Regulatory Counsel: Broker-Dealer Compliance (Hybrid) (Greenwich)
Interactive Brokers Group Inc
Interactive Brokers Group in Greenwich, CT, seeks an Associate General Counsel–Regulatory for a hybrid role requiring 3 days in the office. You will lead regulatory compliance efforts within a global broker-dealer framework and coordinate with APAC regulators, FINRA, and the SEC to address evolving securities laws.
The role demands strong legal research, contract negotiation, and risk management skills, with a JD or foreign equivalent and at least 5 years in a regulatory role in investment
#J-18808-Ljbffr- ...Arrangement Associate General Counsel–Regulatory, Greenwich, CT – Hybrid position, 3 days per week in office... ...firm’s operations ensuring compliance with securities laws and regulations... ...on exchange regulations affecting broker-dealer operations and monitor industry developments...RegulatoryFull timeWork experience placementWork at officeRemote work3 days per week
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...progress. About the role: The Senior Counsel, Regulatory provides pragmatic, solutions‑oriented... ...complex business problems while ensuring compliance with applicable laws, regulations, and... ...! * We have implemented Smart Work, a hybrid model of working that promotes...RegulatoryFull time$130k - $215k
...QUICKLY!!! SENIOR TITLE INSURANCE UNDERWRITING COUNSEL ATTORNEY Location: Stamford, CT Hybrid: 4 days in office (initially) *PLEASE NOTE... ...real estate law, title insurance underwriting, and regulatory compliance, along with a collaborative and solutions‑...RegulatoryWork at officeRemote work$130k - $215k
...FILL QUICKLY!!! SENIOR TITLE UNDERWRITING COUNSEL ATTORNEY Location: Hartford and/or Stamford, CT Hybrid: 4 days in office (initially) *PLEASE NOTE... ...of real estate law, title underwriting, and regulatory compliance, along with a collaborative and solutions‑...RegulatoryWork at officeRemote work$204k - $325k
...greatest potential. Title And Summary Senior Counsel Our Purpose Mastercard powers economies... ...navigate legal, governance and regulatory risks and implement appropriate controls... ...and regional colleagues to help ensure compliance with laws and government regulations relating...RegulatoryFull timeWorldwideFlexible hours$176k - $220k
...NYC. ### About the Role The Counsel, Commercial (U.S.) provides legal... ..., state, and local laws, regulatory requirements, and company standards... ...activities, ensuring compliance with applicable federal, state... ...have implemented Smart Work, a hybrid model of working that promotes...RegulatoryFull timeContract workLocal area- ...University is seeking a knowledgeable in-house counsel to provide business-oriented legal guidance across contracts, compliance, and risk management. The role involves... ...agreements, and advising leadership on risk and regulatory matters in a dynamic university setting....RegulatoryFull time
$30 - $40 per hour
...We are seeking a Corporate Counsel – Mid-Level Associate to join... ...corporate governance, and regulatory compliance. This role is ideal for a... ...Associate Counsel - Melville, NY (HYBRID) Woodbury, NY $118,900.00-$... ...00-$175,000.00 2 weeks ago Greenwich, CT $300,000.00-$400,000.00...RegulatoryFull timeContract workPart timeWork at officeRemote workFlexible hours- ...HStaf in the Town of Bedford, New York, seeks a Compliance Advisor to provide legal guidance to healthcare providers. Responsibilities include advising on compliance and legal matters, engaging in legal research, and developing training programs. The ideal candidate will...Regulatory
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...Accountant (Public Vehicles) Location: Old Greenwich, CT or New York, NY | Hybrid: 4 days onsite Hours: 9:00 AM – 5:... ...quarterly and annual investor and regulatory reporting (10‑Q, 10‑K, earnings... ...tax reporting, projections, and compliance support. Qualifications 2+ years...RegulatoryFull time- ...including Portfolio Debt Securities, Regulatory Capital Relief transactions,... ...and is based in Greenwich, CT. At Eagle Point, we aim to... ...and develop relationships with dealers, collateral managers, issuers... ...experience as external or internal counsel in any of leverage lending,...RegulatoryWork at office
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...Boca Raton, Boston, Greenwich, Hartford, Miami, New... ...Palm Beach Direct Counsel is seeking a Corporate... ...formation, investment adviser regulatory matters, family office... ...adviser regulatory compliance Family office and... ...The firm offers a hybrid schedule with two remote...RegulatoryWork at officeRemote work2 days per week- ...Hybrid Law Firm Partner Privacy Salary Range of 225K-250K Plus... ...strengthen the team's ability to counsel sophisticated clients on... ...forward-thinking legal guidance on compliance, risk management, incident... ..., breach notification, and regulatory investigations Familiarity...RegulatoryFlexible hours
