Surveillance & Monitoring Compliance Specialist
Crédit Agricole Group
Crédit Agricole Group is hiring for a position in New York focused on compliance and regulatory responsibilities. The individual will review e-communication alerts, assist in executing compliance projects, and develop training for employees regarding regulatory responsibilities. This role involves regular interactions with multiple departments and reports to the Head of Surveillance & Monitoring in the Americas. Strong compliance knowledge and teamwork abilities are essential for the successful candidate. #J-18808-Ljbffr
- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalaur...SurveillanceRemote job
- ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight About the Company Leading global financial institution with broad exposure to compliance, surveillance, and risk functions. Industry Financial Services Type Privately Held...Surveillance
- ...A leading financial institution in New York is seeking a Compliance Monitoring & Testing Specialist. This role involves conducting compliance monitoring and testing, ensuring adherence to regulatory requirements, and documenting findings. Candidates should have a Bachelor...SuggestedContract work
$42k - $48k
...The State of Oklahoma is seeking a Grants Programming Specialist to manage grant compliance and fund allocation. This role involves collaborating with subgrantees and requires a Bachelor’s degree; compensation ranges from $42,000 to $48,000 depending on experience. Responsibilities...SuggestedWork at office- ...Memorial Physician Practices is seeking a Telemetry Tech in New York to monitor patients and support their care team. As part of the role, you will perform surveillance of multiple telemetry monitors, assess arrhythmias, and ensure timely intervention for patient distress...Surveillance
- ...seeking a senior professional to lead global product monitoring and post-market surveillance for combination products. The ideal candidate will have... ...experience in biotechnology/pharmaceutical GxP Quality & Compliance, ensuring compliance with regulations and enhancing...Surveillance
$35 - $45 per hour
...Compliance Monitoring & Testing Specialist Base pay range $35.00/hr - $45.00/hr Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a temporary to permanent position! Responsibilities: Conduct ongoing monitoring and testing to...Permanent employmentContract workTemporary workWork experience placement- ...efficacement. Ce poste exige une expérience significative dans le domaine du support technique, une bonne connaissance des dispositifs de surveillance, et des compétences en communication. Les horaires peuvent être modifiés pour répondre aux besoins des clients. #J-18808-Ljbffr...SurveillanceRemote work
- ...Responsibilities Review daily e-communication alerts to ensure compliance with Bank policies and Regulatory Requirements. Assist in... ...and Reporting The position reports to the Head of Surveillance & Monitoring in Americas. Key Internal Contacts The employee will most...SurveillanceWork at officeLocal area
$220k - $270k
...Dart Solutions is seeking a Head of Monitoring & Surveillance Compliance Officer in New York, NY. This key role involves overseeing the electronic and voice communications as well as trade surveillance review across the Firm's operations. The ideal candidate will bring...Surveillance$58.5k - $62.5k
The State of Oklahoma is seeking a Grants Compliance & Monitoring Analyst to conduct financial and program reviews to ensure compliance with federal regulations and state law. The ideal candidate will possess a Bachelor’s degree and two years of professional experience,...Full time- ...Key Responsibilities Develop and execute global product monitoring and post‑market surveillance (PMS) strategy for combination products. Lead post‑... ...Annual Product Quality Review (APQR) management. Ensure compliance with global regulations/procedures for complaint and...Surveillance
$100k - $160k
...Corporate Reputation Monitoring Associate The Executive Office plays an integral role in setting and advancing Goldman Sachs' corporate... .... This position is charged with maintaining a vigilant surveillance of all social platforms and the competitive landscape, leading...SurveillanceFull timeTemporary workPart timeWork at office$125.6k - $209.4k
...position involves analyzing financial statements, monitoring loan portfolio, and ensuring compliance with credit policies and regulatory requirements. This... ...warning indicators, and other forms of credit surveillance. Review all pertinent credit and financial information...SurveillanceWork experience placementInterim roleWork at office$104.7k - $174.5k
...loan portfolios through continuous credit monitoring (CCM) activities enabling the timely... ...indicators, and other forms of credit surveillance. • Review all pertinent credit and financial... ...position, including evaluation of compliance with the loan agreement. Analyses to...SurveillanceWork experience placementInterim roleWork at office- ...provider with over 50 years of experience serving businesses across the country. Our offerings include intrusion alarms, video surveillance, access control, and fire alarm systems. We partner with a diverse client basefrom high-end retail and restaurants to financial...Surveillance
- ...A leading financial services company in New York seeks a Compliance Monitoring Specialist to support governance, compliance tracking, and reporting activities. Ideal candidates should have a Bachelor's degree in Business, Finance, or Law, and must possess strong organizational...
