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Business Development Manager

First Citizens

First Citizens Bank is seeking a senior Compliance Manager to lead our Broker–Dealer and Registered Investment Adviser (RIA) complaint management, investigations, and licensing oversight. This remote role may hire across multiple U.S. markets, requiring strategic leadership and hands-on execution to ensure regulatory compliance and consistency. You will oversee investigations, apply FINRA Rule 4530 standards, manage 4530 reporting, and drive remediation with cross-functional partners in Legal, #J-18808-Ljbffr

Vacancy posted 8 hours ago
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