Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

KYC Operations Specialist: Regulatory Compliance

$70k - $80k

Nomura America Securities LLC

A leading global financial services firm is seeking a KYC Analyst in New York to manage the workflow of client due diligence processes. This role requires 2-5 years of KYC/AML experience and a strong understanding of regulatory compliance. Successful candidates will demonstrate analytical precision, problem-solving skills, and the ability to work collaboratively across teams. The position offers a competitive salary range of $70,000 to $80,000 annually, along with a comprehensive benefits package. #J-18808-Ljbffr Nomura

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the KYC Operations Specialist: Regulatory Compliance in New York, NY vacancy
  • $70k - $80k

     ...Title: Analyst, Department: Operations, Location: New York –...  ...providing client onboarding, KYC diligence, client...  ...clients successfully navigate regulatory requirements before relationship...  ...as Nomura’s trusted KYC specialist who ensures flawless compliance with firm procedures.... 
    Suggested
    Local area
    Relocation package
    Flexible hours

    Nomura

    New York, NY
    2 days ago
  • KYC Operations Manager (UAE Nationals Only) Job Overview The KYC Operations Manager is an intermediate management...  ...(AML) monitoring, governance, oversight and regulatory reporting services in coordination with the Compliance and Control team. The overall objective of this... 
    Suggested

    Citi

    New York, NY
    1 day ago
  • Citi is looking for a KYC Operations Manager to provide leadership in managing a team that ensures regulatory compliance and oversees the KYC process. This role is crucial for maintaining the integrity of Citi's anti-money laundering efforts. The successful candidate will... 
    Suggested

    Citi

    New York, NY
    1 day ago
  • KYC Operations Intermediate Analyst Job Req Id: 26987434 Location(s): Shanghai, Shanghai Municipality, China...  ...(AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this... 
    Suggested
    Full time
    Work at office
    Flexible hours

    Citi

    New York, NY
    1 day ago
  • $115k - $150k

     ...alternative application process. Legal Operations Specialist Full Time New York, NY, US 9 days ago...  .... Administer, enhance and review compliance for platforms including Ironclad, CSC...  ...management, workflow automation and regulatory compliance. Highly analytical, with sharp... 
    Suggested
    Full time
    Contract work
    Local area
    Flexible hours

    Balcones Resources

    New York, NY
    2 days ago
  •  ...’re ready to scale. About the Role We’re looking for an Operations Specialist to join our Transfers team. You’ll ensure the safe and accurate...  ...of ISA transfers—protecting client assets, maintaining regulatory compliance, and giving customers confidence that their investments... 

    InvestEngine

    New York, NY
    4 days ago
  •  ...LLC is seeking an Underwriting Technical Assistant to efficiently process policy-related transactions, ensuring accuracy and regulatory compliance. You will review applications, endorsements, and cancellations, input data into systems, and issue policy documents to... 

    Ryan Specialty

    New York, NY
    3 days ago
  •  ...New York City seeks a Client Onboarding / Operations Analyst to manage the onboarding of new clients...  ...management processes, coordinating with KYC, Credit, Legal, Compliance, Sales and other stakeholders, and ensuring regulatory compliance; you will monitor processes and... 

    eTeam

    New York, NY
    5 days ago
  • $110k - $130k

    ## Operations Specialist, TDS Global Asset ServicingApplyremote type: On Sitelocations: New York, New Yorktime type: Full timeposted on...  ...critical tasks.* Efficiently maintain documentation for regulatory, compliance, and audit purposes.* Drive new business initiatives and... 
    Work experience placement
    Local area
    Work from home
    Flexible hours

    Td Bank Group

    New York, NY
    3 days ago
  • $77k - $93k

     ...delays, demurrage, product damage, contamination, and related operational matters through effective communication with suppliers,...  ...reports, sales forecasts, and operational updates. Manage regulatory compliance matters, including FDA and TSCA requirements. Support customer... 
    Casual work
    Work at office
    Monday to Friday
    Night shift

    Pasona NA

    New York, NY
    13 hours ago
  • $120k - $172.5k

     ...oriented Director to join our KYC Services Team. In this...  ...Financial Crimes, Legal and Compliance, and the KYC Refresh team to...  ...contribute to the success of the Regulatory Refresh program. The ideal candidate...  ..., Sanctions and AML.In the Operations division, we partner with... 
    Temporary work

    Morgan Stanley

    New York, NY
    1 day ago
  • $60.56k

     ...HR Operations Specialist At The New York Foundling, we trust in the power and potential of people...  ...processes, supporting both compliance and operational effectiveness. This position...  ...process to ensure operational and regulatory compliance and update compliance records... 
    Work at office

    New York Foundling

    New York, NY
    1 day ago
  • Dawn Taylor is seeking a Trade Operations Associate for its NYC office to support trade processing for domestic and international...  ...with colleagues across desks. The role emphasizes accuracy, regulatory compliance, and efficiency; 3-5+ years of operations experience and... 
    Work at office

    Dawn Taylor

    New York, NY
    5 days ago
  • Ryan Specialty, LLC is seeking a Brokerage Operations Coordinator in New York to provide operational support to the brokerage team, ensuring efficient handling of daily tasks and regulatory compliance. You will work closely with brokers to complete transactions, prepare... 

