Regulatory Reporting Specialist: CAIS & CAT, Hybrid
Apex Fintech Solutions
A financial services company based in Austin, Texas, seeks a Regulatory Reporting Specialist to manage compliance with FINRA's reporting requirements. This role demands a bachelor's degree in a relevant field and 2+ years of experience in regulatory reporting within the broker-dealer sector. Responsibilities include overseeing CAIS and CAT reporting functions, ensuring data integrity, and collaborating with technology teams for data transmission. The company offers comprehensive healthcare benefits and a hybrid work environment. #J-18808-Ljbffr Apex Fintech Solutions
- ...professional to manage critical regulatory reporting functions for our firm... ...Regulatory Reporting Specialist will be responsible... ...Information Systems (CAIS) submissions and Consolidated Audit Trail (CAT) reporting... ...benefits. At AFS, we offer a hybrid work schedule for most...SuggestedWork from home
$82.96k - $141.04k
...collaborative/in-person and independent work, it will take the form of a hybrid work format, with time split between working onsite and... .../approvals. When requested, prepares and distributes periodic reports on licensing status for use by Company personnel. Applicant...SuggestedFull timeTemporary workWork at officeLocal areaRemote workRelocationFlexible hours$136k - $197k
...leading efforts to publish human rights or responsible minerals regulatory reports. Experience working with and influencing teams in adjacent... ...Minerals and Human Rights Compliance Regulatory Reporting Specialist, you will play a critical role in advancing our Responsible...SuggestedFull timeTemporary work- ...technology company focused on energy optimization is seeking a Regulatory Compliance Specialist in Austin, TX. The role involves providing expertise on... ...excellent communication skills. The position offers a hybrid work arrangement and opportunities for personal...Suggested
- ...Finance & Accounting Search in Austin, Texas. This mid-senior level role involves preparing financial reports, performance reporting, and managing financial models in a hybrid work environment. Candidates should have at least 3 years of experience in financial roles...Suggested
- Habitat Energy Limited is seeking a Regulatory Compliance Specialist in Austin, TX. This role involves providing expertise on federal, state, and ISO... ...competitive salary, flexible working arrangements, and a hybrid model requiring at least 2-3 days in the Austin office....Work at officeFlexible hours
- ...Data Analyst / Report Writer (Level 2) Location: Austin, TX (Hybrid Role) Job Summary: Incumbent transforms data into information that can be utilized to make business decisions and actions. The work involves acquiring data from multiple sources, creating reports...Work experience placementWork at office
- ...service delivery, supporting system upgrades, and generating HR reports. Candidates should have relevant experience, preferably in... ...a Bachelor's degree in related fields. The position requires a hybrid work arrangement with some on-site presence in Taylor, TX. Competitive...
- ...Stock Plan Services is seeking a Financial Reporting Analyst with an understanding of equity... ...guidance (ASC718 and IFRS2) and client regulatory reporting requirements. Develop an... ...the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our...Full timeWork at office
- ...Analyst to support decision-making through financial analysis and reporting. This role involves collaborating closely with leadership to... ...Competitive benefits, including health insurance and a flexible hybrid work environment, are offered. #J-18808-Ljbffr Shalom AustinFlexible hours
- ...Education Agency is seeking a Compliance Analyst to ensure data quality and regulatory compliance. This senior-level role involves conducting complex compliance analyses and preparing reports to inform leadership. Candidates should possess at least three years of experience...Flexible hours
- ...Position Overview In the Office of Governance (OG), the Self‑Reported Data Unit (SRDU) ensures the accuracy, completeness, and quality... ...as needed. The analyst helps ensure data quality and regulatory compliance by evaluating programs, policies, and documentation...Work at officeLocal areaFlexible hours
- ...6 years of relevant experience. Comprehensive benefits include medical, 401(k) with employer match, and professional development opportunities. The position supports hybrid work design, enhancing work-life balance and career growth. #J-18808-Ljbffr Farm Credit Services
- ...General in Austin, TX is seeking a Compliance Specialist to support compliance efforts focused on... ...and new products. You will help manage regulatory obligations and conduct legal research... ...and project management skills. This hybrid role offers competitive salaries and benefits...
