NA Legal Entity Controller - Regulatory Reporting
NACBA
NACBA is seeking a Regulatory Reporting Associate based in Columbus, Ohio to prepare net capital computations and support various regulatory reporting activities. Candidates should have at least 2 years of Finance or Accounting experience and familiarity with US GAAP. The role emphasizes collaboration with cross-functional teams and analytical problem-solving. Benefits include comprehensive health care, retirement savings plans, tuition reimbursement, and more, emphasizing diversity and inclusion in the workplace. #J-18808-Ljbffr NACBA
- Join the North America Legal Entity Control group who oversees regulatory reporting for our key client‑facing U.S. broker‑dealer legal entities: J.P. Morgan Securities LLC (JPMS) and J.P. Morgan Prime Inc. (JPMP). The Regulatory Reporting team within the Commercial &...LegalRegulatory
- ...business, while ensuring a sound control environment and complying with all legal and regulatory requirements. Within the CCB... ...life cycle; performing critical reporting and control functions for the organization... ..., including oversight of legal entity, financial and regulatory...LegalRegulatory
- Overview As a Legal Entity Controller within the Legal Entity Controller team, you will be responsible for ensuring the accuracy, integrity, and... ...controls across the entire lifecycle of the product and reporting cycles. This role will require you to work independently and...LegalWork at office
- ...AWM F&BM) is seeking a Controller to join our team in... ...timely. You will meet regulatory requirements, maintain... ...environment, and ensure our entities remain well-... ...collaboration with business, legal, and tax partners to... ...including daily P&L, risk reporting, month-end close, and...LegalRegulatoryWork experience placement
- A leading financial institution in Columbus, OH is seeking a Legal Entity Controller. You will be responsible for ensuring financial integrity through journal entries, reconciliations, and leading ad hoc projects. The ideal candidate must have a Bachelor's in Accounting...Legal
- TwinThread in Columbus, Ohio is looking for an SEC & External Regulatory Reporting Controller to oversee SEC reporting across Consumer services. The role requires strong leadership and analytical skills while managing a global team and ensuring compliance with regulatory...Regulatory
- ...institution in Columbus, Ohio seeks a dedicated professional to lead reporting and analysis for Consumer Bank deposits. The ideal candidate... .... Responsibilities include compiling financial data for regulatory filings and ensuring accurate reporting. Proficiency in advanced...Regulatory
- ...Job Title: Financial Reporting Manager - Regulatory Location: CityScape What you'll do: The Financial... ...consideration of changes to internal controls, policies, and procedures. *... ...knowledge of applicable regulatory and legal compliance obligations, rules and regulations...LegalRegulatory
$70k - $140k
Overview Our Regulatory Reporting Data & Automation Manager position is a highly visible and impactful... ...and execution of appropriate review controls. Identify, articulate, and coordinate... ...with Risk Management, Internal Audit and Legal. Analyze results and provide...LegalRegulatoryWork at office$94k - $189k
...Description Job Description Our Regulatory Reporting Accounting Senior Manager position is a highly... ...and execution of appropriate review controls. * Identifies, articulates and... ...with Risk Management, Internal Audit and Legal. * Special projects related to regulatory...LegalRegulatoryWork at officeRemote workWork from homeFlexible hours$120k - $130k
...a strategic and experienced Controller to lead the financial operations... ..., and providing insightful reporting to senior leadership and... ...flow across multiple ownership entities, each with distinct... ...compliance with GAAP and applicable regulatory standards. Partner with the...RegulatoryFull timeWork at officeLocal area- ...not only the highest level of legal service to our clients, Benesch... ...the opening for a SOC/Incident Report Engineer in our Columbus office... ...effective remediation and long‑term control improvements. Supports audit, compliance, and regulatory requirements related to...LegalRegulatoryWork at officeLocal areaWork from home
$146.7k - $335.1k
...exponentially, and as a Controller you will play a... ...start-up reinsurance entities in the life and annuity... ...and timely financial reporting for offshore reinsurance... ...US GAAP, and offshore regulatory requirements (e.g., Bermuda... ...status, or any other legally protected basis, including...RegulatoryContract workWork experience placementInterim roleSummer holidayWork at officeLocal areaFlexible hoursShift work- ...living, etc. Ensure initial legal documentation is obtained... ...necessary community resource entities Participate in service meetings... ...parents, Document and report any on-call activities and follow... ...non-compliance with Necco, regulatory rules/policies, reports of...LegalRegulatoryWork at officeImmediate startWork from home
$108.9k - $185.5k
...- Controllership, Financial Reporting page is loaded## Sr Manager... ...consolidation, SEC reporting, and regulatory filings. This role partners... ..., oversees internal controls and technical account, supports... ...units.* Advises on complex legal entity transactions, technical accounting...LegalRegulatoryTemporary work$86.1k - $132.02k