    Ryan Specialty, LLC

    New York, NY
    5 days ago
  • $87k - $109k

    Government Program Operations Specialist Judi Health is a health technology company providing benefit...  ...cross-functional teams to meet regulatory, client, and internal requirements. The...  ..., and program materials to promote compliance and accuracy. This position is critical... 
    Local area
    Flexible hours

    Judi Health, LLC

    New York, NY
    4 days ago
  • $60k - $75k

     ...distributed generation projects in the NYC Metro area. Operations & Systems Specialist Sunkeeper Solar’s Operations & Systems Specialist will...  ...Assist in compiling information for insurance audits Regulatory Compliance Assist with regulatory filings and compliance as... 
    Contract work
    For subcontractor
    Work at office
    Remote work

    Sunkeeper Solar

    New York, NY
    2 days ago
  • $110.54k - $172.73k

     ...chemistry. Industrial Hygiene Specialist to join the Workplace Safety...  ...expert on technical and regulatory aspects, program standards,...  ...external partners to ensure compliance and risk‑management effectiveness...  ...guidance to functional and operational teams, site operations... 
    Local area

    The Chemours Company

    New York, NY
    3 days ago
  • $80k - $110k

     ...US Government Bond & Repo Specialist is responsible for accurate...  ...TMPG charges, and supports regulatory operations and departmental functions...  ...OFAC rules and regulations KYC policies and procedures...  ...other protected category in compliance to D.lgs. 198/2006, 215/03... 

    Intesa Sanpaolo Group

    New York, NY
    more than 2 months ago
  •  ...carry your own caseload end to end. You run KYC/KYB from the first document request to...  ..., each with its own documentation and regulatory standards Ensure every account clears in...  ...risk-based judgment rather than checklist compliance Escalate higher-risk cases with a clear... 
    Remote work

    SOLANA FOUNDATION

    New York, NY
    3 days ago
  •  ...banking institute is seeking a Senior IT Information Security Operations Specialist in New York City. This role requires a strategic thinker...  ...include overseeing security operations, ensuring regulatory compliance, and designing security strategies. Ideal candidates will... 

    PGM Tek

    New York, NY
    2 days ago
  • VP - KYC Operations Senior AI Lead Job Description The senior professional responsible for architecting, designing, and leading the development...  ...new architectural options. Ensure solutions meet stringent compliance, security, and performance management standards. Mentor a... 

    Citi

    New York, NY
    1 day ago
  • $80k - $110k

     ...where appropriate Create & Maintain operational loan files and archiving Additional job...  ...of BSA/AML/OFAC rules and regulations, KYC policies and procedures ~ Proficient in...  ..., or any other protected category in compliance to D.lgs. 198/2006, 215/03 and 216/03.... 
    Work at office

    Intesa Sanpaolo Group

    New York, NY
    a month ago
  •  ...is seeking a Retirement Initiatives Specialist to act as a key resource in administering...  ...experience in retirement benefits operations, strong analytical abilities, and a disciplined approach to data quality and regulatory compliance. #J-18808-Ljbffr Zenith-American

    Zenith-American

    New York, NY
    2 days ago
  • $80k - $110k

     ...accounts where appropriate Create & Maintain operational loan files and archiving Additional job...  ...of BSA/AML/OFAC rules and regulations, KYC policies and procedures Proficient in...  ..., or any other protected category in compliance to D.lgs. 198/2006, 215/03 and 216/03.... 
    Work at office

    Intesa Sanpaolo Group

    New York, NY
    5 days ago
  •  ...(Manager) of experience, strong communication, and proficiency in MS Excel and Word. You will collaborate with agents and internal teams to ensure accurate workflow and regulatory compliance. #J-18808-Ljbffr Mitsubishi UFJ Trust and Banking Corporation, New York Branch

    Mitsubishi UFJ Trust and Banking Corporation, New York Branc...

    New York, NY
    5 days ago
  • $29.33 - $36.54 per hour

     ...has an opening with your name on it The Promotion Operations Associate plays a foundational role in FanDuel's promotional...  ...Review promotional copy, terms, and images for regulatory compliance and Responsible Gaming requirements Maintain project tracking... 
    Hourly pay
    Full time
    Temporary work
    Work at office
    Local area
    Worldwide

    Fanduel

    New York, NY
    1 day ago
  •  ...Administrative Assistant to provide advanced administrative and operational support to the Abdominal Organ Transplant division,...  ...overseeing check-in/check-out to ensure efficient patient flow and regulatory compliance. Responsibilities include optimizing scheduling templates,... 

    Columbia University

    New York, NY
    1 day ago
  •  ...Our Investment Operations Specialist will play a critical role supporting one of our top financial advisor teams and providing high-quality...  ...work that directly impacts client relationships and regulatory compliance. Your "Day in the Life" Support Manage case... 
    Contract work
    Work at office
    Home office

    Northwestern Mutual

    New York, NY
    4 days ago
  • $125k - $175k

     ...oriented professional to join as a Trading Operations Specialist supporting our growing trading desks....  ...closely with traders, finance, compliance, brokers and firm customers to ensure...  ...Responsibilities include:Monitoring regulatory processes and pre-market activitiesManaging... 
    Worldwide

    Virtu Financial

    New York, NY
    4 days ago
  •  ...DescriptionJob Title: Principal Geneva Operations SpecialistLocations: New York, NY | Boston...  ...seeking a Fund Accounting Operations Specialist to join its Managed Operations team. We...  ...trade lifecycle, including pre-trade compliance, order generation, execution, confirmation... 
    Ongoing contract
    Full time
    Work at office
    Shift work

    SS&C Technologies

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to KYC Operations Specialist: Regulatory Compliance. Be the first to apply!