VP, Regulatory Reporting - Trade Level
Goldman Sachs
Vice President, Regulatory Reporting - Trade Level with Goldman Sachs & Co. LLC in Dallas, Texas. Execute key risk and control processes to ensure compliance with non-financial regulatory reporting obligations, in particular Americas’ swap regulations (CFTC Part 45 (P45), CFTC Part 43 (P43), CFTC Part 23 Material Terms Reconciliation (P23 MET Rec), SEC Securities Based Swap (SBS) reporting, and Ontario). Apply extensive subject matter expertise in major Americas swap regulations to detect anomalies in reporting data; delve into complex system infrastructure to understand impact of data flows and booking models on reporting quality; leverage large data sets and samples to reach conclusions. Requirements: Bachelor’s degree (U.S. or foreign equivalent) in Accounting, Finance, Economics, Business Analytics, Actuarial Science, or related field. Five (5) years of experience in the job offered or in a related role. Prior experience must include five (5) years in the following: working knowledge of derivative financial products, including at least one of equity, fixed income, foreign exchange, commodity and credit derivatives; using Excel to perform analytics of reporting data for the purpose of assessing correct reporting or reporting anomalies; and understanding complex workflows and condensing into a diagrammatic summary for training purposes. Prior experience must include two (2) years in the following: working knowledge of the rules underlying CFTC Part 45 (P45), CFTC Part 43 (P43), CFTC Part 23 Material Terms Reconciliation (P23 MET Rec), SEC Securities Based Swap (SBS) reporting or global equivalent; working knowledge of swap data repository vendor offerings, including submission requirements and validations (DTCC, or global equivalent such as TRAX); working knowledge of industry 'trade eligibility' vendor offerings (DROIT, or global equivalent); and working knowledge of project management and requirement documentation tooling including industry tools such as JIRA, Confluence, Blueprint or equivalent. Job Code: 9732655 Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law. #J-18808-Ljbffr
- ...Goldman Sachs & Co. LLC is seeking a Vice President for Regulatory Reporting in Dallas, Texas. This role requires significant expertise in non-financial regulatory obligations and focuses on ensuring compliance with various Americas' swap regulations. The ideal candidate...Regulatory
- ...Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for preparing and submitting regulatory reports to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Analyzing...RegulatoryWork at office
- ...Goldman Sachs Group, Inc. seeks a Vice President for Regulatory Reporting in Dallas, Texas. The role involves ensuring compliance with Americas' swap regulations, executing risk and control processes, and identifying solutions to system issues. Applicants should have...Regulatory
- ...The Goldman Sachs Group in Dallas, Texas is hiring a Vice President for Regulatory Reporting. The candidate will execute compliance processes for non-financial regulatory reporting, focusing on Americas' swap regulations. Applicants should hold a Bachelor's degree in...Regulatory
- ## Cash and Trade Processing Senior Analyst Assistant Vice PresidentApplylocations... ...Analyst is an intermediate level role responsible for ensuring... ...issues efficiently.* **Reporting, Metrics, and Root Cause... ...with high quality, within regulatory guidelines, and achieving...RegulatoryWork experience placementLocal areaFlexible hoursShift workNight shift
- ...Goldman Sachs is looking for a Vice President in Regulatory Reporting located in Dallas, Texas. This role focuses on compliance with non-financial regulatory reporting obligations, analyzing reporting data, and identifying solutions for system issues. Candidates should...Regulatory
$97.5k - $133.5k
...built on operational excellence, real-time reporting, and regulatory compliance. Fay's end-to-end servicing... ...process is provided. Additionally, the VP, Investor Reporting is responsible for... ...data, PowerPoint to prepare executive-level reviews and Outlook * Strong verbal...RegulatoryInterim roleRemote workFlexible hours$97.5k - $133.5k
...FAY Financial, LLC is seeking a VP, Investor Reporting in Farmers Branch, Texas. This role is critical in leading the investor reporting department to enhance operational efficiency and meet regulatory requirements. The ideal candidate will have a strong background in...Regulatory- ...Goldman Sachs Services LLC is seeking an Associate for Regulatory Reporting in Dallas, TX. The candidate will prepare regulatory reports for agencies like FINRA, ensuring compliance with global standards. Responsibilities include analyzing large datasets for accuracy...Regulatory
$248k - $372k
...management, and control processes. This position reports functionally to the Audit Committee of... ...accurate, reliable, and timely Identify regulatory opportunities and challenges that create... ...full‑time position determined by role, level, and location. The pay range shown is...RegulatoryFull timeWork at officeFlexible hours- ...the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Investigations... ..., market manipulation, insider trading, trafficking, fraud, public... ..., including Suspicious Activity Reports, and notifications to law enforcement...Regulatory
- ...Texas is seeking a Vice President of Financial Accounting. The role involves preparing and reviewing financial statements and regulatory reports for private equity funds. Candidates must possess a Master's degree in Accounting or Finance and significant experience in...Regulatory
