Securities & SEC Reporting Counsel
barnes
Barnes & Thornburg LLP, located in Chicago, IL, is looking for an attorney with securities law expertise to join their Corporate Department. The ideal candidate should have over 4 years of experience in federal and state securities laws, focusing on reporting obligations under the Securities Exchange Act of 1934, including forms like 10-K, 10-Q, and proxy statements. The role requires outstanding writing, research, and analytical skills, along with strong academic credentials. Candidates must be motivated, demonstrate initiative, and be able to work collaboratively with clients. #J-18808-Ljbffr barnes
- A leading law firm in Chicago is seeking an experienced attorney with securities expertise to join their Corporate Department. Candidates should have at least 4 years experience with federal securities laws and strong analytical and writing skills. This position offers...SuggestedLocal area
- ...international financial company in Chicago is seeking a well-trained public company securities attorney to join their legal department. This in-house position involves managing SEC reporting, ensuring compliance, and supporting corporate governance. Candidates should have...Suggested
- ...public. They seek a well-trained public company securities attorney to join their in-house legal department in Chicago as counsel. This position will work closely with the... ...governance with an emphasis on managing SEC reporting, reviewing communications, ensuring compliance...Suggested
- ...Thornburg LLP is seeking an attorney with securities expertise to join our Corporate... ...securities laws, with an emphasis on the reporting obligations and filings under the Securities... ...of 1934 and advising public companies on SEC reporting obligations. Experience with the...SuggestedLocal area
- ...Neal R. Gross and Co. is a leading Court Reporting and Transcription services company based out of the Washington, DC area with work across... ...and ensuring proper hardware setup Ensure all exhibits are secured, proper file backups are performed, and required worksheets are...SuggestedContract workLocal areaFlexible hours
- ...join its Chambers ranked Corporate and Securities practice group. Requirements 3 or more years... ...including regulatory filings and SEC research experience. Minimum 3 years securities... ...in connection with their periodic reporting requirements and assist companies with both...
- A leading law firm in Chicago is seeking an attorney with securities expertise to join their Corporate Department. Candidates should... ...Exchange Act of 1934. Responsibilities include advising clients on SEC reporting obligations and managing filings. Strong writing, research,...Local area
$41 - $62 per hour
A leading insurance and employee benefits broker in Chicago is seeking a Securities and Corporate Governance Paralegal. The role involves supporting SEC compliance, public/private securities offerings, and corporate governance. The ideal candidate will possess an Associate...Hourly pay- Peak6 Investments LLC is seeking a detail-oriented Regulatory Reporting Analyst to join our Chicago team. You will play a crucial role in... ...This role includes responsibilities like leading preparation for SEC Reporting and managing compliance for the futures industry. A bachelor...
- ...Solutions LLC in Chicago is seeking a detail-oriented Regulatory Reporting Analyst to ensure the firm's regulatory compliance, manage... ...tasks, and analyze essential data. This role will involve preparing SEC reports, managing daily regulatory duties, and working collaboratively...
$110k - $150k
DLC, based in Chicago, is seeking an experienced SEC Reporting Manager Consultant to join their team. The role involves supporting clients with SEC reporting requirements and implementing financial systems. Applicants should have a Bachelor's degree and experience with...- Itlearn360 is seeking a Legal Advisor II for the Securities Department based in Chicago, IL. The role involves analyzing legal issues related to the registration of securities, providing legal advice, and participating in regulatory modifications. Applicants must have...
$170k - $190k
Join to apply for the Corporate Counsel - M&A role at UL Solutions . As a member of the Legal team, reporting to the VP, Assistant Corporate Secretary, Corporate... ...meetings. Review and prepare SEC filings and advise on securities law matters. Assist in developing, refining...Full time- ...least 3 years of transactional experience with a law firm and will be tasked with representing public companies in securities offerings as well as handling SEC compliance. Strong drafting and negotiation skills, along with a commitment to teamwork, are essential. This...
