Senior Counsel, Investment Funds & Compliance
JW Michaels & Co.
JW Michaels & Co. is seeking an in-house Counsel to support its investment platform and legal and regulatory compliance program in New York. The attorney will advise on fund formation, draft and negotiate key agreements, review marketing materials, manage governance, and ensure securities law compliance across business units. The role requires significant experience in investment management and strong drafting and negotiation skills, with the ability to manage multiple projects independently in #J-18808-Ljbffr JW Michaels & Co.
- ...Senior Legal Counsel, Registered Funds About the Company Financial services. Industry Financial Services Type Privately Held About... ...other documentation. This role also involves ensuring compliance with SEC and FINRA regulations, particularly in the...Senior
- ...Hedge FundSelling Points Lead impactful compliance operations in a dynamic investment environment. Collaborate with senior leadership on strategic initiatives... ....Job DescriptionSenior Hedge Fund Compliance Officer / Legal Counsel OverviewThe Senior Hedge Fund Compliance...SeniorContract work
- ...leading law firm in New York is seeking a Funds Attorney to advise on fund formation and structuring, managing regulatory compliance and investor documentation. The ideal candidate... ...will possess 5-10 years of experience in investment management and fund operations, with...Senior
- ...Legal, a boutique firm with Big Law experience, seeks a Funds Attorney to join its investment funds practice. You will advise sponsors and fund... ...across asset classes, collaborating on documentation and compliance for sophisticated client matters. The role offers meaningful...Senior
- ...Investment bank with hybrid 3 day in office schedule Legal point person for broad range... ...lending, delta-one swaps) Support LP fund financing, full-recourse margin lending,... ...lending regulations, FINRA, Reg T, and Reg U compliance Provide guidance on Dodd-Frank and...SeniorFull timeWork at office
- A leading investment firm is seeking a Principal for its Global Funds Legal team. This role involves providing legal advice on fund development and operations, drafting partnership agreements, and ensuring compliance with regulatory standards. Ideal candidates will have...Senior
$225k - $275k
The Blackstone Group L.P. is seeking a Senior Vice President Attorney for the Private Wealth Public Funds Legal Group in San Francisco. This role involves overseeing... ..., managing corporate governance, and leading compliance initiatives. Ideal candidates will have over 7 years...SeniorFull time$250k - $275k
Position Counsel supporting all activities across fund formation and management, portfolio company support,... ...regulatory guidance on digital asset investments and compliance Draft and negotiate investment... .... Additional Details Seniority level: Associate Employment type...Full time$310k
FUND FINANCE/SUBSCRIPTION LINES - SENIOR ASSOCIATE/COUNSEL ATTORNEY Global Finance Practice Group Location: Charlotte, NCew York, NY\Philadelphia, PA HYBRID Our... ...business development companies, funds, and other investment vehicles in asset-backed financing s, particularly...SeniorRelocation package$5,000 per month
...and experience.* We are committed to investing in our employees and helping you continue... ...for providing legal advice, services and counsel on issues affecting the Bank's U.S.... ...firm policies in coordination with the Compliance department relating to structured finance...SeniorFlexible hours$300k
Reddingridge seeks a senior professional for its Structuring & Advisory team in New York. This role involves overseeing CLO documentation... ...teams and investors during the execution process, ensuring compliance and efficiency. The ideal candidate will have over 5 years of experience...Senior- ...Street in New York is seeking an attorney focused on managing legal aspects of new investments across various complex transactions. This full-time role involves overseeing negotiations, compliance with agreements, and working closely with deal professionals. Ideal candidates...SeniorFull time
- Mercury is seeking a Senior Product & Regulatory Counsel for Investment Products to own the legal strategy for Mercury Treasury and Mercury Invest. You will partner with product, compliance, risk, engineering, and operations to ensure compliant, customer-friendly features...SeniorRemote job
$133.37k - $156.9k
...Division’s Wealth Management & Investment Services legal team to... ...advising on the application of and compliance with state and federal... ...remarkable results with expert legal counsel and ethical leadership.” Our... ...leave401(k) and employer-funded retirement planPaid vacation...SeniorFull timeLocal area3 days per week- ...role will focus on registered funds legal matters About Our... .... Job Description The Senior Counsel will work with the Deputy General... ...reviewing for SEC and FINRA compliance Provide legal advice and... ..., mutual funds, real estate investment trusts and various fund...SeniorPermanent employmentWork at office
