National Risk & Compliance Leader
Morgan-Stanley
Morgan Stanley is seeking a National Risk Officer to oversee risk, supervisory, and compliance functions for designated branch locations in the region. The role coordinates with SRO/ARRO and requires comprehensive knowledge of SEC/FINRA rules. Responsibilities include responding to alerts, remediation, coordinating with Legal/Compliance, and educating Financial Advisors on risk policies. Strong licenses and governance experience are essential. #J-18808-Ljbffr Morgan-Stanley
Vacancy posted 3 days ago
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