Financial Services Regulatory and Compliance Associate Mid-Level
BCG Attorney Search
Job Overview A law firm seeks a mid-level Associate for the Financial Regulatory and Compliance Practice in Atlanta. The role offers the opportunity to work with diverse clients across various industries, both domestically and internationally. Duties Advise clients on financial services regulatory and compliance matters. Assist with licensing and chartering processes. Conduct legal research and analysis on financial regulations. Draft and review compliance-related documents. Collaborate with team members to provide comprehensive client service. Requirements 3-5 years of experience in financial services regulatory and compliance. Knowledge of key financial services laws and regulations. Strong academic background and legal research skills. Admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish preferred. Education Juris Doctor (JD) degree from an accredited law school. Certifications: Bar admission in the relevant jurisdiction. Skills Excellent legal research, analysis, and writing skills. Strong attention to detail and commitment to client service. Proactive and team-oriented approach. Benefits Health insurance with optional HSA. Short and long-term disability insurance. Dental and vision care. Life insurance and flexible spending accounts. 401K plan and vacation time. Employee assistance program. Voluntary insurance programs and commuter benefits. #J-18808-Ljbffr BCG Attorney Search
$260k - $365k
...Traurig (GT), a global law firm, offers a full‑time mid‑level Associate position in the Financial Regulatory & Compliance Practice. The role can be based in any of our... ...The Associate will provide financial services regulatory and compliance support, including banking...SuggestedFull timeTemporary workFlexible hours$260k - $365k
...exciting full‑time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. The position can be based in our Miami,... .... Qualifications Minimum of 6 years of financial services regulatory and compliance experience, particularly...SuggestedFull timeTemporary workWork at officeFlexible hours- ...Job Description Job Description Health Care Regulatory Mid-Level Associate Attorney Direct Counsel is seeking a Health Care Regulatory Mid... ...and other industry participants on complex regulatory and compliance matters. Key Responsibilities Advise health care...Suggested
$260k - $365k
...Traurig, LLP, a prominent global law firm, seeks a mid-level Associate for its Financial Regulatory & Compliance Practice. This full-time position is based in... ...regulatory and compliance support for financial services firms, including banking and FinTech. Qualified candidates...SuggestedFull time- ...Business Consulting | Risk & Compliance | United States - New York... ...Infosys Consulting’s (IC) Financial Services Insurance (FSI) vertical focuses... ...manage evolving regulatory complexity, operational risk... ...determined based on role, level, and specific business or client...SuggestedContract workApprenticeship
- Greenberg Traurig, LLP is seeking a senior Associate for its Financial Regulatory & Compliance Practice. The role can be based in any GT office including Atlanta, with a focus on financial services regulatory compliance and licensing matters. The candidate will handle...Work at office
$78.9k - $123.3k
...detail-oriented cybersecurity compliance professional to support... ...800-53 security controls and associated compliance requirements. Develop... ...customer review and approval. Mid to senior Bachelor’s degree in... ...include health, life, disability, financial, and retirement plans, paid...Permanent employmentFull timePart timeWork at officeLocal areaRemote work- A leading financial services provider in Atlanta seeks an Analyst for Information Security GRC to contribute to their global cybersecurity... ...security policies, producing reports, and ensuring regulatory compliance. Candidates should have a degree in Information Security...
- A leading financial services firm based in Atlanta, Georgia, is seeking an Analyst, Information... ...operations, with a focus on both technical and compliance aspects. The position offers a... ...emphasis on automated processes and regulatory compliance. #J-18808-Ljbffr Ice Services
- A leading global financial services firm based in Atlanta seeks an Analyst for its Information Security Governance, Risk, and Compliance (GRC) team. This role involves maintaining policies... ...experience in systems administration or regulatory compliance being advantageous....
- ...A leading financial services provider in Atlanta is seeking a Compliance Analyst responsible for monitoring electronic communications and ensuring compliance with regulations. The role entails assisting with customer onboarding, reviewing supervisory procedures, and managing...
- H2O Innovation in Atlanta, GA, seeks an entry‑level Quality Health Safety and Environment Coordinator to grow within a team focused on safety and compliance. You will conduct field inspections, help implement regulatory programs, and support incident investigations. Candidates...
- ...seeking a detail-oriented Reporting Analyst with banking/financial services experience to support regulatory reporting, data management, and business analysis... ...teams to ensure data accuracy and regulatory compliance. The role focuses on preparing FR Y-9C, Call Reports...
