Regulatory Compliance Analyst
$62k - $128kIndeed Inc.
Indeed is looking for a legal operations professional to manage legal review requests and support decision-making across the company. The ideal candidate will have at least 5 years of experience or equivalent qualifications, and will excel at translating complex legal concepts into clear guidance. This role offers a competitive salary range between $62,000 – $128,000 per year, depending on tier. Benefits include medical, dental, and life insurance among other perks. #J-18808-Ljbffr
- ...A Career with Point72's Regulatory Reporting Team The Regulatory Reporting team provides governance across all regulatory filings and... ...exception investigations to maintain reporting accuracy Partner with compliance, legal, finance, risk, technology, and trading teams to...SuggestedWork at office
- ...Role Name - Regulatory Reporting Analyst Stamford, CT/Remote ROLE_DESCRIPTION - Experience in Capital Management at top-tier financial... ...52A/6G), strengthening operational quality standards and compliance readiness Experience in manual FP&A Reg Reporting Experience...SuggestedRemote work
- ...Request ID: 79829-1 Title: Regulatory Reporting Data Analyst Locations: Remote, Stamford CT Duration: 6+ Months with Possible Extension.... ...timeliness. Prepare and validate FDIC regulatory reports in compliance with 12 CFR 369 (FDIC reporting requirements) and 12 CFR...SuggestedRemote work
$65k - $80k
...Hiring for an experienced alcohol beverage compliance professional to independently manage licensing, registrations, COLAs, regulatory reporting, and compliance administration across federal and state requirements for wine and spirits operations. Client Details Our client...SuggestedWork at officeLocal area- ...Coda Search│Staffing is tasked with finding a Senior Compliance Specialist for a global asset management firm in Greenwich, Connecticut. This role requires overseeing global regulatory reporting and ensuring compliance with SEC, FINRA, and CFTC regulations. The ideal candidate...Suggested
- ...consulting and staffing firm providing project management, regulatory compliance, staffing, and consulting services for public and private construction... ..., organized, and detail-oriented Regulatory Compliance Analyst to join our growing team. This is a 100% in-office position...Contract workFor contractorsFor subcontractorWork at officeLocal area
- Join to apply for the Senior Compliance Officer role at Millennium 1 week ago Be among the first 25 applicants Join to apply for the Senior... ...WMA funds and separately managed accounts (“SMAs”) Monitor regulatory changes, updates and industry-wide compliance initiatives...Full time
$60 - $65 per hour
...with a leading global financial institution seeking a Regulatory Reporting Business Analyst (Technical) with strong AxiomSL experience to support both... ...of reporting updates Produce documentation in compliance with regulatory expectations Support training for US and...Contract work- ...ROLE ARGA Investment Management, LP seeks a motivated compliance professional to join the compliance department in our Stamford, CT office... ...compliance rules in Order Management System Assist with regulatory filings (Section 13, Form PF, Form ADV, etc.) Review/approve marketing...Work at office
- ...seeking a tax professional to join their global investment firm managing over $30 billion in assets. The role primarily focuses on compliance for hedge fund and private equity taxes, with responsibilities including reviewing complex allocations and preparing tax returns....
- ...AQR in Greenwich, Connecticut is looking for a Software Engineer to join their Risk, Compliance, and Legal Engineering team. You will design, build, and maintain application systems that support critical business processes. A strong background in programming and a collaborative...
- ...A financial services firm in Old Greenwich is seeking a Senior Compliance Officer to provide compliance support and conduct reviews for their investment management activities. The successful candidate will have over 12 years of experience in compliance, ideally with a...Full time
- ...oversight for the AML function. You will coordinate board‑level materials, track risk indicators, and manage change assessments across regulatory and business changes. The role requires strong communication and stakeholder management, with experience in governance forums,...
- ...A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who... ...Execute and manage trading-related compliance projects driven by regulatory change or internal initiatives from scoping through delivery...
- ...A Career with Point72's Regulatory Reporting Team The Regulatory Reporting team provides governance across all regulatory filings and... ...ensure submissions meet regulatory standards Collaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to...Work at office
$24 - $27.5 per hour
Job ID: 292353Store Name/Number: NY-Westchester (0326)Address:125 Westchester Avenue, White Plains, NY 10601, United States (US)Hourly/Salaried: Hourly (Non-Exempt)Full Time/Part Time:Part TimePosition Type: Regular Your Role at Sephora: As a Licensed Beauty Advisor, you...Hourly payFull timePart timeShift workNight shiftWeekend work$65k - $90k
...career! Position Summary Freixenet Mionetto USA is seeking an experienced alcohol beverage compliance professional to independently manage licensing, registrations, COLAs, regulatory reporting, and compliance administration across federal and state requirements for wine...Temporary workWork at officeWork from home- Import Compliance & Documentation Control Specialist GameChange Solar is one of the fastest growing, most dynamic companies in the booming... ...timely closeout of all related records. This role ensures regulatory compliance, accurate recordkeeping, and coordination with internal...Full timeWork at office
- Are you a credentialed life insurance producer who feels constrained by corporate caps, captive carrier limitations, or opaque lead structures? We are expanding our network of established financial protection specialists. This 1099 entrepreneurial partnership is tailored...Contract workWork at officeImmediate startRemote work
$22 - $25 per hour
Ivy Rehab Credentialing Specialist State of Location: New York At Ivy Rehab, we're "All About the People"! As a Credentialing Specialist, you will play a crucial role in our mission to help enable people to live their lives to the fullest. Join Ivy Rehab's dedicated team...Hourly pay$202.4k - $253k
...Train Station and easily accessible from NYC. About the Role The Compliance Officer, U.S. Central Functions is responsible for developing,... ..., and close third parties to meet applicable external (legal, regulatory, and industry) and internal (policy) requirements by providing...Full timeLocal area$150k - $180k
...Overview A global investment firm is seeking a Regulatory Reporting Associate / Vice President to join its Greenwich, CT office. The Compliance group is responsible for designing, implementing, monitoring, and testing the firm’s control environment. It is responsible...Work at office$165k - $275k
...We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory... ...facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level position...Full timeTemporary workWork experience placement
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