KYC Operations Specialist: Regulatory Compliance
$70k - $80kNomura America Securities LLC
A leading global financial services firm is seeking a KYC Analyst in New York to manage the workflow of client due diligence processes. This role requires 2-5 years of KYC/AML experience and a strong understanding of regulatory compliance. Successful candidates will demonstrate analytical precision, problem-solving skills, and the ability to work collaboratively across teams. The position offers a competitive salary range of $70,000 to $80,000 annually, along with a comprehensive benefits package. #J-18808-Ljbffr Nomura
$70k - $80k
...Title: Analyst, Department: Operations, Location: New York –... ...providing client onboarding, KYC diligence, client... ...clients successfully navigate regulatory requirements before relationship... ...as Nomura’s trusted KYC specialist who ensures flawless compliance with firm procedures....SuggestedLocal areaRelocation packageFlexible hours- KYC Operations Manager (UAE Nationals Only) Job Overview The KYC Operations Manager is an intermediate management... ...(AML) monitoring, governance, oversight and regulatory reporting services in coordination with the Compliance and Control team. The overall objective of this...Suggested
- Citi is looking for a KYC Operations Manager to provide leadership in managing a team that ensures regulatory compliance and oversees the KYC process. This role is crucial for maintaining the integrity of Citi's anti-money laundering efforts. The successful candidate will...Suggested
- KYC Operations Intermediate Analyst Job Req Id: 26987434 Location(s): Shanghai, Shanghai Municipality, China... ...(AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this...SuggestedFull timeWork at officeFlexible hours
$115k - $150k
...alternative application process. Legal Operations Specialist Full Time New York, NY, US 9 days ago... .... Administer, enhance and review compliance for platforms including Ironclad, CSC... ...management, workflow automation and regulatory compliance. Highly analytical, with sharp...SuggestedFull timeContract workLocal areaFlexible hours- ...’re ready to scale. About the Role We’re looking for an Operations Specialist to join our Transfers team. You’ll ensure the safe and accurate... ...of ISA transfers—protecting client assets, maintaining regulatory compliance, and giving customers confidence that their investments...
- ...LLC is seeking an Underwriting Technical Assistant to efficiently process policy-related transactions, ensuring accuracy and regulatory compliance. You will review applications, endorsements, and cancellations, input data into systems, and issue policy documents to...
- ...New York City seeks a Client Onboarding / Operations Analyst to manage the onboarding of new clients... ...management processes, coordinating with KYC, Credit, Legal, Compliance, Sales and other stakeholders, and ensuring regulatory compliance; you will monitor processes and...
$110k - $130k
## Operations Specialist, TDS Global Asset ServicingApplyremote type: On Sitelocations: New York, New Yorktime type: Full timeposted on... ...critical tasks.* Efficiently maintain documentation for regulatory, compliance, and audit purposes.* Drive new business initiatives and...Work experience placementLocal areaWork from homeFlexible hours$77k - $93k
...delays, demurrage, product damage, contamination, and related operational matters through effective communication with suppliers,... ...reports, sales forecasts, and operational updates. Manage regulatory compliance matters, including FDA and TSCA requirements. Support customer...Casual workWork at officeMonday to FridayNight shift$120k - $172.5k
...oriented Director to join our KYC Services Team. In this... ...Financial Crimes, Legal and Compliance, and the KYC Refresh team to... ...contribute to the success of the Regulatory Refresh program. The ideal candidate... ..., Sanctions and AML.In the Operations division, we partner with...Temporary work$60.56k
...HR Operations Specialist At The New York Foundling, we trust in the power and potential of people... ...processes, supporting both compliance and operational effectiveness. This position... ...process to ensure operational and regulatory compliance and update compliance records...Work at office- Dawn Taylor is seeking a Trade Operations Associate for its NYC office to support trade processing for domestic and international... ...with colleagues across desks. The role emphasizes accuracy, regulatory compliance, and efficiency; 3-5+ years of operations experience and...Work at office
- Ryan Specialty, LLC is seeking a Brokerage Operations Coordinator in New York to provide operational support to the brokerage team, ensuring efficient handling of daily tasks and regulatory compliance. You will work closely with brokers to complete transactions, prepare...
