Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance Analyst, Regulatory and Trading Compliance

Point72

A Career with Point72’s Compliance Department  

The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What you’ll do

  • Conduct the firm’s annual compliance audit, and coordinate with internal Compliance colleagues
  • Develop and maintain a library of exchange rules and regulatory enforcement actions
  • Review and update certain compliance and trading policies

What’s required

  • Bachelor's degree from an accredited college or university
  • GPA 3.0 or greater
  • Exceptional attention to detail, strong organizational skills, and a structured, process-driven approach, with the ability to work independently or collaboratively
  • Ability to manage and prioritize multiple tasks and see each task to completion
  • Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
  • Commitment to the highest ethical standards

We take care of our people

We invest in our people, their careers, their health, and their well-being. We want you to concentrate on success and leave the rest to us. When you work here, we provide:

  • Fully-paid health care benefits
  • Generous parental and family leave policies
  • Volunteer opportunities
  • Support for employee-led affinity groups representing women, people of color and the LGBTQ+ community
  • Mental and physical wellness programs
  • Tuition assistance
  • A 401(k) savings program with an employer match and more

About Point72

Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit .

Vacancy posted more than 2 months ago
Similar jobs that could be interesting for youBased on the Compliance Analyst, Regulatory and Trading Compliance in Stamford, CT vacancy
  •  ...looking for an experienced Data Analyst with data analysis experience...  ...is responsible for handling compliance supervision over reporting to...  ...systems, order handling or trading systems, or client data is highly...  ...Data Scientist ~ Reviewing regulatory data to identify root causes... 
    Regulatory
    Work at office
    Remote work

    Interactive Brokers

    Greenwich, CT
    a month ago
  •  ...Position Summary: The DBE (Disadvantaged Business Enterprise) Compliance Coordinator is responsible for ensuring that the company...  ...documents. Prepare and submit regular compliance reports to regulatory agencies and internal stakeholders, ensuring all deadlines are... 
    Regulatory
    Full time
    Contract work
    Part time
    Local area

    The Middlesex Corporation

    Norwalk, CT
    5 days ago
  • $90k

     ...in 130 currencies. Our 32k+ corporate clients benefit from our regulatory resilience with 63+ permissions globally, access to major...  ...Regulatory Reporting Associate to join the US Bank as part of the Compliance & Risk team. The purpose of this role is to identify, assess and... 
    Regulatory
    Permanent employment
    Full time
    Work at office
    Local area
    Worldwide

    Moneycorp

    Stamford, CT
    1 day ago
  • $84.61k - $141.02k

     ...strategic recommendations for improvement Advise on plan design, compliance challenges, and corrective strategies (including failed...  ...investment selection, and compliance. Stay informed about regulatory changes and industry trends to provide proactive advice. Build... 
    Regulatory
    Interim role
    Work at office

    Lawley

    Darien, CT
    5 days ago
  • $125.6k - $209.4k

     ...statements, monitoring loan portfolio, and ensuring compliance with credit policies and regulatory requirements. This client facing role serves as a critical...  ...team in partnership with a Commercial Credit Analyst. Customer interaction is expected. Works independently... 
    Regulatory
    Work experience placement
    Interim role
    Work at office

    M&T Bank

    Stamford, CT
    5 days ago
  • $20k

     ...during anesthesia according to ASA guidelines. The CRNA ensures appropriate documentation within the accordance of hospital and regulatory requirements and protects information of all forms, whether computer-based, paper, film, voice, or other media from unauthorized... 
    Regulatory
    Full time
    Work experience placement
    Immediate start
    Relocation package
    Flexible hours
    Shift work
    Night shift
    Afternoon shift

    Yale New Haven Health

    Norwalk, CT
    3 days ago
  • $100k - $130k

     ...2052a, FRY14, FRY15 liquidity reports, ensuring completeness, accuracy, and timeliness. • Prepare and validate FDIC regulatory reports in compliance with 12 CFR 369 (FDIC reporting requirements) and 12 CFR 370 (recordkeeping & disclosure requirements). • Conduct data... 
    Regulatory

