Strategic Financial Services Regulatory Counsel
Axiom
Axiom seeks a Financial Services Regulatory Counsel to join its Banking and Financial Services team in New York. This role requires expertise in regulatory compliance and advisory support to clients, involving drafting and negotiating key documents while managing compliance issues within banking and financial services sectors. The ideal candidate will have a JD degree and strong knowledge of regulations including CFTC, FINRA, and SEC, along with excellent communication and problem-solving skills. Axiom offers a competitive salary range and various employee benefits. #J-18808-Ljbffr Axiom
$226k - $257.9k
Director (Asst General Counsel) - Commercial Bank Business Counsel - Strategic Investor Programs Overview : An amazing... ...many disciplines, including, regulatory, tax, securities, real estate,... ...for clients in the financial services industry Experience with “mid...RegulatoryFull timePart timeLocal area- ...A leading financial services firm is seeking a Senior Counsel to join its growing Legal team in Manhattan on a hybrid schedule. This position offers... ...business teams on a broad range of transactional, regulatory, and strategic matters. The role reports into senior legal...Regulatory
$162.5k - $250k
...secure crypto products and services to individuals and... ...the next era of financial, creative, and personal... ...Future. Role: Product Counsel As Product Counsel at... ...product launches, and the regulatory landscape as it evolves... ...legal, regulatory, and strategic advice to product,...RegulatoryWork at officeRemote workFlexible hours- ...Shield of North Carolina is seeking a Senior Counsel - Employment to provide strategic legal guidance on complex matters, including high-value transactions, regulatory compliance, and corporate initiatives with significant financial impact. You will partner with senior...RegulatoryRemote job
$105 per hour
...hr - $105.00/hr Job Title: Legal Counsel Attorney Contract Duration: 3... ...privacy, artificial intelligence, and regulatory compliance in the context of financial services. Supports various business lines... ...to the Bank’s operations and strategic initiatives. Performs legal...RegulatoryContract workRemote work- ...Vice President, Regulatory Counsel About the Company Top middle-market lender Industry Financial Services Type Privately Held Founded 1996 Employees 201... ...wide initiatives. The position demands a strategic thinker with a proven ability to...Regulatory
$174k - $313.2k
...operating in the heavily regulated financial services industry. This demands... ...and close attention to regulatory compliance. This is a highly... ...impression, and the confidence to counsel a fast‑moving business.... ...network rules, and provide strategic guidance to Lines of...RegulatoryTemporary workWork at office$166.98k - $250.47k
...borrowers, investors, and financial institutions achieve... ...transform financial services. Open to both in‑person... ...report to a Senior Counsel working out of New York... ...legal, business, and strategic advice to internal markets... ...specialist at a regulatory agency (SEC, CFTC), a...RegulatoryRemote workVisa sponsorshipWork visa$170k - $185k
...leading, technology-driven financial services company that offers investing... ...'s legal team as Legal Counsel - Corporate & Commercial. This... ...legal issues and strategic decisions Partner with business... ...lines of business to navigate regulatory and compliance requirements...RegulatoryContract workTemporary workSummer holidayWork at officeLocal areaFlexible hours$127.5k
...leader and innovator in the financial services industry and is evolving... ...possible. This is more than a strategic shift. It’s a chance for... ...Department. The Sr. Legal Counsel role is responsible for providing... ...employee actions with regulatory reporting or disclosure implications...RegulatoryHourly payContract workWork experience placementWork at officeLocal areaShift work- Blue Cross NC seeks a Senior Counsel - Employment to provide strategic legal guidance on complex matters, including high-value transactions, regulatory compliance, and major company initiatives. This role partners with senior leadership to support business objectives and...RegulatoryRemote job
- ...responsible for providing strategic, commercially focused legal... ...identifying and managing legal and regulatory risk. This is an... ...and coordinate with external counsel on complex transactions Contribute... ...in-house experience within financial services preferred, but not required...Regulatory
$175k - $225k
...overview Nomura is a global financial services group with an integrated... ...procedures; Provide advice and counsel to business teams on legal... ...in the structuring, regulatory analysis and launch of new... ...direction for the future. Making Strategic Decisions Evaluate all the...RegulatoryContract workRelocation package- LPL Financial LLC seeks a Senior Vice President, Associate General Counsel to lead its corporate legal advice team. This... ...involves providing strategic legal guidance primarily... ...experience in financial services law, understanding complex regulatory frameworks, and leading...Regulatory
