Compliance Officer — Ethics, Risk & Monitoring Lead
$92.5k - $115.5kCorient Services LLC
Corient Services LLC in Chicago is looking for a compliance manager responsible for overseeing the Firm’s Code of Ethics Program. This role involves managing compliance policies, conducting investigations, and improving processes within the program. The ideal candidate should possess a Bachelor's degree and over 5 years of experience in financial services, with strong analytical and communication skills. A competitive salary range of $92,500 – $115,500 USD per year is offered along with comprehensive benefits. #J-18808-Ljbffr Corient Services LLC
$147.6k - $196.8k
...advance evidence and save lives by leading rigorous research and... ...will bring deep experience in monitoring frameworks, analytic design,... ...U.S.) or from one of ourU.S. office locations.This does not include... ...protocols, monitoring reports, risk summaries, and stakeholder...RiskFull timeFixed term contractWork experience placementH1bWork at officeLocal areaRemote work- Monitoring and Compliance Lead, Healthcare Innovations US-Remote | US-VA-Arlington | US-NC-Chapel Hill |... ...States (U.S.) or from one of our U.S. office locations. This does not include U.S.... ...research protocols, monitoring reports, risk summaries, and stakeholder engagement...RiskFull timeWork experience placementH1bWork at officeRemote work
$107k - $160k
...Position Title: Compliance Officer- Fintech Services... ...will be responsible for leading and overseeing the compliance... ..., regulations, and ethical standards. Primary... ...-Party Compliance Monitoring and Advisory Evaluates... ...aspects and risk management. Leads...RiskFull timeContract workTemporary workWork at officeLocal area$92.5k - $115.5k
...Manage the Firm's Code of Ethics Program including... ...exceptions to business and Compliance management along with... ...our Code of Ethics Monitoring tool. Prepare metrics... ...Compliance, Legal and Risk groups. Identify,... ...capabilities to work in an office environment, which may...RiskPermanent employmentTemporary workWork at officeFlexible hours$96k - $181k
...Job Summary The Senior Compliance Officer - Home Lending... ...member of Compliance Risk Management, dedicated... ...origination initiatives, monitoring activities and third-party... ...mortgage origination laws. Lead a strong and effective... ...of integrity, strong ethics and judgment. Proven...RiskFull timeWork experience placementWork at officeFlexible hours$128k - $140k
...Sourcing & Procurement Lead - What this job... ..., contract, risk management, and vendor... .... Own sourcing compliance and controls across... ...for savings, monitoring supplier's performance... ...but not limited to ethics and business... ...proficient in MS Office applications...RiskDaily paidContract workTemporary workLocal areaRemote work$98.4k - $199k
PCI Compliance Lead Job Locations US-IN-Lafayette | US-MN... ...Category/Function Risk/Security Position... ...first-line teams and risk offices on control design,... ...activities. Program Monitoring Perform... ...We are agile. We are ethical. We are Old National...RiskFull time$92.5k - $115.5k
...Manage the Firm’s Code of Ethics Program including... ...exceptions to business and Compliance management along with... ...our Code of Ethics Monitoring tool. Prepare metrics... ...Compliance, Legal and Risk groups. Identify, present... ...to work in an office environment, including...RiskPermanent employmentTemporary workWork at officeFlexible hours$71k - $125k
...Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management. They will provide support to... ...Provide second line of defense oversight and monitoring of processes and controls, identify...RiskWork at officeFlexible hours- ...IS Team Lead The IS Team Lead, reflects the mission, vision... ...the organization's Code of Ethics and Corporate Compliance Program, and complies with... ...to meet client objectives. Monitors support demands (problem... ...complex projects; manages high risk projects. Establishes...RiskFor contractorsWork experience placementLocal areaRelocation package
$135k - $225k
...Workday Technology Platform Lead serves as the senior... ...Lead, the Chief People Officer, and HR leadership into... ...dependency management, risk mitigation, issue... ...accurate, compliant, and ethical use of employee data across... ...up, and system health monitoring. Coordinate Workday...RiskTemporary workFlexible hours$71k - $125k
...Ohio About the Job The Compliance Officer will be a member of the... ...Compliance team within Compliance Risk Management. The Compliance... ...business. Provide oversight and monitoring of line of business... ...activities. Participate in or lead various projects related to...RiskWork experience placementWork at officeFlexible hoursNight shift$43.68k - $67.7k
...Responsible and accountable for risk by openly exchanging... ..., assessing, managing, monitoring, and reporting risks of... ...Business Conduct and Ethics and other related... ...requests. Perform daily office responsibilities, working... ...of computer screens. Lead CSR / Teller - Andersonville...RiskFull timeWork at office$90k - $121.3k