...Health and Safety Rep, reporting to the Director of Energy... ...in support of ENGIE NA’s operations at The Ohio... ...all required periodic regulatory reporting. Prepare regulatory... ...of life. EEO and Legal Statements ENGIE is proud... ...RoW - Northam Legal Entity: ENGIE North America Inc...LegalRegulatoryMinimum wageFull timeTemporary workFor contractorsLocal areaWork visa$54k - $90.55k
...Interprets and develops territory reports which reflect the status of... ...agents, policyholders and regulatory entities Analyzes agency... ...service plans with claims, loss control, premium audit, and other departments... ...all policies, procedures, legal and ethical guidelines....LegalRegulatoryContract workTemporary workTraineeshipWork at officeRelocationNight shift- ...General Counsel - Transmission Reports to: General Counsel FLSA... ...accepted rate updates and state regulatory processes and ensure... ...capable of exercising sound legal and business judgement under... ...other communications to the entities subject to open record requirements...LegalRegulatoryWork at officeShift work
- ...reduction, prevention, and legal reporting of suspected family violence... ...in accordance with various regulatory standards, ensuring proper patient... ...various social and legal entities, providing in-home and... ...supervisor to assign, direct, and control the work of employees under...LegalRegulatoryMonday to FridayFlexible hours
$70k - $95k
...Year Job Category Accounting, Finance, Controller Employee Type Full-Time Exempt Required... ...business outcomes. What You’ll Do Tax & Regulatory Compliance Manage sales tax compliance... ...testing, Form 5500 filings, and census reporting Partner with HR on annual employee benefits...RegulatoryFull timeContract workFor contractorsFor subcontractorLocal area$192k - $210k
...AWP is America’s Traffic Control Leader, representing nearly... .... Assess acquired entities against corporate EHSMS requirements... ..., training, and reporting systems. Partner with Legal, HR, Operations, M&A, and... ...safety, environmental, and regulatory risks. Support...LegalRegulatoryLocal area$150.3k - $187.9k
...Development ("BD") serves as a senior legal advisor and strategic partner... ...development, helps ensure regulatory compliance, and advances the... ...objectives. The position reports directly to the Sr. Deputy... ...expertise advising insurance entities and distribution partners on...LegalRegulatoryContract work$98.23k - $186.22k
...Group, LP and its subsidiary entities provide tax and business advisory... ...orientation, or any other legally protected basis, in... ...We are seeking a Financial Reporting Manager to join Baker Tilly's... ...compliance with US GAAP and other regulatory requirements. * Ensure unique...RegulatoryLocal areaWorldwide$100k - $120k
...providing ongoing operational and regulatory support. Founded in 2020,... ...to join the finance team reporting to the Controller. The current team consists... ...Consolidation of Multiple Entities: Prepare consolidated... ...statements across multiple legal entities. AR/AP Management...LegalRegulatoryFull timeImmediate startRemote work$43.68k
...behalf of BMW Financial Services NA, LLC. BMW Financial Services... ...applicable State and Federal regulatory requirements, as well as BMW Policies... ...Lease/Loan Maturity Credit Reporting Title & Registration WHAT... .... This includes having the legal right to work in the United States...LegalRegulatoryFull timeContract workWork at officeLocal areaRelocationShift workAfternoon shift- We are looking for a Controller to work for our client. The ideal candidate aligns with the responsibilities... .... Prepare financial statements and reports for internal and external stakeholders, including investors, lenders, and regulatory agencies. Monitor the company's...Regulatory
$86.4k
...daily activities of direct reports supporting Risk... ...regarding government and regulatory audits, accreditation standards... ...of provider office/entity process for appropriate... ..., staff, direct and control the day-to‑day operations... ...to the ethical and legal standards and behavioral...LegalRegulatoryFor contractorsWork at officeLocal areaRemote work$124k - $165k
...monitoring, and solution performance reporting Build and improve agentic,... ...intent understanding, entity extraction, dialogue flows,... ...enterprise standards, governance, and regulatory expectations, particularly in... ...reviewed based upon legal requirements imposed by our regulators...LegalRegulatoryLocal areaRemote workMonday to FridayFlexible hours- ...accordance with established procedures and regulatory requirements. Review purchase... ...encumbrances, easements), verifying intricate legal authority for entities (LLCs, corporations), resolving... ...service contracts, and environmental reports (Phase I/II) to ensure compliance...LegalRegulatoryWork at officeLocal area
- .... Licenses/Certifications: Certified Regulatory Compliance Manager (CRCM) is a plus, but... ...advising on, compliance-related business reporting. Facilitates regulatory change... ...assessment practices. Partners closely with Legal staff and Compliance peers. Develops,...LegalRegulatory
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