Investment Compliance Analyst - Policy & Testing Lead
Jobtailor
Jobtailor is seeking a Compliance Analyst to support the overall Compliance Program in Beachwood, OH. The role involves strengthening policies, assisting with compliance initiatives, and supporting testing activities across the team. Candidates should bring 3–5 years of investment advisory experience, a Bachelor’s degree, and strong communication skills to convey complex requirements. The position is reporting to Compliance Directors with minimal travel. #J-18808-Ljbffr Jobtailor
- ...Wealth Partners is hiring an experienced Compliance Analyst to support the RIA Compliance... ...compliance initiatives. The role involves policy reviews, testing support, and collaboration with... .../24/65/66 licenses and 3-5 years of investment advisory experience, with strong written...Policy
- Provide support to the overall Compliance Program Strengthen policies including WISP, privacy policy reviews,... ...Compliance Directors Support the Compliance Testing Program, resolve identified issues,... ...to Compliance inquiries from investment advisory representatives and...Policy
- We are hiring for our Compliance team at Stratos Wealth... ...experienced Compliance Analyst to support the Stratos... ...members to strengthen policies including WISP,... ...support to the Compliance Testing Program to resolve identified... ...inquiries from investment advisory representatives...Policy
$80k - $150k
...SummaryKeyBanc Capital Markets (KBCM) is a leading middle-market investment bank offering a full range of... ...services. The Investment Banking Analyst is an integral member of deal... ...execution effectivenesUphold firm policies and compliance standards, including confidentiality...PolicyFull timeInternshipWork at officeFlexible hoursShift workNight shift$61.2k - $125.5k
...career in banking at Fifth Third Bank. ABOUT THE ROLE: The Investment Banking Analyst II is responsible for supporting the execution of complex... ...exchanging ideas and opinions, elevating concerns, and following policies and procedures that protect all our valuable assets —...PolicyInternship- ...Trade Financial Planning & Performance Analyst to lead financial planning, forecasting, and performance... ...this role, you will partner with Trade Compliance, Tax, Sourcing, Operations, and Finance... ...404-7247.Rockwell Automation's hybrid policy aligns that employees are expected to...PolicyWork at officeVisa sponsorshipWork visaFlexible hours
- KeyBank's Institutional Investments division is seeking a Portfolio Analyst to support management of institutional portfolios for endowments, foundations, retirement... ...execution and rebalancing in line with investment policy guidelines. Collaborate with investment consultants,...Policy
- ..., and risk metrics Prepare portfolio reviews, investment reports, and client presentation materials Execute... ...portfolio rebalancing according to investment policy guidelines Coordinate with trading, operations, and compliance teams to ensure accurate trade execution and...Policy
$52k - $80k
Portfolio Analyst - Institutional Investments Position Summary The Portfolio Analyst supports the management and oversight... ...in accordance with investment policy guidelines. Coordinate with trading, operations, and compliance teams to ensure accurate trade execution...PolicyWork at officeFlexible hours$110k - $130k
Citizens Capital Markets & Advisory - Markets group is seeking an Investment Banking Analyst to join our Advisory - Industrial team in our Cleveland... ...wellness programs and more. Note, Citizens’ paid time off policy exceeds the mandatory, paid sick or paid time‑away policy...PolicyPermanent employmentWork experience placementWork at officeLocal areaWork visaFlexible hours- ...and model development partners to design, develop, and monitor test designs and analytical reporting to track and enhance strategies... ...appetite and to understand its implications, as well as to establish policies and procedures governing the identification, monitoring, and...PolicyFull timeTemporary workPart timeWork experience placementLocal area
- ...Department of Education. DAWIA or FAC Level I or contracting courses leading to these certifications is desired. Experience Shall have a... .... Ability to read and interpret Federal and agency acquisition policy, regulations, and directives. Ability to draft and prepare...PolicyContract workFor contractorsWork at officeRemote work
$71.75k - $141.45k
...stakeholders.As a Senior Insurance Product Analyst, primary responsibilities will include:... ...future.The equal employment opportunity policy of the GEICO Companies provides for a... ..., disability or genetic information, in compliance with applicable federal, state and local...PolicyHourly payWork experience placementLocal area- ...creative solutions Ability to work in a fast-paced environment and manage multiple priorities Judgment aligned with standards, policies, procedures, regulations, and laws Ability to assess personalities and skills, organize and prioritize work Experience presenting...PolicyFull timeInternshipLocal areaRelocation
