Chief Broker-Dealer Compliance Leader
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Marex seeks a seasoned Head of Broker Dealer Compliance to lead the Americas team. You will advise U.S. Broker Dealer businesses across Equities, Fixed Income, and Listed Options, navigating SEC, FINRA, OCC rules and regulatory reporting. The role emphasizes real-time advisory, risk-based guidance, and developing policies and WSPs to meet evolving regulatory requirements while promoting integrity and cross-functional collaboration. #J-18808-Ljbffr Socket.dev
Vacancy posted 4 days ago
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