    Tata Consultancy Services

    Stamford, CT
    3 days ago
  • $130k - $165k

     ...knit and expanding team of support analysts at a top tier proprietary trading firm. You will be working hand in...  ...providing sophisticated research and compliance tools to the users across the firm...  ...that data for Surveillance and Regulatory Reporting functions Work with sophisticated... 
    Regulatory
    Temporary work
    Work at office
    Remote work
    Flexible hours
    3 days per week

    DRW

    Old Greenwich, CT
    3 days ago
  • $90k - $110k

     ...in 130 currencies. Our 32k+ corporate clients benefit from our regulatory resilience with 63+ permissions globally, access to major...  ...Role Purpose This position will report to the Chief Compliance Officer. The Regulatory and Licensing Manager will ensure that... 
    Regulatory
    Permanent employment
    Full time
    Contract work
    Work at office
    Local area
    Worldwide
    Monday to Friday

    Moneycorp

    Stamford, CT
    3 days ago
  • $67.5k - $125.8k

     ...deliver optimal client coverage recommendations while ensuring regulatory requirements are met and internal policies procedures are...  ...Ensure that all regulatory requirements are met and there is compliance with all internal policies and procedures. Review and interpret... 
    Regulatory
    Minimum wage
    Contract work
    Local area
    Flexible hours
    Night shift

    Mercer France

    Norwalk, CT
    1 day ago
  •  ...innovative investment manager focused on private credit strategies in inefficient markets, including Portfolio Debt securities, Regulatory Capital transactions, Infrastructure Credit, Strategic Credit investments and CLO securities. Eagle Point is a registered investment... 
    Regulatory
    Work at office

    Eagle Point Credit Company Inc

    Old Greenwich, CT
    4 days ago
  • $180k - $190k

     ...Vice President of Tax manages an organization's tax strategy and compliance. They work to minimize tax liability and maximize profits....  ...-related issues. Lead tax planning initiatives and monitor regulatory changes. Qualifications Requirements: ~10+ years... 
    Regulatory

    Hatch Global Search

    Stamford, CT
    5 days ago
  •  ...SECREACY ACT (BSA) & FRAUD OFFICER Reports To: SVP, Chief Compliance Officer The BSA Officer is responsible for overseeing the Bank...  ...division). This role ensures the bank adheres to all federal regulatory requirements while implementing robust compliance controls... 
    Regulatory
    Work at office

    Network Temp Inc

    Stamford, CT
    9 days ago
  • $165k - $275k

     ...someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage...  ...that may be indicative of unusual conduct, trading patterns, potential gaps in supervision,...  ...the Firm's management of legal, regulatory and franchise risk. This is an Executive... 
    Regulatory
    Full time
    Temporary work
    Work experience placement

    Morgan Stanley

    Harrison, NY
    12 hours ago
  •  ...), prepares patient room, equipment, supplies, and medications. Performs a wide variety of procedures; ensuring compliance with organizational and regulatory protocols and standards. *****Up to 15K Sign On Bonus***** Responsibilities: Operates multiple imaging... 
    Regulatory
    Daily paid
    Part time
    Relocation package

    Stamford Health

    Stamford, CT
    3 days ago
  •  ...Counsel with a background in investment and trading to help lead our continued growth...  ...contact and responsible manager for legal and compliance matters, business and operational risk,...  ...on financial market and global trading regulatory obligations, including regulatory... 
    Regulatory
    Casual work

    Trexquant Investment

    Stamford, CT
    5 days ago
  • $75k - $90k

     ...Position: The Senior Payment Operations Analyst is a subject matter expert responsible...  ...issues, high risk transactions, and regulatory inquiries. The Senior Analyst plays a key...  ...enhance payment systems, processes, and compliance with regulatory standards. Responsibilities... 
    Regulatory
    Daily paid
    Permanent employment
    Work at office

    JCW Group

    New Canaan, CT
    5 days ago
  •  ...improvements to increase conversion Lease Administration & Compliance Manage lease preparation, execution, unpaid balance follow-...  ...Maintain consistency with Fair Housing, internal policies, and regulatory requirements Act as escalation point for lease-related... 
    Regulatory
    Work at office