- ...information. Ability to read and interpret Federal acquisition policy, regulations, and directives. Ability to review and/or write... ...applicable regulations and policies. DAWIA or FAC II or courses leading up to these certifications is desired. Education Bachelor's...PolicyRemote jobContract workFor contractorsWork at office
- ...Achieve more in your career with the nation’s leading specialty concrete contractor. At Baker... ...part of a team that prioritizes people, invests in their development, and offers... ...Exercise judgment consistent with standards, policies, procedures, regulations, and laws...PolicyFull timeFor contractorsInternshipWork at officeLocal areaRelocation
$90k
...of the VP of Development Accounting and Finance, the Financial Analyst manages the financial aspects of projects as they progress through... ...depending on experience level.The NRP Group is committed to a policy of assuring that all employees and applicants for employment...PolicyLocal area- ...The Financial Analyst is a key member of the Credit team and is responsible for the management... ...customer satisfaction. Will carry out policies and procedures as defined in the quality... ...Technologies (NYSE: AIT) is a leading value-added distributor and technical solutions...PolicyLive inRelocation
- ...seeking a Trade Finance Support Analyst to join their team. As a... ...Manage system updates, maintain compliance, and ensure accuracy across... ...people gain experience with leading organizations, build sought-after... ...work environment. It is the policy of ManpowerGroup and all of...PolicyWeekly payTemporary workWork at officeFlexible hours
- ...Jobtailor in Cleveland, OH seeks a Senior Accountant to lead monthly expense analysis for cancer research activities and to develop... ...development, invoicing, and contract negotiations, ensuring policy compliance and accurate reporting. The role requires a Bachelor's degree...PolicyContract work
$75k - $137.5k
...opportunity to contribute to the company’s success. As a Security Analyst within PNC’s Technology organization, you will be based in... ...Security Technologies, IT Environment, IT Standards, Procedures & Policies, IT Systems Management, Problem Solving, Software Security...PolicyFull timeTemporary workPart timeWork experience placementWork at officeShift work$75k - $137.5k
...opportunity to contribute to the company’s success. As a Security Analyst within PNC’s Technology organization, you will be based in... ...Security Technologies, IT Environment, IT Standards, Procedures & Policies, IT Systems Management, Problem Solving, Software Security...PolicyFull timeTemporary workPart timeWork experience placementWork at officeShift work- ...maintaining financial records, performing reconciliations, and providing clerical support while ensuring accuracy and compliance with company policies. The ideal candidate is highly organized, proficient in Microsoft Excel, has strong data entry skills, and can effectively...PolicyLocal area
$95k - $145k
...Drive validation and compliance activities for complex GxP systems... ...you will be responsible for… Lead end-to-end validation activities... ...enabled GxP systems and automation testing frameworks, including... ..., as well as through our own investments, commitments, and actions across...Remote workVisa sponsorship$65k - $70k
...clients on ways to optimize tax credit equity investments by evaluating different ownership... ...Certification Applications (CDE), Property Compliance, Nonprofit, Single Audit, Uniform... ...work‑life integration. Dress for your day policy. Resources of a national firm. Opportunities...PolicyWork at officeRemote workFlexible hoursWeekend workAfternoon shift- ...build a future you’re proud of. Purpose of the Job The Financial Analyst is responsible for supporting project financial management... ...financial documents for contracts or lenders. Documentation & Compliance Consolidate progress and final unconditional waivers into complete...For subcontractorFlexible hours
- ...Job Description Skill: ETL Test Lead Should have in depth knowledge with Testing techniques and standards. Should have good knowledge of SQL. Experience creating Test Strategy, Test Plans and Test Cases. Experience with Jira and dashboard creation...Work experience placement
$60 - $70 per hour
...-1 Bill Rate- $60-$70 Location: ONSITE- Cleveland OH Duration: 6 months GBaMS ReqID: 10394653 Role: Test Lead Total Exp: 6-10 years • Should have in depth knowledge with Testing techniques and standards. • Experience creating Test Strategy...Work experience placement- ...accounting projects and ad hoc requests from the Corporate Office. Maintain accurate financial records while ensuring compliance with company policies, accounting standards, and internal controls. Qualifications ~ Bachelor's Degree required (Accounting or...PolicyWork at office
$128k - $252.5k
...specialty insurance underwriting and policy transformation, operating... ...solution design, test planning, and execution, including... ...professional relationshipsAbility to lead projects or workstreamsAbility... ...banking, insurance, securities, investment management, and real estate...Policy
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