KYC Operations Specialist: Regulatory Compliance
$70k - $80kNomura America Securities LLC
A leading global financial services firm is seeking a KYC Analyst in New York to manage the workflow of client due diligence processes. This role requires 2-5 years of KYC/AML experience and a strong understanding of regulatory compliance. Successful candidates will demonstrate analytical precision, problem-solving skills, and the ability to work collaboratively across teams. The position offers a competitive salary range of $70,000 to $80,000 annually, along with a comprehensive benefits package. #J-18808-Ljbffr Nomura
$70k - $80k
...Title: Analyst, Department: Operations, Location: New York -... ...providing client onboarding, KYC diligence, client... ...clients successfully navigate regulatory requirements before relationship... ...as Nomura’s trusted KYC specialist who ensures flawless compliance with firm procedures....SuggestedLocal areaRelocation packageFlexible hours$28 per hour
...AngelList starts with a verified investor. KYC is not a back-office checkbox here; it... ...to an auditor. We're hiring a KYC Operations Associate to help own that standard.... ...engineering on product changes and with compliance on policy. The tools you use today may be...SuggestedFull time- AngelList is hiring a KYC Operations Associate to own the standard for investor verification across the platform. You’ll manage the queue... ...and push product and policy improvements with engineering and compliance. This is a full-time role reporting to an Operations Manager...SuggestedFull time
- KYC Operations Analyst with Czech or Slovak Job Req Id: 26984854 Location(s): Warsaw, Mazovia, Poland Job... ...Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of...SuggestedFull timeCasual workLocal areaWork from homeFlexible hours
- Citi is seeking a Compl AML KYC Analyst 2 in Mumbai. This intermediate role handles AML monitoring, governance and regulatory reporting in coordination with Compliance and Control teams to develop a robust Know Your Client program. Responsibilities include KYC record execution...Suggested
- ...is a leading developer and operator of circular economy infrastructure... ...technical Legal Operations Specialist to serve as the primary... ...Administer, enhance and review compliance for platforms including... ...management, workflow automation and regulatory compliance. ~ Highly...Contract workLocal areaFlexible hours
- ...Colorectal Surgery Administration. The role focuses on efficient operations and high-quality patient care within an academic medical... ...will help develop policies, manage staff calendars, ensure regulatory compliance, and support billing and collections while coordinating...Work at office
$140k - $185k
...Description Job Description Fund Operations Specialist Location: New York, NY Employment... ...maintaining strong governance and compliance standards. These roles often involve... ...internal controls Support audits, regulatory filings, and compliance-related requests...Full time- Ryan Specialty, LLC is seeking a Brokerage Operations Coordinator in New York to provide operational support to the brokerage team, ensuring efficient handling of daily tasks and regulatory compliance. You will work closely with brokers to complete transactions, prepare...
- 5+ years’ experience in Asset Servicing Operations. Can collaborate with and encourage other team members in the pursuit of operational... ...and critical tasks. Efficiently maintain documentation for regulatory, compliance, and audit purposes. Drive new business initiatives and...
- The Operations Specialist is responsible for supporting the planning, coordination, and execution... ...support, research, logistics, compliance tracking, and administrative support... ...compliance with applicable licensing and regulatory requirements. Maintain accurate and...Work at officeLocal areaRemote workFlexible hoursNight shift
$80k - $110k
...US Government Bond & Repo Specialist is responsible for accurate... ...TMPG charges, and supports regulatory operations and departmental functions... ...OFAC rules and regulations KYC policies and procedures... ...other protected category in compliance to D.lgs. 198/2006, 215/03...- Citi in Kuala Lumpur seeks an AVP - KYC Operations Manager to lead a team delivering AML monitoring, governance, and regulatory reporting in coordination with Compliance and Control. You will oversee onboarding, MIS reporting, and process improvements within BAU and Refresh...
