Compliance Officer

Compliance Officer (New York, NY): Our client is a leading global alternative investment manager with a sophisticated institutional platform and a broad private funds business. The firm is looking to add a Compliance Officer who will play a key role in managing and enhancing the firm’s marketing review, distribution compliance, regulatory reporting, testing, training, and broader compliance program. This person will be a key member of the Compliance team and will work closely with senior stakeholders across Compliance, Investor Relations, Legal, Engineering, and investment/business teams. The role will have significant ownership over the marketing material review process, including private fund marketing materials, DDQs, social media, investor communications, and related materials. Highlights High-growth investment platform with significant upside: The firm is an established and highly regarded investment platform that continues to grow and innovate. While it has institutional scale, it still operates with an entrepreneurial, fast-moving mindset. Limitless opportunity for strong performers: The firm has a track record of giving additional responsibility to people who are smart, hard-working, and eager to take ownership. For someone who performs well and wants to take on more, there is significant room to expand the scope of the role over time. Broad and varied compliance exposure: The role is not limited to one narrow compliance function. While a meaningful portion of the position is focused on marketing review, the remaining responsibilities include exposure to regulatory matters, transaction monitoring, working closely with investment/deal teams, and supporting other areas of the compliance program. Close interaction with the business: This person will work closely with investment professionals and business stakeholders, creating a more commercial and business-facing compliance seat than a traditional review-focused role. Exposure to senior management: The position offers the opportunity to interact with senior stakeholders across the firm, providing strong visibility and long-term career development. Entrepreneurial culture: The firm values individuals with high integrity, a strong work ethic, an ownership mentality, intellectual curiosity, and a solutions-oriented approach. This is a strong fit for someone who wants to be proactive and add value beyond the core day-to-day responsibilities. Strong team environment: The firm is seeking someone who is collaborative, team-oriented, and able to build strong relationships across compliance, legal, investment, and business teams. Room to develop and grow: For someone with strong analytical skills, sound judgment, and the desire to take on more, this role offers a meaningful opportunity to continue developing within a sophisticated and expanding platform. #J-18808-Ljbffr