- ...Private EquitySelling Points Take charge of fund accounting operations in a leading... ...experts to refine processes and ensure compliance. Enhance your expertise in a dynamic, growth... ...on fund performance and contribute to investment evaluations and strategies.Optimize accounting...Senior
- ...operations in the water and infrastructure sector. Drive audits, compliance, and reporting excellence with precision. Collaborate... ...decision-making.Job DescriptionOverviewJoin a dynamic investment firm as a Senior Fund Accountant/Manager, overseeing financial operations and...Senior
- Atlantic Group in New York is seeking a senior fund accountant to manage financial reporting for fund entities and the management company, ensuring US GAAP compliance and accurate allocations. The role covers general ledger maintenance, capital calls and distributions,...Senior
- ...0000015365Salary Type AnnuallyIndustry Fund Administration;Private EquitySelling Points... .... Collaborate with experts to ensure compliance and drive financial excellence. Excel in... ...communications and oversee the review of investment transactions for accuracy.Approve management...SeniorRemote work
- ...0000017936Salary Type AnnuallyIndustry Fund Administration;Private EquitySelling Points... ...to private equity and alternative investments.Job DescriptionOverviewLead fund accounting... ...for private investment funds, ensuring compliance with US GAAP and industry standards.Collaborate...Senior
- Mercury is seeking a senior in-house lawyer to own the investment products portfolio, advising on regulatory matters and product life cycle from development to disclosures. You will work with product, compliance, risk, engineering, and operations to embed legal thinking...Senior
$310k
...Job Description Job Description Fund Finance / Subscription Line Senior Associate Attorney or Counsel Locations: Charlotte, NC | Philadelphia, PA | New York... ...institutions, alternative lenders, asset managers, and investment funds in sophisticated fund-related financings...Senior- ...role will focus on registered funds legal mattersAbout Our... ...services.Job DescriptionThe Senior Counsel will work with the Deputy General... ...relating to 1940 Act compliance as it pertains to transactions... ..., mutual funds, real estate investment trusts and various fund managersManage...SeniorWork at office
$115k - $125k
Daley And Associates, LLC is seeking a Senior Fund Accountant in New York City to oversee financial reporting, fund accounting, and compliance functions for a leading credit fund. The role involves reviewing complex investment transactions, coordinating with various teams...Senior- TPG Real Estate Finance seeks a highly motivated Fund Controller to oversee accounting, operations, and financial reporting for our... ...internal teams and external partners to ensure financial accuracy and compliance in a fast-paced, institutional environment. The ideal candidate...Senior
$200k - $225k
Atlantic Group is seeking an Investment Management Attorney in New York, NY. The successful... ...and regulatory guidance across private funds and alternative investments in a dynamic... ...environment. Responsibilities include advising on compliance matters, supporting fund formation, and...$300k
...nationally recognized private funds practice. We are... ...with a sophisticated investment management and private... ...Funds Attorney, Senior | 10+ Years . This firm... ...delivering strategic counsel on high-value transactions... ...structuring, and regulatory compliance to join a...Private practice$420k
National Investment Co. is seeking a highly qualified attorney with 7-8 years of strong investment-management experience to be based from... ...or Roseland, NJ office. This role requires expertise in private fund formation and structuring, with a preferred familiarity with...Work at office- ...firm for lawyers, by lawyers) Investment Management Associate (4th-6th... ...in private investment fund formation , including private... ..., and Commodity Exchange Act compliance. Qualifications: Strong academic... ...anything out without your consent. Seniority level Associate Employment...Full time
- In compliance with applicable laws, HSBC is committed to employing only those who are authorized... ...and the planet we all share.As Senior Legal Counsel, Corporate and Institutional Banking (... ...finance transactions, multi-sourced funding arrangements, intercreditor and security...Senior
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