Trading & Investments Compliance Specialist
$160k - $245kBridgewater Associates
Bridgewater Associates, LP is seeking a Compliance Officer to oversee compliance in Trading and Investments in Westport, CT. This role focuses on fulfilling regulatory obligations and improving internal processes. Candidates should have 2-4 years of experience in financial services regulation, knowledge of U.S. securities laws, and strong communication skills. The position offers a competitive salary of $160,000 - $245,000 and requires 4 days onsite at our Westport campus. Join us to help maintain the highest operational standards in investment management. #J-18808-Ljbffr
$100k - $150k
...collectively with its affiliates, "Graham") is an alternative investment manager founded in 1994 by Kenneth G. Tropin. Specializing in... ...harnesses the synergies between its discretionary and quantitative trading businesses to offer a broad suite of complementary alpha...SuggestedHourly payFull timeWork at officeMonday to FridayEarly shift- ...Mercor is hiring Retail Investment Research Specialists to aid in developing advanced financial intelligence systems targeting individual investors. This role emphasizes self-directed engagement with equities, market analysis, and AI system evaluation. Successful candidates...SuggestedRemote work10 hours per weekFlexible hours
$100k - $115k
...Compliance Analyst Massar Capital Management, LP ("Massar") is an alternative investment management company founded in 2015. We employ a global macro trading strategy that seeks to capture investment opportunities across commodity, foreign exchange, fixed income, equity...SuggestedSummer workWork at officeMonday to Friday- ...exposure to senior executives, investors, lenders, and acquisition targets. The position is ideal for someone looking to leverage investment banking or private equity experience in a highly entrepreneurial environment where they can make a meaningful impact on business...Suggested
- ...Analyst Houston, Texas; Stamford, Connecticut About Us Engelhart was founded in 2013 by BTG Pactual Group as a commodities trading company. Our business model is "asset light" and highly diversified – giving us the ability to adapt effectively and nimbly to...SuggestedFull timeWork at office
- ...RightClick is seeking an Investment Research Analyst for its wealth management team, with a focus on conducting research, utilizing portfolio analytics tools, and preparing client reports. The successful candidate will have a Bachelor's degree in a relevant field and...Remote work
- ...Investment Research Analyst – Accounting & Finance Westport, Connecticut – Direct Hire May 13, 2026 Our client is seeking an Investment Research Analyst to join their wealth management team. This role is ideal for someone who thrives in a collaborative environment and...Remote work
$75k - $85k
...Import Compliance & Documentation Control Specialist GameChange Energy is one of the fastest growing, most dynamic companies in the booming solar industry... ...compliance with customs regulations and applicable trade laws. Coordinate with customs brokers, freight forwarders...Full timeWork at office$90k - $115k
...Internal Alternative Investment Specialist - Analyst / Associate Greenwich, Connecticut, United States; New York, New York, United States About the Role iCapital's Portfolio Management team is looking to hire an Associate Internal Alternative Investment Specialist...Full timeWork at officeRemote work$90k - $105k
...business trends and operational performance Drive scenario modeling and sensitivity analysis to support strategic initiatives, investments, and business decisions Proactively identify financial risks and opportunities, and recommend mitigation or optimization...Local area$42 - $44 per hour
...purchase orders, vendor invoices, and expense reports. Ensure compliance with company policies and review current business processes.... ...and prepare write-off entries as needed. Manage on-site trade show financial needs, including recording and reconciling cash...Hourly payFull timeLocal areaFlexible hours$75k - $80k
At PetVet Care Centers, our mission is to improve the lives of animals and people - providing exceptional and compassionate care at every stage - for all the moments that matter. Because life is better with pets. We deliver the Ultimate Care Experience...Local area- ...Now Hiring: Vehicle Acquisition & Inventory Specialist Keeler Automotive Holdings – Norwalk, CT 10 Tindall Avenue, Norwalk, CT 06851 (***) ***-**** About the Role Keeler Motor Car Company has built its reputation on trust, transparency, and exceptional service...Full timeLocal areaImmediate start
- ...PlanIT Group, LLC is seeking an experienced FMLA Administrator to manage the Family and Medical Leave Act processes, ensuring compliance with relevant regulations while providing support to employees and management. The successful candidate will have a comprehensive understanding...
