Senior Compliance Officer - Mutual Funds & Trusts
Us Bank
U.S. Bank is seeking a CCO Support professional to provide oversight of compliance programs across mutual funds and ETFs within multiple series trusts. The role involves reviewing adviser programs, conducting due diligence visits, and preparing governance-focused reports for the Funds and Board. The position requires strong regulatory knowledge, years of compliance experience, and the ability to manage multiple tasks with crossing deadlines. A hybrid schedule with some travel is offered. #J-18808-Ljbffr Us Bank
$90k - $121.3k
...powerhouse deeply rooted in the communities we serve. As a trusted partner, we thrive on helping our clients achieve... ...core values.ResponsibilitiesWe are currently seeking a Senior Compliance Advisory Services Officer who will serve as the primary Compliance Department...SeniorWork experience placementWork at office$163k - $204k
...and external managers. The Investments Compliance team provides compliance and regulatory... ...work closely with the Chief Compliance Officer in the day-to-day execution of the compliance... ...investment regulations and reinsurance/trust agreements. Code, test and implement...SeniorFull timeWork at office$98.18k - $115.5k
...from Day One.Job DescriptionThis position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange traded funds employing diverse investment strategies regulated under the Investment...SuggestedFull timeWork at officeLocal areaRemote workFlexible hours3 days per week- Northern Trust in the United States seeks a Sr. Consultant for the Financial Reporting group to support fund financial statements, SEC filings, and derivative knowledge. The role emphasizes GAAP compliance, accuracy, and collaboration with audit teams. The position requires...Senior
- Northern Trust, based in Chicago, is hiring for a Product Control role within Hedge Fund Services. The candidate will act as the main client contact, overseeing the reporting of trading profit & loss and ensuring valuation accuracy. The ideal applicant will possess 3-5...Senior
- Senior Compliance Officer, Compliance Management At Corient, we help high‑ and ultra‑high‑net‑worth individuals and families to enjoy a full life... ...SEC rules for wealth management, private and registered funds. Knowledge of NFA and CFTC regulations helpful. Strong analytical...SeniorPermanent employmentTemporary workWork at officeFlexible hours
- Husch Blackwell LLP in Chicago seeks a Senior Trusts & Estates Tax Professional to support high‑level estate administration, post‑death irrevocable... ...and fiduciary tax returns, maintain trust accounting records, fund irrevocable trusts, and assist attorneys with probate filings...Senior
$83.1k - $141.3k
Northern Trust Corp is seeking a Sr Consultant in Release Management to work within the Hedge Fund Services. This individual will lead and coordinate release activities, ensuring stability for the Omnium Platform. The position requires at least 3-10 years of experience...Senior$81.4k - $151.8k
...: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration... ...relationships with business group, internal/external stakeholders and trust with regulators. Analyzes and reports compliance information...SeniorPart timeLocal area- Northern Trust is seeking a Client Service and Delivery Manager, Global Fund Services, to act as the senior point of contact for complex client relationships across Custody, Fund Accounting, Transfer Agency, and Middle Office Outsourcing. You will coordinate service delivery...SeniorWork at office
$83.1k - $141.3k
...management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world... ...COO Learning & Development (L&D) Team, the Senior Training Consultant consults with all... ...L&D Training Team.Area Specific Duties - Fund AccountingDevelop/Coordinate/deliver the i...SeniorFull timeH1bLocal areaWorldwideFlexible hours$110k - $210k
What You’ll Do As a Senior Manager on our State & Local... ...for investment funds, private equity, hedge... ...clients. You’ll serve as a trusted advisor on multi-state... ..., delivering strategic compliance, consulting, and structuring... ...tools and Microsoft Office. Eligibility to work in...SeniorFull timeContract workWork at officeLocal areaRemote work- ...Senior Fund AccountantAt Ocorian, we're looking for a talented and detail-oriented Senior Fund Accountant to join our growing Fund Accounting... ...integrity at all times and assume positive intent, building trust through responsible actions and honest relationships.Equal Opportunities...Senior
$83.1k - $141.3k
...management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the... ...technology and exceptional service. The HR Compliance team within Employee Relations is responsible... ...employment laws and regulations. The Senior Consultant is responsible for independently...SeniorFull timeWork experience placementH1bLocal areaWorldwideFlexible hours$165k - $220k
