Compliance Officer
Blacklock Group
Supported the firm's compliance framework, ensuring adherence to insurance regulations and internal governance requirements. Monitored regulatory developments and implemented changes to policies, procedures, and business processes. Conducted compliance monitoring reviews and risk assessments, identifying regulatory risks and recommending practical solutions. Drafted and maintained compliance policies, procedures, and regulatory documentation. Assisted with regulatory reporting, audits, inspections, and responses to regulatory enquiries. Reviewed client communications, marketing materials, and business activities to ensure regulatory compliance. Delivered compliance guidance to business stakeholders and supported new products, projects, and strategic initiatives. Provided compliance training and promoted a culture of ethical conduct and regulatory awareness across the organisation. Worked closely with Legal, Risk, Internal Audit, and operational teams to strengthen governance and compliance controls. Skills & Experience: Experience within the insurance and reinsurance market. Knowledge of regulatory compliance, compliance monitoring, conduct risk, financial crime, sanctions, AML, regulatory change, policy development, governance, and risk management. Strong analytical, stakeholder management, and communication skills, with the ability to provide practical, risk-based compliance advice in a fast-paced environment. #J-18808-Ljbffr
$71k - $125k
...Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management. They will provide support to the Mortgage and Home Equity Origination lines of business...SuggestedWork at officeFlexible hours- ...Review investment product marketing materials for SEC compliance. Complete private quarterly reporting. Perform private fund compliance testing and monitoring. Assist in conducting company-wide training to meet SEC, NFA, and FINRA obligations. Facilitate periodic committee...Suggested
- ...Chief Compliance Officer Bryn Mawr Medical Specialists Association July 10, 2026 Bryn Mawr, Pennsylvania ---About Us For 57 years the medical experts of Bryn Mawr Medical Specialists Association have been providing personalized care to patients in the Philadelphia region...SuggestedFull timeMonday to Friday
- ...About the role: We are looking for a detail-oriented and experienced compliance officer to join our team in our New York office. You will be responsible for monitoring compliance risks, implementing controls, and advising management on compliance matters. This will be...SuggestedWork at officeWork from home
- ...RWT Consulting Group's client is a major player in construction and infrastructure, looking to bring on board a Compliance Officer. Position Summary The Compliance Manager/Officer is responsible for developing, implementing, and monitoring compliance programs to ensure...SuggestedContract workFor subcontractorLocal area
- ...like the idea of working for an ambitious and growing company, as part of a multicultural team, we are the place for you. Role Compliance Officer Employment Type Permanent Role Summary As a Compliance Officer at Apex Group, this role acts as a key contributor to both day...Permanent employmentWork experience placementLocal area
$175k - $225k
...Chief Compliance Officer Bryn Mawr Medical Specialists Association – July 10, 2026 – Bryn Mawr, Pennsylvania About Us For 57 years the medical experts of Bryn Mawr Medical Specialists Association have been providing personalized care to patients in the Philadelphia region...Full timeMonday to Friday$200k - $250k
...The Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply to the market infrastructure, and investment and...Work at office$130k - $150k
...London, we manage $228.7 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange... ...As at 31 March 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the direction...Local areaFlexible hours- ...background/ experience) Job Description Overview Contribute to the compliance team of a leading investment management firm, focusing on U.S.... ...to regulatory standards. Support the Chief Compliance Officer in managing compliance programs, governance matters, and regulatory...
