Broker-Dealer Staff Accountant: Close, Reporting & Compliance
Hire Point Recruiting
Hire Point Recruiting’s client seeks a Staff Accountant to join its accounting team in New York. This hands-on role offers exposure to broker-dealer accounting, regulatory reporting, and the financial close process. The Staff Accountant will support day-to-day activities including reconciliations, general ledger maintenance, accounts payable/receivable, and monthly close. A CPA trajectory and strong Excel skills are a plus in this fast-paced financial services environment. #J-18808-Ljbffr Hire Point Recruiting
- ...Capital, LLC, a self-clearing broker-dealer in US equities,... ...Deputy CFO to manage day-to-day accounting under the CFO, ensure timely financial reporting, regulatory compliance and strong internal controls... ...payroll administration, monthly close, treasury, audits, tax...SuggestedRemote job
$140k - $150k
...execution and regulatory compliance in everything we do.... ...and clearing broker-dealer, DriveWealth LLC self... ...looking for a Senior Accountant to be a key contributor... ...your ownership of the close process. About The Role... ..., Regulatory Reporting, and the Controller’s...SuggestedFull timeWork at officeRemote workWorldwideFlexible hours3 days per week$151.9k - $173.4k
...Overview Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support Capital One’s broker dealers compliance program. Compliance... .... Designated Principals Maintenance: Working closely with the Registration and Licensing function, track...SuggestedFull timePart timeWork at officeLocal areaFlexible hours$290k - $335k
...evolving financial landscape, Compliance has become increasingly... ...Role Summary The Head of Broker Dealer Compliance is an expert in... ...knowledge of various regulatory reporting requirements. The role... ...professionalism, resilience, and accountability, with the ability to manage...SuggestedFull timeWorldwide- ...leadership to shape, execute, and continuously strengthen the firm's compliance framework in alignment with applicable securities industry... ...and procedural standards to support effective oversight. Work closely with business stakeholders to evaluate supervisory...Suggested
$150k - $185k
...information visit ( Purpose of Role: Marex is a seeking a Broker-Dealer Compliance Advisor (focusing on Equities and Options) who is meant to... ...activities, as well as knowledge of various regulatory reporting requirements. Such guidance is tailored to resolving...Full timeImmediate start$1,000 per day
...leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance... ...experience, including hands-on regulatory reporting and management of compliance tools. This is an...Contract workWork at office$120.8k - $137.9k
...across both its institutional Broker‑Dealer (BD) and Swap Dealer (SD)... ...activity, and ensure ongoing compliance with SEC (Securities and Exchange... ...launches. Documentation & Reporting Maintain comprehensive,... ...reviews, ensuring defensive closing rationales and rigorous evidentiary...Full timeLocal area- A leading financial consulting firm in New York is seeking an experienced Accounting Manager. This role involves managing regulatory reporting, financial statements compliance, and preparing detailed analyses for financial performance. The ideal candidate will have a BS...
- ...is seeking an experienced Accounting Manager to support broker-dealer clients. The role serves... ...operations and ensuring compliance with SEC and FINRA requirements... ...and manage accounting staff, review ledgers, prepare... ...statements and FOCUS reports, and stay abreast of regulatory...
- Senior Treasury / Liquidity Management - Broker-Dealer New York City | Financial Services I’m working with a highly... ...implications of larger transactions Partner closely with Finance, Operations, Regulatory Reporting and Sales & Trading Maintain a strong working understanding...Temporary work
- ...in New York is seeking an experienced Accountant to oversee day-to-day accounting operations... ..., and ensure timely period-end closings. Based in Manhattan, this on-site role... ...organizational skills, and the ability to handle compliance filings and year-end tasks with...
- ...leading AI lab, seeks experienced corporate/accounting professionals to translate day-to-day... ...will oversee general ledger, month-end close, financial reporting, and control procedures, while evaluating AI outputs for GAAP compliance and accuracy. This role emphasizes...
