Compliance Analyst, Regulatory and Trading Compliance
Point72
A Career with Point72’s Compliance Department
The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.
What you’ll do
- Conduct the firm’s annual compliance audit, and coordinate with internal Compliance colleagues
- Develop and maintain a library of exchange rules and regulatory enforcement actions
- Review and update certain compliance and trading policies
What’s required
- Bachelor's degree from an accredited college or university
- GPA 3.0 or greater
- Exceptional attention to detail, strong organizational skills, and a structured, process-driven approach, with the ability to work independently or collaboratively
- Ability to manage and prioritize multiple tasks and see each task to completion
- Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
- Commitment to the highest ethical standards
We take care of our people
We invest in our people, their careers, their health, and their well-being. We want you to concentrate on success and leave the rest to us. When you work here, we provide:
- Fully-paid health care benefits
- Generous parental and family leave policies
- Volunteer opportunities
- Support for employee-led affinity groups representing women, people of color and the LGBTQ+ community
- Mental and physical wellness programs
- Tuition assistance
- A 401(k) savings program with an employer match and more
About Point72
Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit .
- Position Details Provide ongoing compliance advisory to the Firm’s largest portfolio manager... ...with addressing algorithmic/systematic trading matters is preferred, with an... ...Quantitative Trading Compliance program Monitor regulatory changes, updates and industry-wide compliance...Regulatory
- ...ROLE ARGA Investment Management, LP seeks a motivated compliance professional to join the compliance department in our Stamford, CT office... ...compliance rules in Order Management System Assist with regulatory filings (Section 13, Form PF, Form ADV, etc.) Review/approve marketing...RegulatoryWork at office
$86k - $101k
...Payment Network Compliance Analyst (Visa/Mastercard/Discover) Citizens is seeking a Payment Network Compliance Analyst to support our sponsorship... ...compliance work (tracking, investigation, resolution) Regulatory or network-driven processes with documentation rigor...RegulatoryWork at officeLocal areaRemote workMonday to FridayFlexible hours$165k - $275k
...someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage... ...that may be indicative of unusual conduct, trading patterns, potential gaps in supervision,... ...the Firm's management of legal, regulatory and franchise risk. This is an Executive...RegulatoryTemporary workWork experience placement$55 per hour
...services organization , is seeking a FIU Analyst to join their team. As a FIU Analyst,... ...alerts Prepare SAR narratives and maintain compliance documentation Escalate high‑risk or... ...experience Knowledge of AML, BSA, and OFAC regulatory requirements Strong analytical and problem...RegulatoryContract workTemporary workFor contractorsWork experience placement- ...Join to apply for the Senior Compliance Officer role at Millennium 1 week ago Be among the... ...separately managed accounts (“SMAs”) Monitor regulatory changes, updates and industry-wide... ...with addressing algorithmic/systematic trading matters is preferred, with an understanding...RegulatoryFull time
- ...Regulatory Reporting Specialist Stamford, CT A Career with Point72's Regulatory Reporting... ...Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures... ...regulatory standards Collaborate with our Compliance, Tax, Legal, Finance, Technology, and...RegulatoryWork at office
- ...Station and easily accessible from NYC. About the Role The Compliance Officer, U.S. Central Functions is responsible for developing,... ..., and close third parties to meet applicable external (legal, regulatory, and industry) and internal (policy) requirements by providing...RegulatoryLocal areaRelocation package
- Global asset management firm is in search of a senior compliance specialist to oversee the global regulatory reporting. The role will ensure that the firm’s operations and investment strategies remain in strict accordance with global financial regulations. You will act...Regulatory
- ## Trade Compliance ManagerApplyremote type: Onsitelocations: Stamford, Connecticuttime type: Full timeposted on: Posted Todayjob requisition... ...reviews, offering informed recommendations based on regulatory requirements and risk considerations.* Oversee the development...RegulatoryFull timeContract workCasual workWork at officeWeekend workAfternoon shift
- ...Role Name - Regulatory Reporting Analyst Stamford, CT/Remote ROLE_DESCRIPTION - Experience in Capital Management at top-tier financial... ...52A/6G), strengthening operational quality standards and compliance readiness Experience in manual FP&A Reg Reporting Experience...RegulatoryRemote work
$60 - $65 per hour
...with a leading global financial institution seeking a Regulatory Reporting Business Analyst (Technical) with strong AxiomSL experience to support both... ...of reporting updates Produce documentation in compliance with regulatory expectations Support training for US and...RegulatoryContract work- AQR Capital Management in Greenwich, CT seeks a licensed attorney or senior regulatory professional to join the Compliance team as a data and AI governance specialist. You will conduct legal and compliance reviews of data providers and AI tools, draft policies, and interface...Regulatory
- ...A Career with Point72's Regulatory Reporting Team The Regulatory Reporting team provides governance... ...Commission (SEC), Commodity Futures Trading Commission (CFTC), National Futures... ...maintain reporting accuracy Partner with compliance, legal, finance, risk, technology, and trading...RegulatoryWork at office
