Vice President of SOX Compliance
Confidential
Vice President of SOX Compliance
About the Company
A pioneering organization in the asset management industry.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is seeking a Vice President of SOX Compliance to lead and oversee all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate will be responsible for developing and implementing SOX compliance strategies, collaborating with external firms and internal teams to manage SOX processes and reporting requirements, and contributing to IT infrastructure projects to enhance systems and processes. This role requires a strategic leader who can provide insights and ensure compliance and operational excellence, as well as maintain up-to-date knowledge of SOX regulations and IT advancements. Applicants must have a Bachelor of Science degree in a relevant field, with a minimum of 5 years' experience in SOX compliance or related roles. A preferred 12 years' of experience in compliance, IT infrastructure, or asset management is also noted. The role demands a strong knowledge of SOX regulations and IT infrastructure processes, proven leadership skills, and the ability to manage cross-functional teams. Excellent communication and collaboration abilities are essential, as is the willingness to travel quarterly for organizational events. The ideal candidate will be a proactive and dynamic professional, capable of fostering collaboration and alignment with organizational goals in a remote work environment.
Travel Percent
Less than 10%
Functions
- Finance
- ...a fast-growing construction and engineering firm, seeking a Vice President of Human Resources. This individual will lead the strategic... ...oversee the full spectrum of HR functions—including talent, compliance, performance, learning, benefits, and engagement. The ideal...SuggestedContract workTemporary workRelocation package
- ...oversee and evolve its tax function within a highly regulated and rapidly changing industry. This role sits at the intersection of compliance, strategy, and operations and is critical to supporting growth, managing risk, and navigating the complex federal and state tax...SuggestedLocal area
- ...Vice President, Program Operations About the Company Emerging developmental disability services organization Industry Individual... ..., Program Operations to lead the performance, quality, and compliance of its core programs. This executive will be responsible for...Suggested
- ...Vice President of Accounting About the Company Premier financial services company Industry Financial Services Type Privately... ...role in overseeing all accounting, tax, treasury, and compliance functions. The successful candidate will be responsible for managing...Suggested
- ...Vice President, Compliance & Operations About the Company Successful management consulting firm Industry Management Consulting Type Privately Held About the Role The Vice President, Compliance and Operations will be responsible for collaborating...Suggested
- ...Vice President of Global Channels About the Company Leading provider of cloud-based storage & file sharing solutions Industry... ...ftp replacement enterprise data security regulatory compliance secure byod private cloud file sharing extending ecm...Remote workWork from homeWorldwide
- ...Vice President of Channel Sales About the Company Industry-leading provider of ACA compliance & employee benefits administration services Industry Internet Type Privately Held Founded 2002 Employees 11-50 Categories Information Technology...
- ...Vice President of Financial Planning & Analysis About the Company Innovative provider of cloud-based fraud & dispute management solutions... ...software fraud and disputes software and fraud compliance About the Role The Company is in search of a VP of Financial...
- ...Vice President, Ecosystem Lead About the Company Market-leading provider of CRM solutions & business management software Industry... ...in defining and enforcing partner delivery standards, compliance frameworks, and collaboration models within a large, global SI...
$159k
...Excellence: Ensure rigorous quality assurance, patient safety, and compliance with all regulatory standards. Oversee all physics operations,... ...cover letter and CV to Matthew Harkenrider, MD, Professor and Vice Chair of Clinical Operations and Education, Department of...Work at officeRelocation- ...Client Onboarding Vice President Join JP Morgan Chase as a Client Onboarding Vice President and lead the charge in delivering exceptional... ...strategies during the onboarding process, ensuring compliance with regulatory obligations. Leverage advanced strategic planning...
- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior Vice...
- ...Vice President of Regulatory Affairs About the Company A pioneering medical device company developing first-in-class technologies for critical unmet clinical needs. Industry Medical Devices Type Privately Held About the Role The Company is in search...
