Compliance Officer - Quant Trading
Millennium
Position Details Provide ongoing compliance advisory to the Firm’s largest portfolio manager Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms Address trading matters related to fully automated trading Assist with the administration of the Firm’s global Quantitative Trading Compliance program Monitor regulatory changes, updates and industry-wide compliance initiatives Assist with regulatory examinations, inquiries, investigations and projects, as necessary Assist with drafting and amending compliance related policies and procedures Ability to create presentation materials for senior management Prepare and conduct compliance trainingsConduct ongoing compliance reviews Qualifications/Skills Required 8+ years of experience Experience at a regulatory authority, bank/broker or buy-side firm addressing compliance issues within Algorithmic/Systematic trading is preferred Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred Strong analytical / conceptual problem-solving skills with great attention to detail Strong sense of ownership and personal responsibility, with the ability to prioritize, multi-task, and manage deadlines Strong written and verbal communication skills with the ability to coordinate efforts across teams Strong project management skills with an understanding of financial markets and the investment lifecycle Good team player with a strong willingness to participate and help others #J-18808-Ljbffr Millennium
$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity... ...of activity that may be indicative of unusual conduct, trading patterns, potential gaps in supervision, or possible...SuggestedTemporary workWork experience placement- ...looking for a dynamic individual to join their Housing Team in Chester, New York. This role focuses on HMO and private sector housing compliance and involves delivering service priorities while providing excellent customer service. Key qualifications include a degree, HHSRS...SuggestedFlexible hours
- ...Join to apply for the Senior Compliance Officer role at Millennium 1 week ago Be among the first 25 applicants Join to apply for the Senior... ...and Funds Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading...SuggestedFull time
- ..., CT is just steps away from the Stamford Metro-North Train Station and easily accessible from NYC. About the Role The Compliance Officer, U.S. Central Functions is responsible for developing, leading, and overseeing the implementation of the U.S. compliance program...SuggestedLocal areaRelocation package
- ...A Career with Point72’s Compliance Department The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real...Suggested
$20k
Overview Specialty: CRNA / Certified Registered Nurse Anesthetist Hospital Site : Bridgeport Hospital Location: Bridgeport, CT Work Schedule: Day / Evening Scheduled Hours: 40 Position Type: FTE EMR System: EPIC To...Full timeWork experience placementImmediate startRelocation packageFlexible hoursShift workNight shiftAfternoon shift- ...ROLE ARGA Investment Management, LP seeks a motivated compliance professional to join the compliance department in our Stamford, CT office. This individual will report directly to the Chief Compliance Officer. JOB DESCRIPTION Responsibilities include, but are not limited...Work at office
- ...Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Monetary... ...submissions meet regulatory standards Collaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to...Work at office
$24.07 - $30.26 per hour
...link Job Details: Job Summary: An Administrative Assistant works to ensure that the daily operations of the clinic, doctor’s office, or hospital in which they serve function as smoothly as possible. They must engage in a wide variety of administrative support...Full timeWork at officeFlexible hoursShift work- ...major responsibilities of this position. Work is performed in compliance with detailed requirements, guidelines, and deadlines of DNV, Joint... ...and meet deadlines; ability to effectively use Microsoft Office suite of products (Word, Excel, Powerpoint)computer applications...Interim roleWork at office
$86k - $101k
...Payment Network Compliance Analyst (Visa/Mastercard/Discover) Citizens is seeking a Payment Network Compliance Analyst to support our... ...Monday - Friday Hybrid, 4 days on site from a Citizens corporate office, 1 day remote Work Location Options: This role can sit at...Work at officeLocal areaRemote workMonday to FridayFlexible hours$60k - $75k
Eccoiii is seeking an EEO Officer responsible for implementing and monitoring the company’s equal opportunity policies and programs. You will ensure compliance with federal, state, and local EEO regulations and conduct regular audits to identify potential EEO risks. The...Local area- Global asset management firm is in search of a senior compliance specialist to oversee the global regulatory reporting. The role will ensure that the firm’s operations and investment strategies remain in strict accordance with global financial regulations. You will act...
