Senior Compliance Leader - Regulatory Risk & AML
Equity Trust Company
Equity Trust Company is seeking a Senior Compliance Officer to lead regulatory compliance across the firm. The role reports to the Risk and Compliance Operations Officer and oversees internal and external compliance and risk obligations. The candidate will drive WSP updates, regulatory filings, AML activities, and training programs to ensure adherence to FINRA, SEC, and state requirements. The position requires extensive brokerage and investment products knowledge, with capacity to respond to #J-18808-Ljbffr Equity Trust Company
Vacancy posted 1 day ago
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