$140k - $185k
...description represents a sample Portfolio Monitoring Manager position commonly found through... ..., exposure tracking, and performance surveillance. Actual openings may vary based on... ...risk management, investment operations, compliance, and analytics teams. Key Responsibilities...SurveillanceFull time- ...A leading financial firm in New York is seeking a Compliance Analyst to collaborate with attorneys and compliance professionals. The role involves preparing regulatory filings, supporting business units, and maintaining compliance with regulations. Applicants should have...
- ...Experis is seeking a detail-oriented Compliance Analyst to join their Business Control Office (BCO) in Jersey City, NJ. This role is critical for maintaining a strong control environment through risk control frameworks and 1st-line testing programs. The ideal candidate...Work at office
- ...Rockefeller Capital Management in New York is seeking a Compliance Analyst to support their Compliance program. The role involves developing compliance testing plans, maintaining documentation, and preparing compliance reports. The ideal candidate should have a Bachelor...
- ...Dexian DISYS in New York City is looking for a Corporate Compliance Analyst to join their global Corporate Compliance team. This role focuses on supporting ongoing monitoring and administration of compliance programs, emphasizing employee trading monitoring and compliance...
$25.07 per hour
*Urgent* Family Care Monitor, Part Time (Bilingual Spanish/Bronx) Renee Steedley Family Residence - Bronx, NY 104... ...procedures to ensure access control, reception, fire patrol, surveillance, and documentation of compliance with government regulations. These include verifying...SurveillanceHourly payFull timePart timeWork experience placementLocal area- ...top-performing, global multi-strategy hedge fund to add Compliance Analysts as the platform continues to grow. This is a... ...-term growth in compliance. What you’ll be doing Trade surveillance and regulatory monitoring across multiple strategies SEC and CFTC reporting and ongoing...SurveillanceWork at office
$100k - $135k
TD is seeking a Senior Compliance Officer in New York, New York. This role is crucial for the Compliance Monitoring and Testing Team, overseeing compliance testing, preparing reports, and developing metrics. The ideal candidate will have a Bachelor's degree, 5-7 years...Work at office$100k - $135k
...your recruiter who can provide you more specific details for this role. Job Description This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing Team covers the TDS US...Work experience placementLocal area- ...partnering with a top-performing global multi-strategy hedge fund to recruit a Compliance Analyst for their growing platform. This hands-on role will involve trade surveillance, regulatory monitoring, and collaboration with trading and operational teams in a high-paced...SurveillanceWork at office
- ...part of our future? Job Overview: The Compliance Associate will support Lord Abbett’s Control... ...personal trades and conduct post‑trade surveillance to identify potential violations.... ...firm’s Control Room function, including monitoring and chaperoning of communications (electronic...Surveillance
- ...Asset Manager seeks Associate to join their Compliance team in New York. Responsibilities Compliance Monitoring & Oversight Support the execution of the firm... ...key compliance controls. Assist with surveillance efforts designed to identify potential conflicts...Surveillance
$58.5k - $62.5k
Job Title Grants Compliance & Monitoring Analyst Agency 290 EMPLOYMENT SECURITY COMMISSION Supervisory Organization Workforce Services - OESC Job Type / Status / Location Regular, Full Time Salary: $58,500.00 - $62,500.00 annually (based on education and experience...Full timeContract workFor subcontractorWork at officeLocal areaRemote work
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