Position InformationHiring Manager:Co-Chief Compliance Officer, Senior CounselDepartment:Legal &... ...Legal & Compliance Department include fund structuring, contract and entity management... ...short- and long-term values that leads to mutually beneficial outcomes.Project / Program...Full timeContract workTemporary workWork at office- ...over 100 professionals has offices in Chicago, Miami, New... ...As a key member of the Fund Accounting team, the Senior Fund Accountant – Credit... ...individual will serve as a trusted partner in the monthly and... ...portfolio management, and compliance/legal teams. Support ad...Senior
- ...corporations, municipalities, pension funds, and private equity firms. The firm is... ...Position Summary & Purpose The Senior Legal & Compliance Specialist is a hands-on role... ...the General Counsel, Chief Compliance Officer, and business teams across trading, investment...SeniorPermanent employmentContract workWork experience placementH1bWork at office
$85k - $115k
...com My client, a Boutique Private Equity firm is looking for a Senior Fund Finance Associate to join their expanding team. Our client... ...documents (e.g., offering memorandums, Form ADVs)Evaluate back-office operations, controls, and pricing proceduresTrack and organize...Senior- A leading wealth management firm in Chicago seeks a Senior Compliance Officer to enhance compliance frameworks and governance. The role involves overseeing compliance documents, training staff on regulatory changes, and managing compliance programs. Ideal candidates will...Senior
- Mesirow, a Chicago-based independent financial services firm, seeks a Compliance Officer to support all aspects of the Compliance Department. The role involves Code of Ethics oversight, AML/KYC reviews, and training, reporting to the Chief Compliance Officer. The position...SeniorWork at office3 days per week
- A financial services firm in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across its brokerage and fintech operations. Responsibilities include ensuring adherence to regulatory frameworks, developing compliance policies, and conducting...Senior
$70k - $95k
...seeking an experienced Regulatory Compliance Professional to join our Compliance Team!!The Senior Regulatory Compliance Analyst... ...liability insurance.Act as a trusted compliance advisor across the organization... ...of the following:Microsoft Office Suite, including OneNote and...SeniorFull timeWork experience placementWork at officeShift work- Mesirow is seeking a Compliance Officer in Chicago to support all aspects of the Compliance Department, including ethics governance, AML/KYC, training, and policy development. This role partners with Legal, Risk, and Business units to ensure robust controls and regulatory...SeniorWork at office3 days per week
$86k - $139k
...empowered, then we invite you to apply to our Senior Trusts & Estates Tax Professional position. This position is open in any of our offices, but location in either St. Louis,... ...Firm’s attorneys in administering estates, funding post-death irrevocable trusts, preparing...SeniorWork at office- ...Fund Formation Senior Paralegal A leading law firm is seeking an experienced Fund Formation Senior... ...regulations and assist with SEC compliance reporting for venture fund clients.... ...deadlines. Proficiency in Microsoft Office, iManage, and other firm applications....SeniorWork at office
- ...is seeking a Credentialing Specialist to support primary verification, maintain NCQA-aligned credentialing processes, and ensure compliance with licensing and accrediting requirements. The role involves updating physician applications, coordinating with payors, and maintaining...Senior
- Company Description Fund services | Corporate | Capital markets |... ...Private client | Regulatory & Compliance We help clients succeed by unlocking... ...new value through expertise, trust and scale. We deliver... ...-worth individuals and family offices. With a curious mindset, we ask...SeniorTraineeshipWork at officeFlexible hours
- Chicago Atlantic is a private markets investment manager seeking a Senior Fund Accountant - Credit to lead monthly and quarterly fund reporting, NAVs, and investor statements within the Fund Accounting team. The role reports to the Fund Controller and requires proactive...Senior
- ArentFox Schiff LLP is seeking an associate for its Chicago office (preferable) or other offices to join the 5th year associate class or... ...ideal candidate should have experience with private offerings, fund formations, and related fund documentation, including agreements...SeniorWork at office
$98.1k - $210k
...serve.Bank of America is committed to an in-office culture with specific requirements for... ...development of complex investment management and trust accounts and working with team members to... ...a high-quality experience Ensures compliance with regulatory and legal requirements...SeniorFull timeWork at officeDay shift
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