Compliance Officer
Coda Search│Staffing
Coda Search│Staffing is tasked with finding a Senior Compliance Specialist for a global asset management firm in Greenwich, Connecticut. This role requires overseeing global regulatory reporting and ensuring compliance with SEC, FINRA, and CFTC regulations. The ideal candidate should possess a minimum of 5 years of relevant experience in compliance, specifically with shareholder of interest filings and derivatives-related reporting. Strong analytical skills and a thorough understanding of regulatory requirements are essential. #J-18808-Ljbffr
- ...A financial services firm in Old Greenwich is seeking a Senior Compliance Officer to provide compliance support and conduct reviews for their investment management activities. The successful candidate will have over 12 years of experience in compliance, ideally with a...SuggestedFull time
- Synchrony Financial is seeking an AVP, AML Governance Manager to oversee governance operations, executive reporting, and program oversight for the AML function. You will coordinate board‑level materials, track risk indicators, and manage change assessments across regulatory...Suggested
- ...A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...Suggested
- Join to apply for the Senior Compliance Officer role at Millennium 1 week ago Be among the first 25 applicants Join to apply for the Senior Compliance Officer role at Millennium Provide ongoing compliance support to WorldQuant Millennium Advisors (“WMA”) Conduct ongoing...SuggestedFull time
$62k - $128k
Indeed is looking for a legal operations professional to manage legal review requests and support decision-making across the company. The ideal candidate will have at least 5 years of experience or equivalent qualifications, and will excel at translating complex legal ...Suggested- ...ROLE ARGA Investment Management, LP seeks a motivated compliance professional to join the compliance department in our Stamford, CT office. This individual will report directly to the Chief Compliance Officer. JOB DESCRIPTION Responsibilities include, but are not limited...Work at office
- ...seeking a tax professional to join their global investment firm managing over $30 billion in assets. The role primarily focuses on compliance for hedge fund and private equity taxes, with responsibilities including reviewing complex allocations and preparing tax returns....
- ...AQR in Greenwich, Connecticut is looking for a Software Engineer to join their Risk, Compliance, and Legal Engineering team. You will design, build, and maintain application systems that support critical business processes. A strong background in programming and a collaborative...
$65k - $80k
...Hiring for an experienced alcohol beverage compliance professional to independently manage licensing, registrations, COLAs, regulatory reporting... ...preferred (Monday.com or similar) * Proficiency in Microsoft Office Suite and compliance management systems The ideal candidate...Work at officeLocal area$60 - $65 per hour
...and certification Liaise with Technology for implementation, testing, and debugging of reporting updates Produce documentation in compliance with regulatory expectations Support training for US and EU regulatory reporting teams Required Experience & Skills 5–10+ years...Contract work- ...reconciliations, position and transaction monitoring checks, and exception investigations to maintain reporting accuracy Partner with compliance, legal, finance, risk, technology, and trading teams to document requirements, map workflows, and create control evidence Develop...Work at office
- ...practices (2052A/6G), strengthening operational quality standards and compliance readiness Experience in manual FP&A Reg Reporting Experience... ...Partnering closely with Finance, Risk, Treasury, and Front Office teams, you'll help aggregate data and strengthen end-to-end reporting...Remote work
- ..., FRY15 liquidity reports, ensuring completeness, accuracy, and timeliness. Prepare and validate FDIC regulatory reports in compliance with 12 CFR 369 (FDIC reporting requirements) and 12 CFR 370 (recordkeeping & disclosure requirements). Conduct data quality...Remote work
$202.4k - $253k
...Stamford, CT is just steps away from the Stamford Metro-North Train Station and easily accessible from NYC. About the Role The Compliance Officer, U.S. Central Functions is responsible for developing, leading, and overseeing the implementation of the U.S. compliance...Full timeLocal area- ...Prepare and review filing responses for multiple regulators and ensure submissions meet regulatory standards Collaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to align requirements, resolve issues, and deliver complete filings...Work at office
