Associate General Counsel & Compliance Officer
JW Michaels & Co.
Job Description
Our client, a leading New York-based investment manager, is seeking an Assistant General Counsel & Compliance Officer to join its growing legal and compliance team.
\n \nThis is a newly created opportunity to work directly with the General Counsel & Chief Compliance Officer and gain broad exposure across the firm's legal, regulatory, and compliance functions.
\n \nResponsibilities
\n- \n
- Advise on legal and regulatory matters related to the firm's investment management business and investment products \n
- Support the firm's funds and advisory mandates, including registered funds, private funds, and other investment vehicles \n
- Draft and negotiate commercial agreements, including vendor agreements, NDAs, distribution agreements, and other contracts \n
- Review marketing materials and support ongoing compliance monitoring \n
- Assist with regulatory filings, examinations, internal reviews, and compliance reporting \n
- Advise on corporate governance and other general legal matters \n
- Partner with Trading, Operations, Technology, and Client Services teams \n
- Support the development and maintenance of the firm's legal and compliance policies and procedures \n
- Take ownership of projects and help identify and address legal and compliance risks across the business \n
Qualifications
\n- \n
- J.D. from an accredited law school and admission to the New York State Bar \n
- Approximately 3–8 years of relevant legal experience \n
- Background in asset management, investment management, investment funds, or financial services \n
- Strong understanding of regulatory and legal issues affecting investment managers \n
- Investment Company Act / ’40 Act experience is a plus, but not required \n
- Comfortable working across both legal and compliance matters \n
- Strong analytical, communication, organizational, and interpersonal skills \n
- Business-minded, proactive, and comfortable taking ownership \n
- Interested in broadening their practice and developing into a well-rounded legal and compliance professional \n
Opportunity
\nThis is an opportunity for an attorney who wants to move beyond a narrowly defined practice and gain broad, hands-on exposure to an investment management business while working closely with senior leadership.
\n \nThe ideal candidate is someone who is intellectually curious, collaborative, and excited by the opportunity to take on meaningful responsibility across both legal and compliance.
Vacancy posted 22 days ago
Similar jobs that could be interesting for youBased on the Associate General Counsel & Compliance Officer in New York, NY vacancy
- ...Our client, a leading New York-based investment manager, is seeking an Assistant General Counsel & Compliance Officer to join its growing legal and compliance team. This is a newly created opportunity to work directly with the General Counsel & Chief Compliance Officer...SuggestedFull time
JW Michaels & Co.
New York, NY16 hours ago $265k
...Associate General Counsel – Renewable Energy Alexander Chapman is representing a growing renewable-energy investment and development business seeking an Associate General Counsel to support its solar and energy-storage activities. This is a hands-on opportunity for...SuggestedFull timeContract workRemote workAlexander Chapman
New York, NY2 days ago- ...Legal Counsel (New York, NY) An established, multi-strategy hedge fund is looking to add a junior attorney to its legal team in New... ...City. This is an opportunity to work directly with the firm's General Counsel and gain broad exposure to the legal, regulatory and commercial...SuggestedFull time
Landing Point
New York, NY1 day ago $200k - $240k
...products organization, is seeking an Associate General Counsel, Beauty professional.This individual... .... The role will focus on ensuring compliance with applicable U.S. regulatory requirements... ...This hybrid role sits in the NYC office 3 days a week and works remotely 2...SuggestedFull timeWork at officeRemote work2 days per week3 days per weekPyramid Consulting Group, LLC
New York, NY4 days ago- ...Major NYC real estate owner developer is looking for an in-house Associate General Counsel, Real Estate to focus on office and retail leasing, contract review and support for commercial financing. This position will be reporting to the General Counsel. Responsibilities...SuggestedFull timeContract workWork at office
The Moinian Group
New York, NY1 day ago - ...The Firm A nationally recognised litigation firm is looking to add an experienced General Liability Associate/ Of Counsel to its growing New York team. This is an opportunity for a litigator who enjoys managing cases, taking ownership of client relationships, and...Full time