...Senior Compliance Advisor Wealth/Trust Job Locations... ...Category/Function Risk/Security Position... ...Advisory Services Officer who will serve as the... ...Conducting ongoing monitoring related to key compliance... ...reports. Strong work ethic, attention to detail,...RiskFull timeWork experience placementWork at office$175k - $250k
...helping the world price and manage risk. Our fun and trusting culture... ...the future while upholding ethical excellence. We believe that... ...are seeking an Observability Lead to own the strategy, execution... ...and continuous improvement of monitoring, alerting, logging, tracing, and...RiskFor contractors- ...Innovations team to contribute to large-scale implementation and monitoring initiatives for federal health agencies. The ideal candidate... ..., and federal program operations. Responsibilities include leading complex projects, contributing to technical vision, and ensuring...Remote job
$200k - $240k
.../ Digital; Legal / Compliance Remuneration: Exempt... ...Strategy department, leads the company's AI... ...the strategy. It also monitors the evolving AI landscape... ..., regulatory, and ethical controls including risk classification /... ...This position is an office‑based role with some...RiskPermanent employmentFull timeTemporary workWork at officeImmediate startWork visaFlexible hours$175k - $250k
A proprietary trading firm is seeking an Observability Lead to drive the strategy and execution of their observability platform. The... ...includes managing a team, defining roadmaps, and implementing monitoring solutions. Candidates should have 8+ years of technical experience...- A leading tech consulting firm in Chicago is seeking an experienced professional to develop end-to-end AWS cloud pipelines and monitor client models. The role requires expertise in AWS MLOps and machine learning. Ideal candidates must have a background in data science,...
$147.6k - $196.8k
...Research (AIR) is seeking a Principal Researcher for its Healthcare Innovations team. This position focuses on implementation and monitoring initiatives for federal health agencies, emphasizing expertise in monitoring, analytical design, and healthcare policy. The ideal...Remote work$68k - $89k
...in Los Angeles, California with over 100 offices and more than 80 correspondent offices,... ...office is hiring an experienced Supervisor, Risk Monitoring Analyst to join our Risk and Credit... ...The primary function of this role is to lead after-hours trading operations with a focus...RiskFull timeWork at officeLocal areaFlexible hoursShift workNight shiftWeekend work$17.85 per hour
...ensure high service levels in Chicago's parking markets. You will be responsible for operating call center equipment, assisting in monitoring remote operations, and responding to customer issues efficiently. Candidates should possess a high school diploma, at least 6...Remote job$63.3k - $117.2k
Compliance Officer - Investment Banking The compliance team is responsible for proactive identification... ...employees to understand the regulatory risk and compliance requirements to sustain... ...teams. You will be responsible for monitoring and enforcing information barriers...RiskLocal area- CHICAGO COOK WORKFORCE PARTNERSHIP is hiring a Finance Compliance Monitor in Chicago, IL. This role involves leading compliance reviews for subrecipients' financial activities, ensuring adherence to federal and state regulations. Responsibilities include identifying non...Risk
$75k
...BSA/AML Compliance Analyst – To $75K – Chicago, IL – Job... ...BSA/AML activity monitoring, analytics, and reporting... ...more complex, higher-risk customers and alert types... ...policies, code of ethics, and follow policies and... ...the Chief BSA/AML/OFAC Officer. Who Are You? You...RiskWork at office- Job Summary The Finance Compliance Monitor independently leads complex fiscal monitoring reviews and analysis for... ...on resolution. Conduct in-depth risk assessments to identify potential areas... ...proficiency with Microsoft Office including Word, Excel, PowerPoint, Outlook...RiskWork at officeLocal area
$38k - $120k
...commitments are met through proactive monitoring, performance analysis, and transparent... ...executive and operational reporting. Lead continual service improvement... ...Drive service maturity, process compliance, and risk management through regular assessments...Risk- ...Database Configuration Monitoring) Denver, Colorado;... ...is committed to an in-office culture with specific... ...individual responsible for leading and maturing... ...configuration monitoring and compliance for database technologies... ...mindset). Support risk assessments, audits,...RiskWork at officeShift workDay shift
- ...Position: Compliance Associate Location: Chicago, IL... ...service, and disciplined risk management. Everything... ...our Chief Compliance Officer (CCO), supporting the... ...documentation, ongoing monitoring, and periodic updates.... ...fraud awareness, and ethics. Maintain organized...RiskFull timeWork at officeLocal area
$107.2k - $160.8k
...Job Description Summary The Lead Risk Specialist/Analyst is responsible for independently... ...security interests, UCC filings, and compliance with credit policy Manage... ...Conduct quarterly, annual, and MAC reviews, monitoring financial performance, covenant compliance...RiskVisa sponsorshipWork visaRelocation package
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