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Government Program Operations Specialist Judi Health is a health technology company providing benefit... ...cross-functional teams to meet regulatory, client, and internal requirements. The... ..., and program materials to promote compliance and accuracy. This position is critical...Local areaFlexible hours$60k - $75k
...distributed generation projects in the NYC Metro area. Operations & Systems Specialist Sunkeeper Solar’s Operations & Systems Specialist will... ...Assist in compiling information for insurance audits Regulatory Compliance Assist with regulatory filings and compliance as...Contract workFor subcontractorWork at officeRemote work$110.54k - $172.73k
...chemistry. Industrial Hygiene Specialist to join the Workplace Safety... ...expert on technical and regulatory aspects, program standards,... ...external partners to ensure compliance and risk‑management effectiveness... ...guidance to functional and operational teams, site operations...Local area$80k - $110k
...US Government Bond & Repo Specialist is responsible for accurate... ...TMPG charges, and supports regulatory operations and departmental functions... ...OFAC rules and regulations KYC policies and procedures... ...other protected category in compliance to D.lgs. 198/2006, 215/03...- ...carry your own caseload end to end. You run KYC/KYB from the first document request to... ..., each with its own documentation and regulatory standards Ensure every account clears in... ...risk-based judgment rather than checklist compliance Escalate higher-risk cases with a clear...Remote work
- ...banking institute is seeking a Senior IT Information Security Operations Specialist in New York City. This role requires a strategic thinker... ...include overseeing security operations, ensuring regulatory compliance, and designing security strategies. Ideal candidates will...
- VP - KYC Operations Senior AI Lead Job Description The senior professional responsible for architecting, designing, and leading the development... ...new architectural options. Ensure solutions meet stringent compliance, security, and performance management standards. Mentor a...
$80k - $110k
...where appropriate Create & Maintain operational loan files and archiving Additional job... ...of BSA/AML/OFAC rules and regulations, KYC policies and procedures ~ Proficient in... ..., or any other protected category in compliance to D.lgs. 198/2006, 215/03 and 216/03....Work at office- ...is seeking a Retirement Initiatives Specialist to act as a key resource in administering... ...experience in retirement benefits operations, strong analytical abilities, and a disciplined approach to data quality and regulatory compliance. #J-18808-Ljbffr Zenith-American
$80k - $110k
...accounts where appropriate Create & Maintain operational loan files and archiving Additional job... ...of BSA/AML/OFAC rules and regulations, KYC policies and procedures Proficient in... ..., or any other protected category in compliance to D.lgs. 198/2006, 215/03 and 216/03....Work at office- ...(Manager) of experience, strong communication, and proficiency in MS Excel and Word. You will collaborate with agents and internal teams to ensure accurate workflow and regulatory compliance. #J-18808-Ljbffr Mitsubishi UFJ Trust and Banking Corporation, New York Branch
$29.33 - $36.54 per hour
...has an opening with your name on it The Promotion Operations Associate plays a foundational role in FanDuel's promotional... ...Review promotional copy, terms, and images for regulatory compliance and Responsible Gaming requirements Maintain project tracking...Hourly payFull timeTemporary workWork at officeLocal areaWorldwide- ...Administrative Assistant to provide advanced administrative and operational support to the Abdominal Organ Transplant division,... ...overseeing check-in/check-out to ensure efficient patient flow and regulatory compliance. Responsibilities include optimizing scheduling templates,...
- ...Our Investment Operations Specialist will play a critical role supporting one of our top financial advisor teams and providing high-quality... ...work that directly impacts client relationships and regulatory compliance. Your "Day in the Life" Support Manage case...Contract workWork at officeHome office
$125k - $175k
...oriented professional to join as a Trading Operations Specialist supporting our growing trading desks.... ...closely with traders, finance, compliance, brokers and firm customers to ensure... ...Responsibilities include:Monitoring regulatory processes and pre-market activitiesManaging...Worldwide- ...DescriptionJob Title: Principal Geneva Operations SpecialistLocations: New York, NY | Boston... ...seeking a Fund Accounting Operations Specialist to join its Managed Operations team. We... ...trade lifecycle, including pre-trade compliance, order generation, execution, confirmation...Ongoing contractFull timeWork at officeShift work
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