Broker-Dealer CCO: Leadership in Compliance & Oversight
$200k - $250kGreen Key Resources
Green Key Resources is seeking an experienced Chief Compliance Officer to oversee broker-dealer compliance. The role requires navigating SEC/FINRA rules and leading examinations, with ownership of policies, training, and risk programs. A lean, hands-on leader will manage a small team and interface with senior management, traders, and regulators. The position offers a base salary in the $200k–$250k range with discretionary annual bonus potential and possible sign-on considerations. #J-18808-Ljbffr Green Key Resources
Vacancy posted 2 days ago
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