$208k - $383k
...their greatest potential. Title and Summary Senior Managing Counsel, Regulatory Mastercard’s Global Regulatory team is responsible for... ...enterprise risk arising from existing regulations and compliance with evolving regulatory changes • Owning and overseeing...RegulatoryFull timePart timeWorldwideFlexible hours$154k - $283k
...realize their greatest potential. Title and Summary Senior Counsel Who is Mastercard? We are the global technology... ...contract drafting and negotiation; product development; regulatory, privacy, and compliance assessments; risk analysis; and support of the...RegulatoryFull timeContract workPart timeWorldwideFlexible hours$204k - $325k
...greatest potential. Title and Summary Senior Counsel - Blockchain & Digital Currencies... ...effectively navigate legal, governance and regulatory risks and implement appropriate controls... ...products: • ensuring alignment and compliance of products and services with Mastercard...RegulatoryFull timePart timeLocal areaWorldwideFlexible hours$239k - $383k
...their greatest potential. Title and Summary Senior Managing Counsel, Blockchain & Digital Assets Job Description, Senior... ...BVNK including Product, Business Development, Privacy, Compliance, and Regulatory teams to enable strategic revenue synergies, accelerate go...RegulatoryFull timePart timeLocal areaWorldwideFlexible hours$204k - $325k
...greatest potential. Title and Summary Senior Counsel, Privacy, AI & Data Responsibility... ...and technical requirements behind compliance with these laws. The Senior Counsel will... ...implementation. • Monitor for emerging regulatory developments and translate legal terms into...RegulatoryFull timeContract workPart timeWorldwideFlexible hours$60 - $65 per hour
...financial institution seeking a Regulatory Reporting Business Analyst (... ...Produce documentation in compliance with regulatory expectations... ...“Business Analyst” roles. Greenwich, CT $160,000.00-$225,000.00... ...Central Business Analyst - Hybrid Queens, NY $120,000.00-$140,...RegulatoryContract work$177.8k - $332.4k
...world. The Products & Platforms Ecosystems Counsel is a member of the Technology & Managed... ...or contract, including the legal and regulatory issues that need to be addressed early in... ...Join us in our team‑led and leader‑enabled hybrid model. Our expectation is for most...RegulatoryContract workWork experience placementSummer holidayWork at officeLocal areaFlexible hours$140k - $160k
...Test Interactive Brokers Group, Inc. is a global... ...headquartered in Greenwich, Connecticut, with offices... .... This is a hybrid role (3 days in office... ...directly supporting regulatory compliance and protecting millions... ..., health coaches and counseling services through an Employee...RegulatoryContract workWork at officeRemote work$120k
...Description Immediate hire for experienced paralegal in Greenwich, Connecticut firm. Total annual compensation $120,00... ...transactional support, contract administration, regulatory and compliance support, outside counsel management, and legal operations. A bachelor’s degree...RegulatoryContract workWork at officeImmediate start- ...Manager Interactive Brokers Group, Inc. is a... ...headquartered in Greenwich, CT, USA, with... .... This is a hybrid role (4 days in office... ...aligned to regulatory requirements, industry... ...evidence of compliance. Partner with... ...health coaches, and counseling services through...RegulatoryTemporary workWork at officeRemote workFlexible hours
- ...Coda Search│Staffing is tasked with finding a Senior Compliance Specialist for a global asset management firm in Greenwich, Connecticut. This role requires overseeing global regulatory reporting and ensuring compliance with SEC, FINRA, and CFTC regulations. The ideal candidate...Regulatory
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- ...contract lifecycle management processes. Regulatory & Compliance Support Assist with preparation and... ...periodic filing requirements. Outside Counsel Management & Litigation Assist with outside... ...systems. This job is 5 days/week in office (Greenwich, CT). #J-18808-Ljbffr...RegulatoryContract workWork at office
$120k - $140k
...equity and credit fund, based in Greenwich, CT, is seeking an... ...preparation Interact with prime brokers, custodians, fund administrators... ...relations and legal/compliance teams Report directly to the... ...and employee expenses Support regulatory reporting requirements (ADV,...RegulatoryFull time- ...in inefficient markets, including Portfolio Debt securities, Regulatory Capital transactions, Infrastructure Credit, Strategic Credit... ...investors. The firm employs over 120 professionals and is based in Greenwich, CT. At Eagle Point, we aim to recruit, develop and retain...RegulatoryWork at office
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