$120k - $165k
...affiliates, "Graham") is an alternative investment manager founded in 1994 by Kenneth G. Tropin... ...its discretionary and quantitative trading businesses to offer a broad suite of complementary... ...Business Development, Marketing, Compliance, Legal, Fund Administration, Technology,...Hourly payWork at officeMonday to Friday$28 - $32 per hour
...Operating Procedures and other process documentation. Prepare schedules and provide information to support audits. Ensure compliance with internal controls. Support ad hoc projects, reporting, and analysis as needed. Essential Skills ~2+ years of Accounts...Contract workTemporary workSummer workRemote workMonday to Thursday$35k - $40k
...is seeking a dependable, detail-oriented Compliance Associate to support the day-to-day... ...Hedgeye Asset Management – an SEC Registered Investment Adviser. This position is ideal for... ...Review and approve employee personal trading activity for compliance with firm policies...Permanent employmentTemporary workPart timeInternshipWork at office- ...• Consult with clients taking the central role on the advisory service delivered to them. • Assist clients with formulating investment policy and guidelines, making recommendations to them related to individual funds, strategy or general portfolio characteristics...Work experience placement
- ...including Endowments & Foundations, Pension Plans, Family Office and Financial Intermediaries. They will be responsible for formulating investment policy and guidelines, and making strategy and fund recommendations based on portfolio construction process, research platform...Work at office3 days per week
- ASML US, LLC is seeking a Customs Specialist to manage operational trade compliance and support continuous improvement initiatives. You will be responsible for import/export compliance, develop training materials, and collaborate with global teams to ensure regulatory adherence...Flexible hours
- ASML in Wilton, CT, is seeking a Trade Compliance Manager to manage operational trade compliance and support continuous improvement initiatives. The role requires a Bachelor's Degree in Business or Supply Chain and at least 5 years of experience in trade compliance or...Remote jobFlexible hours
$91k - $140.5k
...Broughton Group is seeking a Compliance Specialist to support the implementation and upgrade of the compliance module within the Charles River Investment Management Solution (CRIMS). This role involves working as a subject-matter expert, analyzing client compliance requirements...- ...A Career with Point72’s Compliance Department The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real...
$115k - $145k
Overview As an experienced Analyst, you will play a central role at Cornerstone Research. You will work in case teams that range in size but typically include an academic or industry expert, senior consultants, and Analysts. Within a case team, you will make important...Full timeWork experience placementLocal area$25 - $30 per hour
...Title: Accounts Payable & Finance Specialist FLSA Classification: Full-Time, Non-Exempt Location: Norwalk, CT Onsite: Onsite, Not Eligible... ...bookkeeping procedures. Knowledge of regulatory standards and compliance requirements. Excellent time management skills to prioritize...Hourly payFull timeFor subcontractorWork at officeRemote workRelocationFlexible hoursNight shift- Summary The primary responsibilities of the Technical Compliance Specialistwill be to support the company by processing change requests within technical programs and submitting requests to regulatory authorities. Responsibilities Receives requests via ticketing system...Work at officeRemote work
$84.61k - $141.02k
...strategic recommendations for improvement Advise on plan design, compliance challenges, and corrective strategies (including failed... ...institutional clients, providing guidance on retirement plan design, investment selection, and compliance. Stay informed about regulatory...Interim roleWork at office$160k - $190k
...take the first step to Destination: Progress. As an investment research analyst, you'll conduct research analysis on an asset... ...skills with ability maintain relationships with dealers and execute trades Compensation Base: $160,000 - $190,000/year depending...Temporary workWork experience placementH1bFlexible hours- ...Trade Accountant (Commodities) The Group is involved in the sourcing of physical... ...includes developing and managing strategic investments in counterparties such as producers,... ...market valuation • Monitors and ensures compliance of control policies and procedures • Assists...
- ...the world’s oldest and largest commodity trading companies focused on the merchanting of... ...ourselves as leading market specialists in the merchanting of all forms of refined... ...of consolidated financial statements in compliance with IFRS including footnote disclosures...Temporary workWork at officeLocal areaMonday to FridayFlexible hours
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