Director of Monitoring & Surveillance Compliance - Americas
$220k - $270kDart Solutions
Dart Solutions is seeking a Head of Monitoring & Surveillance Compliance Officer in New York, NY. This key role involves overseeing the electronic and voice communications as well as trade surveillance review across the Firm's operations. The ideal candidate will bring a minimum of 12 years of experience in compliance, monitoring, and surveillance, along with a Bachelor's degree. The position offers a salary range of $220k-$270k, with an emphasis on collaboration with regulators like FINRA and SEC. #J-18808-Ljbffr
Vacancy posted 1 day ago
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