- Overview Position purpose : The Regulatory Associate is a specialized research professional... ...Maintain and utilize interim regulatory reports to ensure accurate documentation is being... ...: Position may be office based, hybrid, or remote depending on studies assigned...Interim roleWork at officeLocal areaRemote work
- Inventure, a leading energy infrastructure company, is seeking an Analyst, Regulatory Compliance in Austin, TX. This hybrid role involves supporting compliance deliverables for regulatory agencies and maintaining documentation. Candidates should have a relevant degree...
- ...Sciences practice. This role involves overseeing organic social media reporting, analyzing performance data to derive actionable insights, and... ...media analytics or marketing analytics. The position offers a hybrid work schedule with in-office presence needed three days a week....Work at office3 days per week
- ...supporting scientific affairs across the business. The ideal candidate will have strong experience in regulated environments and familiarity with quality management systems, CAP, CLIA, and GCP. A hybrid working model is available upon training completion. #J-18808-Ljbffr Asct
- ...requires strong analytical skills, previous quality management systems experience, and knowledge of CAP, CLIA, and ISO standards. The position offers a supportive environment and hybrid working options after training completion. #J-18808-Ljbffr American Esoteric LaboratoriesLocal area
- ...organization is seeking a Compliance Manager to oversee healthcare regulatory compliance, focusing on HIPAA and state licensing requirements.... ...and experience in multi-state environments. The role offers a hybrid working model and a competitive salary. #J-18808-Ljbffr...
- ...and holidays) Travel with client when needed Operate in a hybrid capacity (both EP/RST duties) Partner with various intelligence... ...to proactively identify and mitigate threats Detect and report suspicious activity and security vulnerabilities to key personnel...Local areaShift workNight shift
- ..._____________________________________________The Role This is a hybrid role which will combine remote working with site presence in client... ...and focus on the schedule no matter how stubborn they are! 3. Report and inform: Provide simple actionable reports to stakeholders at...Casual workRemote work
- Job Description - Comptroller - Financial Reporting Analyst (00058499) The Comptroller’s Office serves virtually every citizen in the state. As Texas’ chief tax collector, accountant, revenue estimator, treasurer, and purchasing manager, the agency is responsible for writing...Work at officeMonday to FridayFlexible hoursAfternoon shift
$75.2k - $124.1k
...US - Tax - BTS - FSO CTORS Information Reporting and Withholding EDGE Senior Analyst EY is... ...review of moderately complex tax/accounting regulatory and tax compliance with limited... ...travel as needed, and working in a balanced hybrid environment Ideally, you\'ll also have...Summer holidayFlexible hours- ...Job Title: Technical Project Manager (Hybrid) Location: Austin, TX Duration: 02+ Months with possible extension Job... ..., project planning, project monitoring, and project status reporting and system implementation of moderate to complex business solutions...
- ...Regulatory Compliance Specialist Austin, TX Houston, TX Sealy, TX Job Summary: Ensure WWM has proper procedures and strategies in place that... ...documentation and ensure accurate record-keeping. This position reports to Director of Operations or Regulatory Compliance...Full timeFor contractorsLocal area
$86.4k
...discretion to collaborate with customers on complex data and reporting issues in order to understand capability needs, gather project... ...complex projects (which are cross functional, with potential regulatory risk exposure, customer service & financial impacts ). Acts as...For contractorsWork at officeLocal areaRemote work- ...and In person(Face to Face Interview) Very long term project *** Hybrid(3days per week Onsite) at Austin -TX **** Need 3 Professional... ...budgeting, forecasting, resource planning, and financial status reporting. Required 10 Proficiency with project management tools such...Local area
$70.6k - $141.2k
...Government Services is seeking a skilled Compliance and Risk Specialist to join our mission-driven organization. In this role, you will... ...Build and maintain management-level metrics, dashboards, and reporting # Financial Insight: Provide updates to management regarding...Temporary workFlexible hours$90k - $100k
...Solutions Equity in Education Equitable Education Recovery Services This role supports data integration, data quality, and reporting efforts for the Oklahoma statewide project, with additional support across Mid-South clients. The position focuses on executing...For contractorsH1bWork at officeLocal areaRemote workNight shift
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