- ...fast-growing clean mining startup, is seeking a Senior Accountant to own the monthly close and lead complex ledger areas. You will prepare and review... ...accounts, and provide timely, transparent financial reporting to support rapid scale. The ideal candidate has 5+ years...
- Kforce Inc. in New York City is seeking Corporate Accountants to lead month-end and year-end close, ensure reconciliations, and support internal controls.... ...reconciliations, prepare variance analyses and management reports, assist with ERP data integration and go-live, and...
- ...Head of U.S. Broker-Dealer Compliance About the Company Global financial-services organization with securities trading and broker-dealer activities. Industry Financial Services Type Privately Held About the Role The Company is in search of a seasoned...
- Partnership Employment in New York seeks an experienced compliance leader to partner with executive leadership and shape a robust compliance framework aligned with securities regulations. You will oversee monitoring, supervisory reviews, investigations, regulatory filings...
- New York Sports Club in New York seeks a Senior Accountant to lead monthly close, GAAP compliance, and financial analysis for club-level and corporate operations... ...with marketing and operations to ensure accurate reporting. The role requires a degree in accounting, 5+ years...
- McDermott Will & Schulte's Financial Institutions Group in New York seeks an Associate with 3+ years' experience advising broker-dealers and other financial services clients on regulatory matters. You will work with partners on a broad spectrum of securities regulatory...
- Atlantic Group is seeking a Staff Accountant (Real Estate) in Montgomery... ...fund accounting, financial reporting, and investment accounting across... ...while supporting financial close, capital activity, audits,... ...financial reporting and GAAP compliance, with 2+ #J-18808-Ljbffr...
- PIMCO Ltd. - Pacific Investment Management Company, based in New York, seeks a Senior Vice President to lead Legal and Compliance for PI's broker‑dealer operations. You will shape the compliance framework and supervise FINRA‑related activities to support distribution of...
- McDermott Will & Schulte seeks an attorney with a substantive focus on broker-dealer regulation to join its regulatory practice in New York. The role involves advising on complex securities matters for leading financial institutions. You will counsel on Securities Exchange...
- A leading staffing firm in Bergen County, NJ is seeking a Staff Accountant to join their team. This entry-level position involves managing... ...ledger, preparing financial statements, and supporting month-end close activities. The ideal candidate holds a Bachelor's degree in...Work at office
- ...Our client is seeking an experienced SD Compliance Capital Markets SME to support capital... ...stakeholders, and driving remediation efforts to close compliance gaps. Responsibilities &... ..., control evidence, and management reporting Support UAT and validation of...
- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories...
$56k - $70k
...loan post-closer in New York. In this role, you will ensure the accuracy and compliance of loan files during the final stages of the process. With at least 3 years of mortgage loan post-closing experience, you will manage investor delivery and work on regulatory...$80k - $95k
...Staff Accountant McAllister Towing of NY is seeking highly qualified Staff Accountant. The... ...responsibilities are outlined below: Reports to: The Staff Accountant reports to... ...frequencies, etc. Assist in month and closing including balance sheet and P&L...Work at officeLocal area- ...Overview Tiffany & Co. is seeking a Staff Accountant to join the Consolidations, Reporting & Corporate Accounting team at our Whippany, NJ corporate office. This... ...owns a broad portfolio of recurring monthly close deliverables spanning cash accounting, debt and loan...InternshipWork at officeRemote work
$92k - $100k
...Summary: The Senior Accountant plays a key role within the CCCS... ...overseeing operational financial reporting and contract compliance. Reporting to the Finance... .... This role supervises Staff Accountants and may also... ..., budget modifications, close-outs, and advance requests...Full timeContract workCasual workMonday to FridayAfternoon shift$92k - $110k
...Tiffany & Co. is seeking a Senior Accountant to join the Consolidations, Reporting & Corporate Accounting team at our... ...reviewer of work prepared by the Staff Accountant — making this a role with... ...to streamline recurring close processes, building automated templates...Work at officeRemote work
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