- ...practices (2052A/6G), strengthening operational quality standards and compliance readiness Experience in manual FP&A Reg Reporting Experience... ...Partnering closely with Finance, Risk, Treasury, and Front Office teams, you'll help aggregate data and strengthen end-to-end reporting...Remote work
- ...the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), National Futures Association (NFA),... ...exception investigations to maintain reporting accuracy Partner with compliance, legal, finance, risk, technology, and trading teams to...Work at office
$60 - $65 per hour
...and certification Liaise with Technology for implementation, testing, and debugging of reporting updates Produce documentation in compliance with regulatory expectations Support training for US and EU regulatory reporting teams Required Experience & Skills 5–10+ years...Contract work$22 - $25 per hour
Ivy Rehab Credentialing Specialist State of Location: New York At Ivy Rehab, we're "All About the People"! As a Credentialing Specialist, you will play a crucial role in our mission to help enable people to live their lives to the fullest. Join Ivy Rehab's dedicated...Hourly pay- AQR Capital Management in Greenwich, CT seeks a licensed attorney or senior regulatory professional to join the Compliance team as a data and AI governance specialist. You will conduct legal and compliance reviews of data providers and AI tools, draft policies, and interface...
$20k
Job Description Overview \n \n Specialty: CRNA / Certified Registered Nurse Anesthetist \n Hospital Site : Bridgeport Hospital \n Location: Bridgeport, CT \n Work Schedule: Day / Evening \n Scheduled Hours: 40 \n Position Type: FTE \n EMR...Full timeWork experience placementImmediate startRelocation packageFlexible hoursShift workNight shiftAfternoon shift- ...individual to join our Housing Team. The role requires a degree, HHSRS certification, and experience in HMO and private sector housing compliance and mandatory HMO licensing. Experience with caravan site licensing is an advantage. Responsibilities Reporting to the Housing...Flexible hours
- Interactive Brokers is seeking a data governance professional for a hybrid role, based in Greenwich, Connecticut. The successful candidate will oversee data policies, ensure data quality, and manage incidents while collaborating with various teams. An academic background...
- Interactive Brokers in Greenwich, CT is seeking a Compliance Analyst for the CAT Transaction System. This hybrid position requires strong data analysis and investigatory skills, ideally within the commodities or securities sectors. The successful candidate will supervise...
- ...headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at... ...Reporting Operations Analyst to join our Compliance team. This role is pivotal in ensuring the... ...exception reports across various trading desks and product types (equities, fixed...Work at officeRemote work
$65k - $90k
...Freixenet Mionetto USA is seeking an experienced alcohol beverage compliance professional to independently manage licensing, registrations,... ...preferred (Monday.com or similar) Proficiency in Microsoft Office Suite and compliance management systems Other Duties Please note...Temporary workWork at officeWork from home$110k - $190k
Morgan Stanley is hiring an IC Oversight Specialist in Purchase, NY. This role involves reviewing client-facing materials for compliance and supporting a Governance team. Ideal candidates will have 4-6 years in the financial industry, strong communication skills, and familiarity...$31.25 - $36.06 per hour
Job Details Job Location: Norwalk - Norwalk, CT 06851 Salary Range: $31.25 - $36.06 Hourly Responsibilities Regulatory/legal research; ability to research, interpret and summarize relevant provisions. Subscribe to all relevant regulatory news portals, read the news, and...Hourly payFlexible hours$55 per hour
...‑month contract What’s the Job? Review and investigate complex transaction monitoring alerts Prepare SAR narratives and maintain compliance documentation Escalate high‑risk or complex compliance issues Ensure compliance with AML, BSA, and OFAC regulations Support training...Contract workTemporary workFor contractorsWork experience placement$30.24 - $47.36 per hour
...Senior Corporate Compliance Coordinator Regeneron is looking for an outstanding Senior Corporate Compliance Coordinator. This role supports... ...colleagues across levels of the organization in an in-person office environment. In order to be considered for this role, you...Hourly payInternshipWork at office- A leading IT staffing firm in White Plains is seeking a National Foodservice Trade Analyst responsible for ensuring compliance with contracts and providing analytical support. The role involves monitoring contract funding, coordinating with auditors, and supporting sales...Contract work
$55k - $70k
Freixenet Mionetto USA is seeking aT&E Specialist to manage expense reports in Concur, ensure policy compliance, and work with the Accounting team on reconciliations. The role reports to the AP/AR Director while offering exposure to broader accounting functions. Ideal...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer - Quant Trading. Be the first to apply!
- compliance technician Greenwich, CT
- compliance team leader Greenwich, CT
- legal compliance Greenwich, CT
- customs compliance Greenwich, CT
- compliance Greenwich, CT
- regulatory compliance Greenwich, CT
- regulatory affairs Greenwich, CT
- regulatory affairs assistant Greenwich, CT
- compliance lead Greenwich, CT
- gaming compliance officer



