VP, Regulatory Reporting Swap Compliance & Controls
The Goldman Sachs Group
The Goldman Sachs Group in Dallas, Texas is hiring a Vice President for Regulatory Reporting. The candidate will execute compliance processes for non-financial regulatory reporting, focusing on Americas' swap regulations. Applicants should hold a Bachelor's degree in a relevant field and have five years of experience in the regulatory reporting domain, along with significant knowledge of derivative products and regulatory frameworks. The role emphasizes collaboration across various business lines. #J-18808-Ljbffr
- ...Goldman Sachs Group, Inc. seeks a Vice President for Regulatory Reporting in Dallas, Texas. The role involves ensuring compliance with Americas' swap regulations, executing risk and control processes, and identifying solutions to system issues. Applicants should have...Regulatory
- ...Goldman Sachs is looking for a Vice President in Regulatory Reporting located in Dallas, Texas. This role focuses on compliance with non-financial regulatory reporting obligations, analyzing reporting data, and identifying solutions for system issues. Candidates should...Regulatory
- ...Vice President, Regulatory Reporting - Trade Level with Goldman Sachs & Co. LLC in Dallas, Texas. Execute key risk and control processes to ensure compliance with non-financial regulatory reporting obligations... ..., in particular Americas’ swap regulations (CFTC Part 45 (P45...Regulatory
- ...The Goldman Sachs Group in Dallas, Texas is seeking an Associate for Regulatory Reporting. This position involves preparing mandatory reports for agencies, ensuring compliance with global regulations, and analyzing datasets for accuracy. Candidates should have a Bachelor...Regulatory
$248k - $372k
...governance, risk management, and control processes. This position reports functionally to the Audit Committee... ...practices in governance, risk, and compliance Own and evolve the SOX Compliance... ...accurate, reliable, and timely Identify regulatory opportunities and challenges that...RegulatoryFull timeWork at officeFlexible hours- ...Goldman Sachs & Co. LLC is seeking a Vice President for Regulatory Reporting in Dallas, Texas. This role requires significant... ...financial regulatory obligations and focuses on ensuring compliance with various Americas' swap regulations. The ideal candidate will possess a...Regulatory
$222.06k - $291.82k
...Executive Vice President, Servicing Quality Control - Regulations and Compliance Location: CA - Westlake Village... ...and results of Servicing activity are reported to executive management, and the Program adheres to regulatory and investor requirements. Manage the...Regulatory- ...President of Data Governance & IT Controls in Dallas, Texas. The ideal... ...risk and data governance, leading compliance efforts, and managing a team. Responsibilities... ...data control testing, ensuring regulatory compliance, and preparing executive reports. This full-time, onsite position...RegulatoryFull time
- ...Controllers, AWM Fund Accounting Private, Associate, Dallas... ...financial control and reporting obligations of a... ...activities are conducted in compliance with the regulations... ...analytical and regulatory compliance support, our... ...purchases/exchanges, swap settings, debt payments...RegulatoryWork at office
$35k
...empower individuals to take control of their finances. At Reprise... .... About the role The Chief Compliance Officer serves as Reprise Financials... ...Management System. Reporting directly to the Chief Executive... ...Serve as the primary regulatory liaison, working with counsel...RegulatoryFixed term contractWork at officeRemote workWork from home- ...Senior Manager, Compliance Testing Swap Dealer and Derivatives Join a purpose... ...compliance with legal, regulatory and internal firm policy requirements... ...to identify potential control gaps and non-compliance... ...prepare and distribute testing reports to senior management...RegulatoryRemote work
- ...Title Compliance Manager - Regulatory Obligations and Risk Assessment, Swap Dealer Department GBM&T Compliance Business Line Scotiabank... ...lines on regulatory risks and controls, supporting the effective... ...of swap‑related open issues. Reporting Relationships Reports to: Director...RegulatoryWork experience placementLocal areaRemote workFlexible hours
$108k - $185k
...President, Artificial Intelligence Compliance Officer in Wealth Management... ...innovation while meeting regulatory and firm requirements. In... ..., and recommend appropriate controls and mitigations. Establish... ...forums. Prepare management reporting, metrics, and dashboards to...RegulatoryTemporary workLocal area- ...We are looking for an experienced VP of Accounting/Controller to oversee financial operations and ensure compliance with regulatory standards. This leadership role requires strong... ...to manage multiple aspects of financial reporting, audits, and controls. Based in North...RegulatoryContract workTemporary workLocal area
