... ...company, not a bank*—on the premise that core... ...savings account, purchasing a first car or home, launching a...Full timeWork at officeLocal areaRemote work$147.25k - $200k
...As a Lead Technical Program Manager in the Consumer and Community Bank- Business Banking Technology, you will help senior leaders... ...ways of working. Promote reuse-first, AI-assisted practices for... ...skills, including the ability to build productive relationships and drive...Full time$140k - $160k
Piermontbank is seeking a Senior BSA Manager to oversee the Bank’s BSA/AML compliance program in New York. The role involves leading the BSA team, managing daily operations, and ensuring compliance with regulatory standards. The ideal candidate has 10+ years of banking...$160k - $175k
A leading banking institution is seeking a Senior Compliance Officer to support its consumer regulatory compliance functions. Based in New York, NY or Miami Lakes... ..., FL, the role involves executing the Compliance Program, providing compliance resource expertise to...Flexible hours- HiFi Bridge Inc. in New York is seeking a Program Manager to own the design, launch, and scaling of our debit card and banking programs end-to-end. You will navigate card networks, sponsor banks, and stablecoin settlement, turning complexity into a seamless payment experience...
- JCW Group is seeking a Compliance Officer to enhance the bank's compliance program in New York, NY. This role requires a Bachelor’s degree and extensive experience in regulatory compliance within the banking sector. The ideal candidate will possess deep knowledge of consumer...
- tastytrade is seeking a Head of Fraud Risk to build and lead the Fraud Function. This high-visibility role defines... ...the team, selects tools, and partners with compliance, ops, product and tech. You will own the program end-to-end, set the risk philosophy, budget, and...
- .... As part of Risk Management and Compliance, you are at the center of keeping... ...best-in-class.As a Vice President - Lead Credit Officer on the Real Estate Banking team, you will be responsible for... ...offer a range of benefits and programs to meet employee needs, based on...
$120k - $150k
We’re building a relationship-oriented bank for the modern world. We need talented, passionate... ...limited oversight to lead and support execution of... ...range of benefits and programs to meet our employee’s needs... ...Management, Regulatory Compliance, Risk Based AuditingSummaryLocation...Full timeRemote work2 days per week- ...updates.As an Applied AI ML , Lead - AI Data Readiness at JPMorganChase... ...within Corporate & Investment Bank Data Strategy, you will define... ...modesAbility to prototype and build solutions across the data and... ...offer a range of benefits and programs to meet employee needs, based...
$89k - $105k
Join us in building the future of finance.Our mission is... ...are the rewards. The compliance team supporting Robinhood... ...business goals.As Lead Compliance Analyst, you... ...also collaborate with bank sponsors and partner teams... ...outsized impact, bonus programs, equity ownership, and...Work at officeFlexible hoursShift work3 days per week- Finance and Risk Reconciliations Build Lead Analyst Location(s): Chennai, Tamil Nadu, India Job Type: Hybrid Discover your future at Citi... ...critical Finance and Risk reconciliation controls across the bank. The successful candidate will get involved in leading a team and...Full time
- ...Commercial & Investment Bank, JPMorgan Chase... ...0 currencies, we are a leading processor of USD payments... ...including Transformers) to build, fine-tune, distill, and... ...Product, Engineering, Risk, Compliance, and Data teams.Job... ...range of benefits and programs to meet employee needs,...
- ...President, Strategic Execution Lead to drive execution of... ...competing priorities.Build alignment and momentum... ....Translate complex program execution, risks, dependencies... ..., Legal, Risk, Compliance and Control teams to incorporate... ...a leader in investment banking, consumer and small...
$163.6k - $245.4k
...engagements to corporate reputation programs and business-specific support... ...partners worldwide.The Banking Communications team is a high... ...of our leaders and the bank.Build trusted relationships across... ...communications activities remain in compliance with applicable laws,...Full timeWorldwide- ...As an AI/ML Governance Lead - Vice President within... ...Commercial & Investment Bank’s Digital, Data and... ...closely with risk, legal, compliance, and technology stakeholders... ...trackingDesign and build executive-ready... ...range of benefits and programs to meet employee needs,...
- ...part of Risk Management and Compliance, you play a crucial role in maintaining... ...model usage and act as the first point of contact for the... ...and its models.Hands-on programming experience with at least one... ...we are a leader in investment banking, consumer and small business...
- The J.P. Morgan Private Bank offers individuals and families personalized... .... The Regional Team Lead is responsible for managing the... ...The successful candidate will build and sustain partnerships across... ...offer a range of benefits and programs to meet employee needs, based...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to First Compliance Lead - Build Banking Compliance Program. Be the first to apply!
- medicaid compliance New York, NY
- director quality assurance regulatory affairs New York, NY
- compliance investigator New York, NY
- compliance examiner New York, NY
- environmental compliance New York, NY
- compliance lead New York, NY
- regulatory compliance engineer New York, NY
- regulatory compliance associate New York, NY
- regulatory affairs part time New York, NY
- medical compliance New York, NY