- ...Our Investment Operations Specialist will play a critical role supporting one of our top financial advisor teams and providing high-quality... ...work that directly impacts client relationships and regulatory compliance. Your "Day in the Life" Support Manage case...Contract workWork at officeHome office
$60.56k
...accurate employment related documentation and compliance to promote good brand and employee... ...a positive employee experience and operational efficiency. [E.g. Answering HR mainline... ...audit process to ensure operational and regulatory compliance and update compliance records...Work at office$140k - $185k
...Job Description Job Description Regulatory Operations Specialist – Private Capital Location: New York, NY Employment Type: Full-Time... ...with roles focused on executing and supporting regulatory, compliance, and operational requirements for private capital investment...Full time$80k - $110k
...where appropriate Create & Maintain operational loan files and archiving Additional job... ...of BSA/AML/OFAC rules and regulations, KYC policies and procedures ~ Proficient in... ..., or any other protected category in compliance to D.lgs. 198/2006, 215/03 and 216/03....Work at office$120k - $172.5k
...oriented Director to join our KYC Services Team. In this... ...Financial Crimes, Legal and Compliance, and the KYC Refresh team to... ...contribute to the success of the Regulatory Refresh program. The ideal candidate... ..., Sanctions and AML. In the Operations division, we partner with...Temporary work$110.54k - $172.73k
...chemistry. Industrial Hygiene Specialist to join the Workplace Safety... ...expert on technical and regulatory aspects, program standards,... ...external partners to ensure compliance and risk‑management effectiveness... ...guidance to functional and operational teams, site operations...Local area$90k - $120k
...Flowdesk? You’ll be joining a company operating at the intersection of finance,... ..., ensuring governance and compliance, and managing the daily operational... ...proficiency in English. Regulatory/compliance exposure highly desirable (KYC/AML, Travel Rule, market abuse surveillance...Shift work$115k - $165k
...Job Description Job Description Legal Financial Operations & Trust Accounting Specialist Company: HireNow Staffing (Direct Placement... ...to-day accounting operations, ensuring accuracy and regulatory compliance. Prepare and analyze financial statements, general...Full timeWork at officeRemote workVisa sponsorship$140k - $185k
...Description Job Description Investment Operations Specialist Location: New York, NY... ...portfolio managers, fund accounting, compliance, risk management, and external service... ...internal controls Support audits, regulatory requests, and compliance reviews Analyze...Full timeWork at office- ...Trade Operations AssociateNew York City, NYFalconX is a pioneering team of operators, investors... ...Treasury Management.Provide inputs to compliance and risk teams to design pragmatic controls in this environment of changing regulatory landscape.Adhere to established trade...Local area
$80k - $90k
...Lab Operations SpecialistThe Lab Operations Specialist works closely with the Lab Operations team to ensure the laboratory runs smoothly, efficiently, and in compliance with GLP standards and other regulatory requirements. This role is critical to supporting our cutting...$87.2k - $109k
...Legal Operations Specialist Legal Operations Specialist is responsible for many of the Legal Department's day-to-day operations, and helps... ...account management, proposal management, underwriting, compliance, operations, privacy, IT, and finance groups, to ensure timely...Contract workWork at officeLocal area$85k - $95k
...Revenue Operations SpecialistAt Breeze, we're building the AI-powered infrastructure layer... ...typically manage themselves, including compliance, risk, fraud, chargebacks,... ...build.We Are Hiring A Revenue Operations Specialist!As our Revenue Operations Specialist, you...- ...Operations Associate (Treasury Administration & Operations) Biztek People is seeking an... ...experience in financial administration, compliance coordination, and operational support. This... .... Support Know Your Customer (KYC) reviews, account openings, and related...Contract workWork at officeImmediate startRemote workWork from home1 day per week
- ...We are looking for a detail-oriented and proactive Operations Specialist to support the fixed income trade settlement lifecycle. This junior... ...needed Prepare monthly reports and support audits and compliance reviews Follow written procedures and ensure operational...
$75k - $85k
...Operations Specialist Industry: Service Location (City, State): Long Island, NY Assignment Type: Direct Hire Pay: $75,000-$85,0... ...Act as a central resource for cross-functional requests, compliance tracking, follow-ups, and department priorities. Maintain...Full timeWork at officeLocal areaMonday to Friday- ...includes HRIS, payroll, IT, benefits, tax compliance, and more - all built from scratch on... ...into every part of a company's people operating layer, we process over half a billion $... ...looking for our first Revenue Operations Specialist to own the entire billing and deal...Contract workWork at officeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to KYC Operations Specialist: Regulatory Compliance. Be the first to apply!
- customer operations associate New York, NY
- program operations specialist New York, NY
- operations coordinator remote New York, NY
- systems operations specialist New York, NY
- trust operations specialist New York, NY
- investment operations associate New York, NY
- legal operations associate New York, NY
- people operations specialist New York, NY
- aviation operations specialist New York, NY
- deal operation specialist New York, NY