Larson Maddox
New York, NY4 days ago - Our client, a leading leading investment firm headquartered in the NY metro area, is seeking an experienced attorney who will serve as the lead legal advisor supporting the firm's global trading, treasury, financing, and capital markets activities. This role will provide...Full time
The PeterSan Group and PeterSan Legal Staffing
New York, NY1 day ago - ...DEPARTMENT: Legal REPORTING TO: SVP, General Counsel & Transformation Manager OFFICE LOCATION: New York City, New... ...Commercial Operations, Finance, Compliance, HR and senior leadership to... ...risk. Role Overview The Associate General Counsel, AMERS is a senior...Full timeContract workWork at officeRemote work
IPC Systems
New York, NY16 hours ago $177k - $237k
...relationships across the organization.As Associate General Counsel, Product Regulatory, you will play a... ...Counsel, Privacy, Regulatory & Compliance, you will set the legal framework for... ...matchFlexible PTOCatered lunch each day in our office and data center locationsA casual...Permanent employmentFull timeTemporary workCasual workWork at officeFlexible hoursCoreWeave
New York, NY16 hours ago$314.4k - $400.55k
...collaborative, and commercially minded Associate General Counsel to lead legal support across our... ...Operations. Reporting to the Chief Legal Officer, you will advise senior leaders,... ...royalty reporting, renewals, audits, compliance, and talent-rights administration.Advise...Fixed term contractLocal areaPeloton Cycle
New York, NY16 hours ago$225k - $250k
...law requirements, including periodic reporting, insider trading compliance, Regulation FD, and Rule 10b5-1 plansManage disclosure controls... ...legal workflows with technologyReady to work in our NYC office 3 days per weekPlease note that we are unable to sponsor applicants...Full timeContract workWork at officeVisa sponsorshipWork visaLemonade
New York, NY4 days ago- Associate General Counsel IIThe Associate General Counsel II job assists in protecting an organization... ...litigation, transactions/anti-trust, compliance, intellectual property, employment/... ...day. We thrive in a collaborative in-office environment where teams work across organizational...Full timeContract workWork at office
Teachers Insurance and Annuity Association
New York, NY4 days ago $160k - $200k
Associate General Counsel, Equity Capital MarketsAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1... ...senior legal colleagues, investment professionals, Risk, Compliance, Operations, Tax, and Accounting to structure and execute...WorldwideMillennium Management
New York, NY2 days ago- Location Designation: Hybrid - 3 days per week Join the Office of the General Counsel where we collaborate with diverse business units, providing... ...cross-functional teams (Technology, AI & Data, Risk, Compliance, Procurement, Marketing and critical business units) to ensure...Work at officeLocal area3 days per week
New York Life Insurance Company
New York, NY4 days ago $194.23k - $228.5k
...Division subject matter experts, risk and compliance, technology teams, and government... ...and mitigate legal and regulatory risks associated with digital asset and payments activitiesSupport... ...to remarkable results with expert legal counsel and ethical leadership.” Our commitment...Full timeLocal areaUS Bank
New York, NY3 days ago$160k - $190k
...mission. PPFA and Action Fund seek an Associate General Counsel, Advocacy and Political Law. This job... ...General Counsel and is part of the Office of the General Counsel (OGC). OGC is... ...related services in areas including legal compliance, risk management, litigation, and all...Full timeContract workWork at officeLocal areaPlanned Parenthood Federation of America
New York, NY16 hours ago$139k - $243k
As an Associate General Counsel, Litigation you'll play a critical role in representing Nasdaq in SEC... ...Qualifications, Hearings, and compliance teams to develop legal positions, gather... ...environment at least 3 days a week in-office, subject to change, providing flexibility...Full timeTemporary workWork at officeHome officeFlexible hours3 days per weekNASDAQ OMX
New York, NY1 day ago$250k - $280k
...00-$280,000 / yearAssociate General Counsel Location: New York, NY Work... ...considered Reports To: Chief Legal Officer Compensation: $250,000-$280,... ...finance platform seeking an Associate General Counsel to serve as... ...strengths are regulatory compliance, commercial transactions,...Contract workRemote workCraft Recruiting
New York, NY4 days ago$185k - $264k
Location Designation: Hybrid - 3 days per week Join the Office of the General Counsel where we collaborate with diverse business units, providing effective and creative legal guidance that aligns with New York Life's core values. Your work directly impacts how the company...Work at officeLocal area3 days per weekNew York Life Insurance Company
