VP, Regulatory Reporting Trade Level (Americas)
Goldman Sachs
Goldman Sachs & Co. LLC is seeking a Vice President for Regulatory Reporting in Dallas, Texas. This role requires significant expertise in non-financial regulatory obligations and focuses on ensuring compliance with various Americas' swap regulations. The ideal candidate will possess a Bachelor's degree in a relevant field and have at least five years of experience in regulatory reporting. Responsibilities include analyzing reporting data, detecting anomalies, and leveraging large data sets to ensure high quality. Strong knowledge of derivative financial products and tools like Excel, JIRA, and Confluence is crucial for this position. #J-18808-Ljbffr
- ...Vice President, Regulatory Reporting - Trade Level with Goldman Sachs & Co. LLC in Dallas, Texas. Execute key risk and control processes to ensure... ...financial regulatory reporting obligations, in particular Americas’ swap regulations (CFTC Part 45 (P45), CFTC Part 43 (P43...Regulatory
- ...Goldman Sachs Group, Inc. seeks a Vice President for Regulatory Reporting in Dallas, Texas. The role involves ensuring compliance with Americas' swap regulations, executing risk and control processes, and identifying solutions to system issues. Applicants should have...Regulatory
- ...Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for preparing and submitting regulatory reports to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Analyzing...RegulatoryWork at office
$107k - $152k
## Americas Quality Assurance (QA) Execution, VPApplylocations: Irving... ...GFCD QA Execution Lead role reports directly to the Head of... ...requirements of the Financial Industry Regulatory Authority (FINRA) and the... ...the general nature and level of work being performed. They...RegulatoryWork at officeLocal areaRemote work- ...Goldman Sachs Group in Dallas, Texas is hiring a Vice President for Regulatory Reporting. The candidate will execute compliance processes for non-financial regulatory reporting, focusing on Americas' swap regulations. Applicants should hold a Bachelor's degree in a relevant...Regulatory
- ## Cash and Trade Processing Senior Analyst Assistant Vice PresidentApplylocations... ...Analyst is an intermediate level role responsible for ensuring... ...issues efficiently.* **Reporting, Metrics, and Root Cause... ...with high quality, within regulatory guidelines, and achieving...RegulatoryWork experience placementLocal areaFlexible hoursShift workNight shift
- ...Goldman Sachs is looking for a Vice President in Regulatory Reporting located in Dallas, Texas. This role focuses on compliance with non-financial regulatory reporting obligations, analyzing reporting data, and identifying solutions for system issues. Candidates should...Regulatory
$97.5k - $133.5k
...built on operational excellence, real-time reporting, and regulatory compliance. Fay's end-to-end servicing... ...process is provided. Additionally, the VP, Investor Reporting is responsible for... ...data, PowerPoint to prepare executive-level reviews and Outlook * Strong verbal...RegulatoryInterim roleRemote workFlexible hours- ...mitigates compliance, regulatory and reputational risk... ...accounting, sales, and trading. We look for those who... ...focus on matters in the Americas region. The candidate... ...Monitoring and reporting to senior management on... ...on a local and global level (e.g., CCPA, GLBA, CAN...RegulatoryWork experience placementWork at officeLocal area
$200k - $225k
...Senior Legal Counsel, Americas Time Type: Full Time Summary... ....This position reports to the Head of Legal, North... ...including complex legal and regulatory issues, negotiating... ...and compliance, global trade compliance, including... ...caustic chemicals. The noise level in the work environment...RegulatoryFull timeContract workWork experience placementLocal area$97.5k - $133.5k
...FAY Financial, LLC is seeking a VP, Investor Reporting in Farmers Branch, Texas. This role is critical in leading the investor reporting department to enhance operational efficiency and meet regulatory requirements. The ideal candidate will have a strong background in...Regulatory- ...Goldman Sachs Services LLC is seeking an Associate for Regulatory Reporting in Dallas, TX. The candidate will prepare regulatory reports for agencies like FINRA, ensuring compliance with global standards. Responsibilities include analyzing large datasets for accuracy...Regulatory
- ...mitigates compliance, regulatory and reputational risk... ...accounting, sales, and trading. We look for those who... ...experience. The BIG Americas team has offices in... ...Associate or Vice President level. Role Overview... ...litigation records, research reports, various internet...RegulatoryWork at office
$110k - $160k
...Position OverviewThe GFCD Tech Americas team is seeking a Vice... ...ensuring alignment with U.S. regulatory requirements and internal technical... ..., including data analysis, reporting, and special projects as assigned... ...the general nature and level of work being performed. They...RegulatoryWork at officeLocal areaRemote work$110k - $160k
...Actimize), Vice President for the Americas provides leadership and... ...ensure the compliance of U.S. regulatory standards. You will be the go... ...behavior.* Lead data analysis and reporting efforts to demonstrate system... ...the general nature and level of work being performed. They...RegulatoryWork at officeLocal areaRemote work$248k - $372k