$22 - $25 per hour
Ivy Rehab Credentialing Specialist State of Location: New York At Ivy Rehab, we're "All About the People"! As a Credentialing Specialist, you will play a crucial role in our mission to help enable people to live their lives to the fullest. Join Ivy Rehab's dedicated team...Hourly pay- ...major responsibilities of this position. Work is performed in compliance with detailed requirements, guidelines, and deadlines of DNV, Joint... ...and meet deadlines; ability to effectively use Microsoft Office suite of products (Word, Excel, Powerpoint)computer applications...Interim roleWork at office
$24 - $27.5 per hour
Job ID: 292353Store Name/Number: NY-Westchester (0326)Address:125 Westchester Avenue, White Plains, NY 10601, United States (US)Hourly/Salaried: Hourly (Non-Exempt)Full Time/Part Time:Part TimePosition Type: Regular Your Role at Sephora: As a Licensed Beauty Advisor, you...Hourly payFull timePart timeShift workNight shiftWeekend work$190k - $215k
...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Chief Advancement Officer Full Time Greenwich, CT, US 5 days ago Requisition ID: 1452 Position Chief Advancement Officer Reports To Chief Executive Officer...Full timeWork at officeLocal area- ...Chief Risk Officer (CRO) About the Company Global financial services firm focused on asset management and hedge fund operations... ...oversight and decision-making processes. The CRO will also oversee compliance across multiple jurisdictions, ensuring seamless business...
- ...requirements. The candidate will be responsible for the preparation, validation, and submission of regulatory reports, ensuring compliance with applicable regulations, data quality standards, and internal controls. The role requires close collaboration with Treasury,...
- ...P in Stamford, Connecticut is looking for a candidate for its Regulatory Reporting Team. The role involves assisting in building compliance processes, preparing regulatory filings, and ensuring data accuracy through analytical checks. The ideal candidate will have up to...
$70k - $106k
Our Mission As the world’s number 1 job site*, our mission is to help people get jobs. We strive to cultivate an inclusive and accessible workplace where all people feel comfortable being themselves. We're looking to grow our teams with more people who share our enthusiasm...Work experience placementLocal area- Data Analyst III We are seeking a data-driven CX Insights Analyst to join a CX journey and design team. This role will be pivotal in uncovering customer pain points, synthesizing insights into compelling stories, and partnering across UX Research, Marketing Research...
- ...account reconciliations, variance analysis, and financial statement support activities. Strong understanding of internal controls, SOX compliance, and financial reporting governance. Advanced Excel skills, including the ability to analyze, reconcile, and validate large...
- Corporate Reporting Manager This position will be responsible for managing the development of corporate reporting products to better assist management in maximizing resources in Customer Operations related activity. Actively and consistently support all efforts to simplify...
$100.89k - $151.33k
...and with parent company teams to meet reporting deadlines Prepare financial statement analytics and ensure disclosure checklist compliance Support external audits and regulatory reviews through workpaper preparation and analysis Qualifications and Experience 5+ years...Local area$68k - $87k
...moments that matter on-site. Candidates that apply will need to reside within a reasonable proximity to a Gartner Center of Excellence office location (Stamford, CT; Irving, TX). Work authorization: This role requires U.S. work authorization #LI-NG2 Who...Work at officeRemote workWork from homeWorldwideFlexible hours- Data Analyst Role: Data Analyst with Guidewire and P&C Insurance Locations: Boston, MA; Charlotte, NC; Colorado Springs, CO; Conshohocken, PA; Dallas, TX; Fargo, ND; Florham Park, NJ; Garden City, NY; Houston, TX; Jacksonville, IL; Lenexa, KS; Los Angeles, CA; Lubbock...Full time
- Data Analyst Apex has an opportunity for a Data Analyst for a client in Stamford, CT. Position: Data Analyst Location: Stamford, CT Duration: 6+ Month Contract to Hire Day-to-Day Responsibilities: The business analyst will be responsible for identifying and driving ...Contract work
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