- ...Overview Reporting to the SVP, Chief Information Officer, the VP Information Security is Baylor Scott & White Health’s... ...used at both an Executive/Board Level and is also "translatable" to operational... ...+ asset criticality. Ensure regulatory, legal, and framework alignment...Regulatory
- ...detects and mitigates compliance, regulatory and reputational risk across... ...law, accounting, sales, and trading. We look for those who... ...Business teams Monitoring and reporting to senior management on the status... ...laws on a local and global level (e.g., CCPA, GLBA, CAN-SPAM,...RegulatoryWork experience placementWork at officeLocal area
$95k - $125k
...transparent partnership built on operational excellence, real-time reporting, and regulatory compliance. Fay’s end-to-end servicing capabilities cover... ...fosters a culture of excellence, ensuring the highest levels of accuracy and security. This position requires an...RegulatoryInterim roleRemote workFlexible hours- ...Accounting will provide executive-level oversight of the accounting and reporting for all investment transactions. This... ...S. GAAP and SEC requirements. The VP will lead and mentor a high-... ...leadership and external auditors. Regulatory Reporting: Oversee accounting for...RegulatoryNight shift
- ...VP, Financial Accounting Goldman Sachs & Co. LLC Dallas, TX Prepare... ...review quarterly accounting and reporting packages, including fund-level net asset values, financial... ...financial reporting related requests, and regulatory reporting requests (including...Regulatory
- ...ensure a strong culture of safety, regulatory compliance, and continuous... ...the organization. The VP, EHS, serves as a trusted advisor... ...consistency across all operations. Reporting to the Sr VP of Operations,... ...respond to all regulatory agency level inspections and activity....RegulatoryTemporary workWork at officeLocal area
- ...firm's Business Principles. Regulatory & Fiduciary Quality: Oversee... ...-CEN, NFMP, and year-end tax reporting; partner with Legal and... ...Proficiency with tools of the trade: advanced Excel, Portfolio Accounting... ...among stakeholders at every level. Licensing may be required...Regulatory
$107k - $152k
...The Americas GFCD QA Execution Lead role reports directly to the Head of Americas GFCD QA... ...requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures... ...to describe the general nature and level of work being performed. They are not intended...RegulatoryWork at officeLocal areaRemote work- ...monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work... ...industry trends Monitor, manage, and report on exposures at a counterparty, product, and portfolio level Basic Qualifications Bachelor's degree...RegulatoryFull timeTemporary workWork at office
- ...and property operations. Reporting directly to the, Executive Vice... ...ventures, and portfolio-level transactions that optimize scale... ...concentration, development risk, regulatory considerations, and... ...interest disclosures and personal trading policies. Realty Income is...RegulatoryWork at officeRemote work
$114.72k - $172.08k
...estate, structured lending and trade.* Create processes, standards... ...meet internal policies and regulatory requirements/expectations, via... ...and escalating, managing and reporting control issues with... ...may vary by jurisdiction, job level, and date of hire. #J-18808-Ljbffr...RegulatoryFull time$180k - $220k
...collateral services teams to define asset level strategies and curative effort... ...of loan documentation and reporting, and assessing compliance with GSE and regulatory guidelines. This role is also... ..., etc.) to management attention (VP, SVP, etc.) Verify, where appropriate...RegulatoryFull timeWork at officeLocal area3 days per week- ...capability Ensure data accuracy, compliance, and reporting readiness Lead the design,... ...programs aligned with employee needs Ensure regulatory compliance and effective vendor partnerships... ...with the ability to influence at all levels of a large, complex organization Experience...RegulatoryLocal area
$95k - $175k
...location. In addition, the VP is accountable for... ...Overall P&L at Office Level to Drive Profitability... ...fostering professional trade partner relationships and... ...Ensure all employees follow regulatory and BluSky Safety... ...weekly production and WIP reports Manage overall...RegulatoryFor subcontractorWork at officeLocal areaRemote workNight shift- ...Vice President, GAAP Accounting and Reporting About the Company Prominent insurance company Industry Insurance Type... ...demonstrate a deep understanding of the sector's specific financial and regulatory requirements. The ideal candidate will have a proven track...Regulatory
$153.5k - $230.13k
...Michelle Wine Estates (SMWE). The VP will manage all aspects of... ...plan toagreeto standards and report regularly to the RCMs on execution... ...by state and/or local regulatory bodies. Your Compensation: $1... ...prior experience and education level as it pertains to the role. Benefits...RegulatoryFull timeLocal area- ...accuracy, and compliance with rigorous regulatory and internal standards. The successful candidate... ...Data Governance and IT Controls As the VP - Data Security, you’ll be at the... ...compliance practices. Provide Executive-Level Reporting on Data Control Effectiveness: You’ll be...RegulatoryPermanent employmentFull timeRelocation
$63 per hour
...Compliance Program Build VP in Dallas, TX. Summary... ...program activities. Reporting to the International Compliance... ...preparing executive-level updates and dashboards... ..., risk management, or regulatory transformation * Proven... ...activities, such as Trade Surveillance and Control...RegulatoryContract workFlexible hours
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