$70k - $150k
...What You’ll Do Help clients plan for key financial goals—from college savings to retirement—while building your own practice with expert... ...Contact us to learn how Compensation: $70,000 - $150,000 Seniority level Entry level Employment type Full-time Job function Finance and...Full timeFlexible hours- A global financial services provider is seeking a Compliance Analyst to monitor compliance, assist with customer onboarding, and perform regulatory reporting. The ideal candidate will have a Bachelor’s Degree and strong analytical skills. You must pass the FINRA SIE Exam...
- Derivative Accounting and Compliance Analyst Join to apply... ...required functions associated with compliance of Accounting... .... Monitor derivative financial models, including... ...of the Accounting Services department ASC 815 procedures... ...employer. Seniority level Associate Employment...Full timeWork at officeRemote workVisa sponsorshipWork visa
- .... Your Impact As an Ethics & Compliance (E&C) Specialist for Privacy... ...work on our McKinsey Client Services specific privacy compliance.... ...to-date knowledge of relevant regulatory developments and changes, enforcement... ...partner Exhibits highest levels of discretion and judgment in...Apprenticeship
- ...Compliance Officer Hot Job Atlanta, Georgia - Atlanta... ...performance, monitors service quality, and ensures... ...vehicle noise levels and evaluate emissions... ...documentation to verify regulatory compliance. Remove... ...Qualifications: Associate degree from an accredited...Work at officeNight shiftWeekend workAfternoon shift
- ...Senior Compliance Analyst Corpay is currently looking... ...within our Corporate Services - Finance division. This... ...relevant to SOX and regulatory compliance. You will report... ...relationships at all levels throughout the... ...systems and identify the financial and operational risks...Currently hiringLocal areaFlexible hours
- ...firm based in Atlanta, Georgia is seeking a Compliance Officer. The firm provides a comprehensive range of financial products and services, including traditional and alternative... ...remediation efforts to completion Monitor regulatory developments and ensure timely...Work at office
- ...Compliance Manager At Capital Investment Advisors... .... We are a fee-only financial advisory and... ...advisors, investment associates, client service managers and associates... ...1940, including the regulatory requirements applicable... ...team members at all levels of the organization...Work at officeLocal area
- ...A financial services provider in Atlanta seeks an Analyst for its Information Security GRC team. The role includes managing security metrics, maintaining policies, and handling regulatory inquiries. Ideal candidates have a degree in Information Security, experience in...
- ...Compliance Analyst Intercontinental Exchange, Inc. (ICE), a global provider of financial services, is seeking a Compliance Analyst to perform compliance... ...company policies and regulatory guidelines. Assist in... ...education for Associated Persons. Participate...Work at office
- A financial services provider is seeking a Registered Representative - State Farm Agent Team Member in Atlanta, Georgia. The role focuses on marketing financial products and providing exceptional service to customers. Candidates should possess relevant licenses and strong...Flexible hours
- ...EyeSouth Partners is an eye care physician services organization committed to partnering... ...to ensure timely renewals and regulatory compliance. Ensures practice addresses are current... ...Must possess strong ethics and a high level of personal and professional integrity...Contract workTemporary workWork at office
- A leading financial services firm in Atlanta is looking for a Tax Staff Accountant to support their state and local tax team. Responsibilities... ...with clients on sales tax software implementation and compliance tasks. The ideal candidate should have a Bachelor's Degree in...Local area
- Lis-Solutions- is looking for a Junior Compliance Officer to assist the Department of Homeland Security. This role includes data evaluation... ...with government procedures. The ideal candidate will have an Associate’s degree, strong data entry capabilities, and effective...
$30k
...is based on experience but can range from $30,000 for entry level to $50,000+ for individuals with in-depth licensing experience... ...operating requirements for various alcohol licenses, and regulatory compliance; 4. Prepare various documents and applications related to the...Full timeLocal areaRemote workWork from homeFlexible hours2 days per week- An innovative firm is seeking a compliance expert to lead projects ensuring adherence to regulatory standards in the financial services sector. This fully remote role offers an impactful opportunity to shape compliance strategies and work closely with various teams. The...Remote job
- Lewis James Professional is seeking a CRA Consultant for a consultant opportunity with a financial services client in Atlanta, GA. The role focuses on CRA eligibility, regulatory classification, and investment accounting within the bank's PWI portfolio. The ideal candidate...
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