$41 - $62 per hour
...detail-oriented and experienced Securities and Corporate Governance... ...regulations, experience with SEC filings and board support, and... ...Support periodic and current reporting processes (Forms 10-K, 10-Q and... ..., transfer agents, outside counsel, and other parties Organize and...Hourly payWork at office$90k - $150k
...We Collect Your Privacy Choices Team Overview This Counsel will report into a Managing Counsel and join a small team. The Counsel serves... ...with various teams including sales, compliance, information security, information technology, operations, product development,...Full timeContract workTemporary workWork experience placementWork at officeFlexible hours2 days per week$130k - $234k
...develop data and process maps to meet the reporting needs of the specific regulation.... ...financial oversight bodies such as Fed, FINRA, SEC, OCC, FRB, CFPB, etc. with an ability to... ...products such as deposits, loans, securities, derivatives, etc. Experience with one...Work experience placement$170k - $300k
...Description Corporate Associate Attorney – Securities/Capital Markets Direct Counsel is seeking a Corporate Associate Attorney... ...: Advise public companies on SEC compliance, corporate governance, and public reporting obligations . Handle capital markets...Work at office$57.46k - $71.82k
...detail-oriented and analytical Regulatory Reporting Analyst to join our dynamic team. This... ...Responsibilities Ensure compliance with securities laws and regulations, including Rule 15c... ...Preferred Qualifications Familiarity with SEC Rule 15c3-1, Rule 15c3-3, and other...Work at office- ...candidate will provide sound legal advice and counsel to internal agencies and business units... ...with attorneys, finance, operations, security, risk, privacy experts, business... ...review, dispute resolution, and internal reporting Provide legal and best practices training...Contract workWork at officeRemote workWork from homeWeekend workAfternoon shift
$90k - $150k
...Team Overview This Counsel will report into a Managing Counsel and join a small team. The Counsel serves as a key legal partner to sales teams... .... Work collaboratively with sales, compliance, information security, information technology, operations, product development,...Full timeContract workWork experience placement$80k - $120k
...detail-oriented and experienced Securities and Corporate Governance... ...regulations, experience with SEC filings and board support, and... ...Support periodic and current reporting processes (Forms 10-K, 10-Q and... ..., transfer agents, outside counsel, and other parties Organize and...Work at officeLocal area- ...to join the Corporate Secretary's Office. This role ensures compliance with securities laws and corporate governance policies, focusing on corporate securities compliance and public reporting obligations. The ideal candidate will have a bachelor's degree or paralegal certification...Work at office
$102k - $140k
...legal documents and compliance reports and working with the Firm's... ...legal files, corporate records, SEC filings, etc., to complete... ...Committee, the Firm's General Counsel's office, billing and/or... ...by the Firm's Corporate and Securities Practice Group. QUALIFICATIONS...Full timeLocal areaWork from home$25 - $45 per hour
...Neal R. Gross and Co. is a leading Court Reporting and Transcription services company based out of the Washington, DC area with work across... ...record with speaker IDs and relevant notes. ~ Maintain a secure and organized record of proceedings, adhering to legal and...Contract workLocal areaRemote work$175k - $200k
...Light & Wonder is seeking an experienced Senior Counsel, Employment to join its global Legal Department. Reporting to the Associate General Counsel for Data Privacy... ...on employment, compliance, and safety and security policies and procedures covering employee discipline...For contractorsWork at officeLocal areaRemote workWork visa$225k - $320k
...Job Description Job Description Securities & Capital Markets Associate Attorney... ...Washington, DC; Miami, FL (Hybrid) Direct Counsel is seeking a Securities & Capital... ...equity offerings, M&A transactions, and SEC compliance and reporting ~ Prior experience with...Work at officeRemote work- A financial services company is seeking dedicated individuals to work from home and assist families in securing their financial futures. This role offers flexibility and the chance to grow with a company that values integrity. Candidates should possess strong communication...Remote jobWork from home
$138.9k - $191k
...s Law Department invites an experienced Counsel-level attorney to join our dynamic mergers... ...-impact deals, including acquisitions. Reporting to the Director, Assistant General... ...ventures and other investments. Supporting securities law matters and assisting with the Company...Full timeTemporary workApprenticeshipWork at officeRelocation3 days per week- Job Overview A law firm seeks a seasoned Business Transactions Securities Attorney to join their team in Chicago, IL. The ideal candidate will possess 10 to 15 years of experience in securities and private investment fund formation, with a keen interest in working with...Temporary work
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