- Director, Corporate Counsel (New York, NY) Our client, a leading financial services firm, is seeking an experienced corporate attorney to join its legal... ...across securities law, corporate governance, regulatory matters, strategic transactions, and public company reporting....Regulatory
$199.5k - $275k
...ll tackle complex legal and regulatory challenges, shape policy,... ...deliver secure, resilient financial services worldwide. As a Cybersecurity... ...independently and with outside counsel, supporting senior... ...management and providing practical, strategic advice to our cybersecurity...RegulatoryContract workImmediate startWorldwide- ...Senior Data Licensing and Contracting Counsel in New York City to partner with data services teams on data governance, licensing, and strategic data and software arrangements. This hands... ...contracts, with a strong emphasis on regulatory compliance and data protection. #J-18...Regulatory
$200k - $280k
...unified payments and financial platform for global businesses... ...role is focused on regulatory matters in the... ...payments and financial services, including licensing,... ...As a Senior Regulatory Counsel, you will serve as a senior... ..., and for providing strategic advice to cross-functional...RegulatoryPrivate practiceLocal areaWorldwide- Somi AI is seeking a Counsel for Product & Regulatory in New York to navigate the complexities of payments and regulatory frameworks. The ideal candidate will have 4+ years of legal experience and an active license to practice law. The role involves advising on payments...Regulatory
- ...minded attorney to join as Lead Counsel, HR Products on the Legal &... ...Employer of Record (“EOR”) services in new countries, and will provide... ...new areas of law. You are a strategic thinker and want to build a... ...function. Navigate complex regulatory frameworks in the U.S. and abroad...RegulatoryWork at office3 days per week
$200k - $255k
A leading financial services firm in New York is seeking a Financial Regulatory Counsel to provide legal support to regulated businesses and products. The role entails advisory duties on compliance and regulatory matters, drafting agreements, and collaborating with various...Regulatory$320k - $355k
...Am Law 100 firm in New York, is seeking an Associate or Counsel to join its Financial Services team. The role focuses on negotiating various trading... ...experience in derivatives, with a strong background in regulatory compliance concerning Dodd‑Frank. Competitive salary of...Regulatory$200k - $280k
Airwallex seeks a Senior Regulatory Counsel to oversee regulatory matters across the Americas. This role demands advising on complex regulatory issues related to payments and financial services, including licensing and compliance obligations while collaborating with various...Regulatory- A financial services firm in New York is seeking a Product & Regulatory Counsel to join their Legal team. In this role, you will provide legal guidance on product development and regulatory requirements, manage bank partner relationships, and support compliance with U.S...Regulatory
- ...partner to support the marketing org by reviewing and advising on marketing collateral across Brex products. You will translate regulatory concepts into practical, on-brand guidance, enabling fast, compliant campaigns. Embedded with marketing, product, and go-to-market...Regulatory
$200k - $255k
A leading financial services firm in New York is seeking a Financial Regulatory Counsel. This role is crucial for ensuring compliance with U.S. and international securities regulations. The ideal candidate will have over 7 years of experience in a top-tier law firm or corporate...Regulatory$260k - $365k
Arnold & Porter Kaye Scholer LLP seeks an Associate for its Financial Services group in New York. This role involves representing clients in... ...will require a Juris Doctor (JD) Degree and must excel in regulatory research and client representation. The compensation ranges...RegulatoryRemote job$219k - $249.9k
Capital One is seeking a Sr. Manager, Sr. Counsel focused on financial services regulation in New York. The attorney will analyze prudential laws and... ...collaborate across departments to guide compliance and regulatory strategy. This hybrid role requires a Juris Doctor,...Regulatory$200.7k - $229.1k
...Sr. Manager, Sr. Counsel - Bank Regulation and Policy (Hybrid) Capital One is seeking a financial services regulatory attorney to join the Bank Regulation and Policy Group of the Legal Department. In this role, you will analyze prudential laws and regulations applicable...RegulatoryFull timePart timeLocal area3 days per week- Instacart seeks a Product Counsel to partner with product, engineering, and design teams on new launches. You will identify early regulatory risks, build scalable frameworks, and provide practical legal guidance to accelerate development while protecting the business....Regulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Strategic Financial Services Regulatory Counsel. Be the first to apply!