...management, and control processes. This position reports functionally to the Audit Committee of... ...accurate, reliable, and timely Identify regulatory opportunities and challenges that create... ...full‑time position determined by role, level, and location. The pay range shown is...RegulatoryFull timeWork at officeFlexible hours- ...the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Investigations... ..., market manipulation, insider trading, trafficking, fraud, public... ..., including Suspicious Activity Reports, and notifications to law enforcement...Regulatory
- ...Texas is seeking a Vice President of Financial Accounting. The role involves preparing and reviewing financial statements and regulatory reports for private equity funds. Candidates must possess a Master's degree in Accounting or Finance and significant experience in...Regulatory
$110k - $160k
...Actimize), Vice President for the Americas provides leadership and... ...ensure the compliance of U.S. regulatory standards. You will be the go... ...behavior. Lead data analysis and reporting efforts to demonstrate system... ...the general nature and level of work being performed. They...RegulatoryWork at officeLocal areaRemote work- ...Overview Reporting to the SVP, Chief Information Officer, the VP Information Security is Baylor Scott & White Health’s... ...used at both an Executive/Board Level and is also "translatable" to operational... ...+ asset criticality. Ensure regulatory, legal, and framework alignment...Regulatory
$95k - $125k
...transparent partnership built on operational excellence, real-time reporting, and regulatory compliance. Fay’s end-to-end servicing capabilities cover... ...fosters a culture of excellence, ensuring the highest levels of accuracy and security. This position requires an...RegulatoryInterim roleRemote workFlexible hours- ...Accounting will provide executive-level oversight of the accounting and reporting for all investment transactions. This... ...S. GAAP and SEC requirements. The VP will lead and mentor a high-... ...leadership and external auditors. Regulatory Reporting: Oversee accounting for...RegulatoryNight shift
- ...Dallas, Texas, United States of America Job Description Posted Monday... ...We are seeking a talented Trade Compliance Manager to join our... ...quality and service level Key Performance Indicators (KPIs... ...compliance and cross‑border regulatory requirements is preferred. What...RegulatorySummer workRemote workFlexible hours1 day per week
- ...VP, Financial Accounting Goldman Sachs & Co. LLC Dallas, TX Prepare... ...review quarterly accounting and reporting packages, including fund-level net asset values, financial... ...financial reporting related requests, and regulatory reporting requests (including...Regulatory
- ...marketer of consumer goods in North America – offering a full range of... ...across 40+ locations. Reporting directly to the Core-Mark CEO... ...compliance across a complex regulatory environment. Responsibilities... ...capability building across all levels of the organization. Lead culture...RegulatoryWork experience placementLocal area
- ...attorney handling internal and regulatory enforcement matters for... ...digital platforms such as E*TRADE, other entities, and Firm employees... ..., and counsel at every level Strategic, analytical thinker... ...solver Knowledge of regulatory reporting requirements and rules relevant...RegulatoryWorldwide
- ...ensure a strong culture of safety, regulatory compliance, and continuous... ...the organization. The VP, EHS, serves as a trusted advisor... ...consistency across all operations. Reporting to the Sr VP of Operations,... ...respond to all regulatory agency level inspections and activity....RegulatoryTemporary workWork at officeLocal area
- ...firm's Business Principles. Regulatory & Fiduciary Quality: Oversee... ...-CEN, NFMP, and year-end tax reporting; partner with Legal and... ...Proficiency with tools of the trade: advanced Excel, Portfolio Accounting... ...among stakeholders at every level. Licensing may be required...Regulatory
- ...and property operations. Reporting directly to the, Executive Vice... ...ventures, and portfolio-level transactions that optimize scale... ...concentration, development risk, regulatory considerations, and... ...interest disclosures and personal trading policies. Realty Income is...RegulatoryWork at officeRemote work
$180k - $220k
...collateral services teams to define asset level strategies and curative effort... ...of loan documentation and reporting, and assessing compliance with GSE and regulatory guidelines. This role is also... ..., etc.) to management attention (VP, SVP, etc.) Verify, where appropriate...RegulatoryFull timeWork at officeLocal area3 days per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Regulatory Reporting Trade Level (Americas). Be the first to apply!
- vp of accounting Dallas, TX
- vice president technical operations Dallas, TX
- vice president legal Dallas, TX
- senior vice president of operations Dallas, TX
- vice president project management Dallas, TX
- vp customer service Dallas, TX
- vp support Dallas, TX
- vice president of accounting Dallas, TX
- vice president program management Dallas, TX
- vice president estimating Dallas, TX