    RMS Property Management

    Stamford, CT
    5 days ago
  • $200k - $260k

     ...and 1940 Act space on a wide spectrum of matters including compliance and regulatory issues, capital raising, marketing, investor relations, fund...  ..., including unit investment trusts (UITs) and exchange traded funds (ETFs). This candidate will be a key legal resource for... 
    Regulatory
    Full time
    Work at office
    Remote work

    iCapital

    Old Greenwich, CT
    1 day ago
  • $75k - $85k

     ...Import Compliance & Documentation Control Specialist GameChange Energy is one of the...  ...all related records. This role ensures regulatory compliance, accurate recordkeeping, and...  ...with customs regulations and applicable trade laws. Coordinate with customs brokers... 
    Regulatory
    Full time
    Work at office

    GameChange Solar

    Norwalk, CT
    4 days ago
  •  ...Job Summary: The Req Reporting Test Analyst focuses on automating and validating regulatory reporting processes for financial institutions to ensure accuracy, timeliness, and compliance with evolving regulations. The role involves automation development, data management... 
    Regulatory

    Prophecy Technologies

    Stamford, CT
    5 days ago
  •  ...testing, annual limits, audits, Form 5500 filings, and other regulatory requirements in partnership with internal teams and external vendors...  ...funding of defined benefit plan payments Governance & Compliance Execute governance processes for retirement plans,... 
    Regulatory
    Contract work
    Part time
    10 hours per week
    3 days per week

    Perennial Resources International

    Stamford, CT
    4 days ago
  • $33.65 - $40.87 per hour

     ...new accounts, performing reconciliations, supporting legal and compliance documentation, handling customer research requests, and...  ...shares expertise on Bankwell's core banking system, and ensures regulatory compliance. Success requires strong organizational and analytical... 
    Regulatory
    Hourly pay
    Full time
    Contract work
    Local area

    Bankwell

    New Canaan, CT
    3 days ago
  •  ...affairs of the organization, including providing strategic legal advice, managing labor and employment law matters, ensuring regulatory compliance, addressing data privacy concerns, and advising on corporate governance. The position will collaborate with leadership and... 
    Regulatory
    Full time
    Contract work
    Work at office
    Flexible hours

    TouchCare

    Stamford, CT
    a month ago
  • $75k - $85k

     ...for monitoring import entries, ensuring complete document traceability, tracking compliance milestones, and managing timely closeout of all related records. This role ensures regulatory compliance, accurate recordkeeping, and coordination with internal teams and external... 
    Regulatory
    Full time
    Work at office

    GameChange Solar Corp

    Norwalk, CT
    20 days ago
  •  ...hybrid in future. The ideal candidate will have experience in processing, post-closing, compliance and / or operations with a solid understanding of mortgage processes and regulatory requirements. 70K – 75K Base + Benefits   Responsibilities   Compliance... 
    Regulatory
    Work at office
    Local area

    Bellwether Staffing Solutions

    Stamford, CT
    11 days ago
  •  ...Contract position is suited for a licensed attorney who can evaluate insurance claim files, examine documentation for regulatory and contractual compliance, and provide clear legal guidance to clients. The role requires strong judgment, careful attention to detail, and... 
    Regulatory
    Long term contract
    Contract work

    Robert Half

    Rye Brook, NY
    16 days ago
  • $160k - $220k

     ...will include representing private funds, both open end and closed end, on a wide spectrum of matters including compliance and U.S. and international regulatory issues, capital raising, marketing, investor relations, fund formation and structuring, and corporate... 
    Regulatory
    Full time
    Work at office
    Remote work

    iCapital

    Old Greenwich, CT
    5 days ago
  • $34 - $40 per hour

     ...clients and their representatives are quickly responded to and treated with the utmost professionalism. • Comply with relevant regulatory practices surrounding the title and settlement business. • Train personnel as necessary as assigned by management to support the... 
    Regulatory
    Contract work
    Work experience placement
    Work from home

    Carrington

    Old Greenwich, CT
    7 days ago
  •  ...Sr Manager, Indirect Tax Compliance Be a part of a revolutionary change! At Philip Morris...  ...by the Alcohol and Tobacco Tax and Trade Bureau (TTB), including return preparation...  ..., working closely with Legal and Regulatory affairs on interpretation of state statutes... 
    Regulatory
    Work at office
    Local area
    Relocation package

    Philip Morris International U.S.

    Stamford, CT
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Analyst, Regulatory and Trading Compliance. Be the first to apply!