RIA Compliance Lead - Regulatory Oversight & Strategy
LHH
LHH is recruiting for an industry-leading RIA with an office in Atlanta seeking a Compliance Manager to own key compliance program areas and partner with senior leadership to elevate the firm’s regulatory posture. You will lead advertising reviews, oversee third-party manager oversight, support new initiatives, mentor teammates, and help prepare for SEC exams, while ensuring timely documentation and adherence to the Advisers Act. #J-18808-Ljbffr LHH
Vacancy posted 4 days ago
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