Senior Director, Branch Inspection & Compliance Strategy
First Command
First Command seeks an Associate Director to oversee the Branch Inspection Program in Fort Worth, TX. You will drive the design, execution, and continuous improvement of risk-based inspections across broker-dealer and advisory lines. You will lead a team, mentor staff, and ensure regulatory readiness with FINRA, SEC, and state rules. Strong leadership and strategic collaboration with Compliance Leadership are essential. #J-18808-Ljbffr First Command
Vacancy posted 2 days ago
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