- ...Higginbotham is seeking a Loss Control Consultant based in Dallas, Texas. This role involves... ...providing expert consulting to ensure compliance with regulations. The consultant will... ...safety assessments and prepare detailed reports for clients. Ideal candidates will possess...RegulatoryNight shift
- ...The Controller is responsible for overseeing all accounting operations... ...ensuring accurate financial reporting, and maintaining a strong... ...preparation Ensure accuracy and compliance with GAAP, IRS rules, and... ...accurate tax filings and regulatory reporting Assure proper inventory...Regulatory
$78k - $116k
...in Dallas, Texas, to manage cost control processes and analyze financial data compliance across the oil and gas value... ...candidate will develop and maintain reporting processes while ensuring that... ...aligns with company budgets and regulatory expectations. Candidates should...Regulatory- ...Service Experts seeks a Manager of SOX Compliance in Dallas, Texas, responsible for... ...while ensuring effective internal controls over financial reporting. This managerial position will... ...testing, and remediation aligned with regulatory requirements. The ideal candidate will...Regulatory
- ...Investigations team. In the Legal & Compliance division, we assist the Firm... ...Firm's management of legal, regulatory and franchise risk. This is... ...opportunities to strengthen controls, using data and analytics to... ...Suspicious Activity Reports, maintaining the highest...RegulatoryWork at office
- ...Audit in Dallas, Texas. This role involves ensuring effective controls and compliance within the firm while conducting audits. The ideal... ...or compliance and must possess a strong understanding of regulatory requirements. The position offers opportunities for growth...Regulatory
$97.5k - $133.5k
...on operational excellence, real-time reporting, and regulatory compliance. Fay's end-to-end servicing... ...regulatory requirements and strengthening controls. This role manages the function, leading... ...is provided. Additionally, the VP, Investor Reporting is responsible for...RegulatoryInterim roleRemote workFlexible hours- ...in Dallas, Texas. The role demands significant experience in compliance and auditing, particularly in financial crime risk management.... ...understanding of business areas, identifying risks and improving control environments. Ideal candidates will have a strong background...
- ...Internal Audit, Compliance and Legal, Vice President, Dallas Job Description... ...Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance... ...internal auditor, consultant, and/or regulatory agency examiner within the...RegulatoryFull timeWork at office
- ...is seeking a Fair & Responsible Banking Officer in Dallas, Texas. The individual will ensure compliance with fair lending laws, maintain programs, and lead regulatory reporting. Candidates should have at least 7 years in banking compliance, preferably in fair lending, and...Regulatory
$110k - $160k
...OverviewThe Global Financial Crimes Compliance - Technology SME (Actimize),... ...the compliance of U.S. regulatory standards. You will be the... ...and enforce standards, controls, and documentation practices... ...behavior.* Lead data analysis and reporting efforts to demonstrate...RegulatoryWork at officeLocal areaRemote work- ...ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising... ..., contingency funding plan, and regulatory reporting (e.g. FR 2052a) ~ Ability to...Regulatory
- ...Internal Audit-Dallas-Senior Analyst-Controllers & Tax Job Description INTERNAL... ...assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and... ...following areas are preferred: Basel regulatory requirements, CCAR regulatory...RegulatoryLocal area
- ...ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising... ...technology developments Monitoring regulatory requirements and developments, as well as...RegulatoryLocal area
- ...drive them toward the next phase of growth. As Controller, you'll own all aspects of financial reporting, compliance, and team leadership for their real estate operations... ...audit coordination Handle state registrations, regulatory filings, and compliance obligations Ensure...Regulatory
- ...worldwide taxes. We are responsible for tax compliance, financial reporting of taxes, tax planning, business... ...of new broad based tax and regulatory rules; and tax compliance work for the... ...ensure appropriate tax planning, risk controls, and compliance; Act as a risk manager...RegulatoryLocal areaWorldwide
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