New York, NY16 hours ago$200k - $225k
...0 to join its New York-based Legal and Compliance Team. This position will provide legal... ...distribution efforts. The role reports to the General Counsel – U.S. Registered Funds. This is an... ...employee-owned investment manager with offices in 40 cities worldwide and $567 billion...WorldwideNeuberger Berman
New York, NY4 days ago$216k - $288k
...Location : This is a hybrid remote/in-office role. Medidata follows a hybrid... ...About the Team : Medidata seeks an Associate General Counsel for our collaborative, business-... ...knowledge management, contract templates, compliance with regulatory updates and internal...Hourly payContract workInternshipWork at officeRemote workFlexible hoursDassault Systèmes
New York, NY2 days ago$225k - $250k
...the Role Orchard is looking for an Associate General Counsel to join our dynamic and expanding... ...a hybrid schedule, 2-days a week in office. However, we are open to fully remote... ...out Orchard’s products and services in compliance with the legal and regulatory frameworks...Full timeWork at officeImmediate startRemote work2 days per weekOrchard
New York, NY2 days ago$210k - $260k
...Position Summary Provide legal counsel and support in multiple areas... ..., state and federal law compliance, trusts and estates, and matters... ...provide assistance to the General Counsel and Deputy General Counsel... ...legal functions of the Office of General Counsel by providing...Work experience placementWork at officeNew York University
New York, NY16 hours ago$200k - $250k
...Associate General Counsel KEY RELATIONSHIPS Reports to: Global Counsel Other key relationships: Chief Legal Officer and Company Secretary, Firm Chair, Board Committee Chairs, colleagues... ...Legal Function, Corporate Paralegal, Compliance Specialist, Finance Function,...Temporary workLocal areaWorldwideFlexible hoursSpencer Stuart
New York, NY1 day ago$193k - $243.5k
...Associate General Counsel, Litigation, SiriusXM How you’ll make an impact: The Associate General Counsel – Litigation will play a key... ...best practices to prevent litigation and regulatory non-compliance. Collaborate with internal business teams to ensure alignment...Temporary workLocal areaMedia Law Resource Center
New York, NY4 days ago- ...risk and business opportunity into plain, approachable language. As the General Counsel's principal legal partner, you will receive broad exposure to commercial, corporate, employment, compliance, and strategic legal matters, creating an exceptional opportunity to develop...Contract workRemote workFlexible hoursDay shift
Canals, Inc.
New York, NY3 days ago $171.73k - $257.6k
...Associate General Counsel, Employment Law New York, United States; San Jose, California, United... ...Proof of Reserves. Across our multiple offices globally, we are united by our core... ...especially with our global HR, finance, and compliance departments. The ideal candidate will...For contractorsWork at officeOKX
New York, NY16 hours ago$227.7k - $341.55k
...Associate General Counsel, Corporate & Securities About Figure Figure Technology Solutions, Inc... ...This role reports to the Chief Legal Officer and will work directly with Figure's... ..., 8-K), proxy statements, Section 16 compliance, insider trading policy administration...For contractorsVisa sponsorshipWork visaFigure Lending
New York, NY16 hours ago- ...Associate General CounselThe NYC Department of Consumer and Worker Protection (DCWP) protects... ...practices and strives to create a culture of compliance. DCWP empowers consumers and working... ...York City's communities.The General Counsel Division (GCD) at DCWP seeks an...Full timeShift work
New York City | Jobs
New York, NY4 days ago - ...religion, background, or abilities. Job Description Doral is seeking an Associate General Counsel to join our growing Legal team. Reporting to the General Counsel & Chief Compliance Officer, this individual will provide strategic legal counsel across Doral’s project...Contract workWork at officeRemote work
Jobrapido
New York, NY4 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Associate General Counsel & Compliance Officer. Be the first to apply!
Related searches
- senior associate vice president New York, NY
- associate ux designer New York, NY
- warehouse shipping receiving associate New York, NY
- associate analyst New York, NY
- gift shop associate New York, NY
- policy associate New York, NY
- associate buyer New York, NY
- case management associate New York, NY
- associate degree computer science New York, NY
- associate financial representative New York, NY