- ...The New York City Comptroller’s Office works to promote the financial health, integrity, and effectiveness of New York City government... ...resources of plan beneficiaries and the City of New York. The Compliance Officer will help to identify and implement policies and workflows...Full timeWork at office
$1,000 per day
...G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular focus on Operations...Contract workWork at office$70k - $160k
...The Compliance Department at Millennium is responsible for adopting, implementing, and administering a comprehensive compliance program... ...rules, regulations, and Firm policies. Day-to-day, the Compliance Officer will be instrumental in managing the Firm’s responses to...Remote work$140k - $180k
...OVERVIEW The D. E. Shaw group seeks a proactive and detail-oriented compliance officer to join its Legal & Compliance team. This role will collaborate closely with colleagues across legal, compliance, front office and technology teams to manage regulatory risk in the...$145k - $160k
...presentations, develop sophisticated regulatory expertise across banking compliance domains, and build executive communication skills that... ...who matter most: Department Heads, the Chief Compliance Officer, and the Executive Committee. Your insights shape strategy, influence...$145k - $160k
...presentations, develop sophisticated regulatory expertise across banking compliance domains, and build executive communication skills that... ...: Present findings to Department Heads, the Chief Compliance Officer, and the Executive Committee. Insights shape strategy,...- ...Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior Compliance Officer or Deputy CCO. This individual will work closely with senior leadership and take on broad responsibility across the...Work at officeWork from home
- ...Senior Compliance Officer – Investec USA Investec USA's Compliance Advisory function is based in our New York office and supports multiple business lines, with a primary focus on a registered broker‑dealer. You will be a key member of a compliance team, reporting to the...Work at office
- ...We are seeking an experienced Senior Compliance Officer to support the firm's Equity Research business and serve as a trusted advisor to business leaders, Legal, and Compliance partners. This individual will play a critical role in overseeing the firm's Control Room and...
$80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research Compliance function. This role will serve as the subject matter expert on Information Barriers, advise Equity Research and Investment Banking teams on regulatory compliance, manage...$160k - $175k
...Senior Compliance Officer II US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions...Full timeTemporary workPart timeSeasonal workWork at officeFlexible hours$88 per hour
...10118 Language Skills English Location New York City, NY City New York State/Province New York 10020 Job Description Senior Compliance Officer | Equity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution...Contract workImmediate startRemote work- ...Our client, a global investment platform , is seeking a senior compliance professional to support a growing private credit strategy . This is a high-impact, front-facing role working directly with investment professionals in a fast-paced, transaction-oriented environment...
$160k - $212k
...solutions that help businesses achieve their ambitions faster. FEC Counsel Our fast-paced FEC Governance Team (part of the wider AML Compliance Team) is looking for a FEC Counsel with solid experience in Financial Economic Crime (FEC) matters. The FEC Governance Team is...Full timeRelocation- ...long-term disability benefits, tuition reimbursement, paid time off, and more. ACCIONA is seeking a knowledgeable and committed Compliance Officer to strengthen its Compliance function in North America. This full‑time, Atlanta‑based position will play a key role in...Full timeContract workTemporary workFor subcontractorLocal areaRelocationRelocation package
- ...JCW is partnering with a Commercial Bank who is looking to bring on a new Compliance Officer. This position will work closely with the banks US Head of Compliance to drive improvement with the banks Compliance program. Job Responsibilities Contribute to the design, implementation...
$90 - $150 per hour
...our investors include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officer Type: Contract Compensation: $90–$150/hour Location: Remote Duration: 3–4 weeks Commitment: 15–30+ hours/week Role...Contract workSummer workImmediate startRemote work- ...Compliance Officer (New York, NY): Our client is a leading global alternative investment manager with a sophisticated institutional platform and a broad private funds business. The firm is looking to add a Compliance Officer who will play a key role in managing and enhancing...
- ...the Firm’s Personal Trading Policy, Gifts & Entertainment Policy, and Political Contributions Policy) utilizing our third-party compliance software, ComplySci. Qualifications 3–8 years of relevant compliance experience, with at least 2+ years of in-house at a registered...
- ...We are always looking for talented professionals to join us in the path towards success. Summary The Compliance Officer will assist with the monitoring and administration of the Firm’s Compliance and AML programs to ensure accordance with regulatory requirements. Primary...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!
- regulatory reporting analyst New York, NY
- legal compliance analyst New York, NY
- senior compliance analyst New York, NY
- regulatory compliance specialist New York, NY
- trade compliance specialist New York, NY
- regulatory affairs consultant New York, NY
- regulatory affairs specialist New York, NY
- compliance coordinator New York, NY
- regulatory operations specialist New York, NY
- cybersecurity policy and compliance analyst New York, NY