- ...expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient... ...quo and striving to be best-in-class. As a Credit Risk Vice President on the Commercial and Investment Bank - Real Estate Credit...Full timeWork experience placementBank staffWork at office
- ...Vice President of Enterprise Application Technology About the Company Multi-vertical portfolio... ...a background that blends big-company compliance discipline with early-stage/startup... ...role also requires a strong background in SOX compliance, elite communication skills,...
- ...Vice President, Internal Audit About the Company Nationally acclaimed healthcare organization... ...Committee, with a focus on driving SOX governance, enterprise risk management,... ...overseeing Medicare Advantage regulatory compliance. The role also involves providing operational...
- ...Job Title Lead Credit Officer (Vice President) on the Specialty Finance Risk Team Job Description Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help...Work at office
$140k - $200k
...Vice President, Executive Risk The Plexus Groupe is looking for candidates who dream big. We have an opening for a Vice President, Executive Risk within our Property & Casualty Practice at our Deer Park, IL headquarters office. However, we will also consider candidates...Full timeWork at officeWorldwide- ...manufacturing and operational expansion • Financial oversight including P&L management • HR, organizational development, and compliance • Executive partnerships and new business development • Engineering and field service operations What We...Contract work
- ...Associate Vice President, Actuary About the Company Well-known reinsurance client Industry Insurance Type Privately Held About the Role The Company is in search of an Associate Vice President, Actuary to join their team. The successful candidate...Contract work
- ...Associate Vice President, Actuary, Financial Reporting & Valuations About the Company Global reinsurance leader with a health-focused portfolio and collaborative global environment. Industry Insurance Type Privately Held About the Role The Company...
$120k - $215k
Join Stout's Team At Stout, we're dedicated to exceeding expectations in all we do we call it Relentless Excellence . Both our client service and culture are second to none, stemming from our firmwide embrace of our core values: Positive and Team-Oriented, Accountable...Local areaFlexible hours- ...We are seeking an experienced, strategic, and mission-driven Vice President, Program Operations to lead enterprise-wide program operations... ...enterprise leader responsible for the quality, performance, compliance, and operational excellence of Aspire's core service lines, including...
$200k - $350k
...storage, we’d love to connect. Position Overview: The Vice President of Customer Success & Global Support Services , reporting to... ...internal enterprise systems. Own ISO, QMS, and support-related compliance standards on behalf of the customer care organization....Local areaRemote workFlexible hours$130k - $150k
VP, Corporate Affairs Do you thrive at the intersection of reputation, media, business strategy and stakeholder engagement? Are you energized by helping organizations and executives shape narratives, navigate complexity and communicate with clarity during moments of...Temporary workFlexible hours- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
- ...Executive Director of Global Pharmacovigilance to lead the development and implementation of risk management strategies and ensure compliance with all relevant regulations and guidelines. The successful candidate will be responsible for managing the pharmacovigilance...
$250k
...across designated territory Adhere to sales management routines, sales practices and protocols for Business Banking to ensure compliance with all policies and procedures. Proactively manage portfolio of assigned high value clients. Expand business banking customer...Full time$185k - $210k
...the foundation's endowment fund and real estate records. Manage cash flow, investments, and the annual budget process, ensuring compliance with all financial and regulatory requirements. Provide sound business recommendations, maintain compliance with corporate...Full time$120k - $140k
...adolescents, and young adults with Autism Spectrum Disorder (ASD). The Vice President of Human Resources is responsible for building, leading, and... ...with executive leadership, operations, talent acquisition, compliance, finance, and clinical leaders to support both steady-state...Full timeLocal areaMonday to FridayShift work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President of SOX Compliance. Be the first to apply!
- vp biotech Chicago, IL
- vp compliance Chicago, IL
- vice president support services Chicago, IL
- vice president global communications Chicago, IL
- vice president legal Chicago, IL
- vice president of ecommerce Chicago, IL
- vice president shared services Chicago, IL
- vice president of revenue cycle Chicago, IL
- vice president real estate development Chicago, IL
- vice president corporate strategy Chicago, IL