$130k - $165k
...DRW is a diversified trading firm with over 3 decades of experience... ...expanding team of support analysts at a top tier proprietary... ...sophisticated research and compliance tools to the users across the... ...that data for Surveillance and Regulatory Reporting functions Work...RegulatoryTemporary workWork at officeFlexible hours3 days per week$60k - $70k
...improvement. Support clinical trials, including site initiation, training, monitoring, and documentation as needed. Ensure compliance with regulatory and ethical standards in all clinical interactions. Provides after hour and/or evening case coverage and add on case...RegulatoryRemote workFlexible hoursAfternoon shift- ...candidate to join our talented Team. Job Title Ethics & Compliance Staff Analyst Location White Plains, NY Job Summary Our client is looking... ...training initiatives, including ethics and Federal Energy Regulatory Commission compliance modules. Administer ECO cases and...RegulatoryWork at office
$20k
...during anesthesia according to ASA guidelines. The CRNA ensures appropriate documentation within the accordance of hospital and regulatory requirements and protects information of all forms, whether computer-based, paper, film, voice, or other media from unauthorized...RegulatoryFull timeWork experience placementImmediate startRelocation packageFlexible hoursShift workNight shiftAfternoon shift- ...1 day remote) We are seeking a highly motivated Regulatory Reporting Operations Analyst to join our Compliance team. This role is pivotal in ensuring the accuracy... ...in regulatory exception reports across various trading desks and product types (equities, fixed income,...RegulatoryWork at officeRemote work
$31.25 - $36.06 per hour
...Job Details Job Location: Norwalk - Norwalk, CT 06851 Salary Range: $31.25 - $36.06 Hourly Responsibilities Regulatory/legal research; ability to research, interpret and summarize relevant provisions. Subscribe to all relevant regulatory news portals, read the news, and...RegulatoryHourly payFlexible hours$65k - $90k
...career! Position Summary Freixenet Mionetto USA is seeking an experienced alcohol beverage compliance professional to independently manage licensing, registrations, COLAs, regulatory reporting, and compliance administration across federal and state requirements for wine...RegulatoryTemporary workWork at officeWork from home$160k - $245k
...Compliance Officer Westport, CT Bridgewater Associates is a premier asset management firm, focused on delivering unique insight... ..., it's the engine that powers everything else. The Legal & Regulatory Group is responsible for partnering with Bridgewater businesses...Regulatory- ...seeks a Supervisor of Patient Accounts to lead daily third-party billing and collections, ensuring accuracy, timeliness and regulatory compliance while mentoring staff and aligning workflows with organizational goals. This on-site role emphasizes analytics, process improvement...Regulatory
- BoozeBiz is seeking an experienced Compliance Specialist for their operations in White Plains, NY. This role requires strong expertise... ...alcohol beverage compliance, managing licensing, registrations, and regulatory reporting. The candidate will work in a hybrid environment,...RegulatoryWork at office
- ...Import Compliance & Documentation Control Specialist GameChange Solar is one of the fastest... ...all related records. This role ensures regulatory compliance, accurate recordkeeping, and... ...with customs regulations and applicable trade laws. Coordinate with customs brokers, freight...RegulatoryFull timeWork at office
$150k - $180k
...Overview A global investment firm is seeking a Regulatory Reporting Associate / Vice President to join its Greenwich, CT office. The Compliance group is responsible for designing, implementing, monitoring, and testing the firm’s control environment. It is responsible...RegulatoryWork at office$20k
...during anesthesia according to ASA guidelines. \n The CRNA ensures appropriate documentation within the accordance of hospital and regulatory requirements and protects information of all forms, whether computer-based, paper, film, voice, or other media from unauthorized...RegulatoryFull timeWork experience placementImmediate startRelocation packageFlexible hoursShift workNight shiftAfternoon shift$84.61k - $141.02k
...strategic recommendations for improvement Advise on plan design, compliance challenges, and corrective strategies (including failed... ...investment selection, and compliance. Stay informed about regulatory changes and industry trends to provide proactive advice. Build...RegulatoryInterim roleWork at office$65.6k - $109.2k
...fit everything in and work when you are the most productive. About the Business LexisNexis Legal & Professional® provides legal, regulatory, and business information and analytics that help customers increase their productivity, improve decision-making, achieve better...RegulatoryContract workLocal areaImmediate startFlexible hours$120k
...compensation $120,000 ($100,000 base plus bonus). Responsibilities include transactional support, contract administration, regulatory and compliance support, outside counsel management, and legal operations. A bachelor’s degree is a must as is 2-5 years of paralegal...RegulatoryContract workWork at officeImmediate start
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Analyst, Regulatory and Trading Compliance. Be the first to apply!
- regulatory law Stamford, CT
- regulatory contract Stamford, CT
- regulatory Stamford, CT
- food regulatory Stamford, CT
- compliance technician Stamford, CT
- compliance team leader Stamford, CT
- legal compliance Stamford, CT
- vice president regulatory affairs Stamford, CT
- vp compliance Stamford, CT
- vice president compliance Stamford, CT



