Broker
$150kBlackridge Aviation
Blackridge Aviation is seeking a driven, strategic, and high-performing Aircraft Broker to join our growing team. We’re not a legacy firm. We’re a modern, tech-enabled aviation brokerage built for performance—and we’re scaling fast. This is a high-reward opportunity for professionals who know how to build relationships, communicate value, and close complex, high-ticket deals. You’ll work directly with aircraft owners, entrepreneurs, and high-net-worth individuals, many of whom are selling or acquiring aircraft in the $150K–$500k+ range. Your mission: bring them real results, and earn accordingly. What You’ll Be Doing: Prospecting and qualifying aircraft owners through warm and cold outreach Building trust and rapport with high-net-worth clients and business owners Managing sales pipelines from lead to close with precision and urgency Running market comps and valuation insights with support from our tools Negotiating, structuring, and closing aircraft transactions Leveraging our CRM, systems, and back-end support to stay focused on what you do best: selling You’re a Fit If You: Have a strong background in sales, real estate, aviation, or finance (or just a killer track record of closing) Are obsessed with performance, personal growth, and earning what you’re worth Communicate clearly, confidently, and professionally Thrive in a high-autonomy, commission-driven environment Are self-disciplined, proactive, and comfortable working remotely or independently Have a genuine interest in aviation or are eager to become an expert quickly Benefits Compensation & Perks: 100% Commission + Tiered Performance Bonuses No Cap on Earnings – You eat what you close Full backend support for contracts, escrow, and logistics, and legal Access to private buyer networks, broker-only deals, and top-tier tools Long-term career upside as we scale with future for salaried + commission positions This is a performance-first role. If you’re looking for a base salary or clock-in/clock-out routine, this won’t be the right fit. But if you’re confident in your ability to deliver, you’ll find an unmatched opportunity here. #J-18808-Ljbffr Blackridge Aviation
$120.8k - $137.9k
...role in executing and enhancing Capital One’s Commercial Banking market conduct surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. This individual will conduct day-to-day surveillance monitoring, lead deep-dive investigations...SuggestedFull timePart timeLocal area$110k - $140k
...acting as a trusted point of contact for order flow, market color, and trading ideas. Leverage Galaxy Securities’ unique position as a broker‑dealer within a crypto‑native firm to develop innovative cross‑asset products and solutions for institutional clients. Partner with...SuggestedWork at officeLocal areaFlexible hours- Taurus Search, a leading Financial Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York City. This role offers a strong work-life balance and hybrid work. Key responsibilities include preparing the daily net capital and customer...Suggested
- An International Broker Dealer is looking for an experienced Corporate Actions specialist to join their team. This candidate will be responsible for processing all mandatory and voluntary corporate actions for the firm’s equities and stock loan operations teams. Additional...Suggested
$190k - $225k
iCapital is seeking a Senior Vice President for the Broker Dealer and Distribution Compliance team in New York. The role involves oversight of the compliance program ensuring adherence to FINRA and SEC regulations, focusing on alternative investments and structured products...SuggestedRemote job- Direct message the job poster from Alexander Chapman Recruitment Consultant at Alexander Chapman We are working with a Leading global investment bank seeking an experienced QIS Commodities Trader to join their front-office team in New York. This is a high-impact position...Full time
- ...team. About You 3+ years of experience in commodity trading options (gas, power or oil preferred) Familiarity with the inter-dealer broker market and transacting bilaterally Able to think critically and implement new ideas Understanding of commodity market structure and...Local areaFlexible hours
$85k - $100k
Framework Ventures is seeking a motivated candidate for a trading position in the United States. The role involves working closely with senior traders, developing trading models, and engaging in real-time risk management. Applicants should be pursuing a relevant degree...Flexible hours- Taurus Search seeks a seasoned VP, Broker Dealer Regulatory Reporting in New York to lead complex 15c3-3 customer reserve calculations and daily reporting processes. The ideal candidate has at least 5 years of experience preparing the 15c3-3 formula, familiarity with daily...
- OTC Markets Group seeks an Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) in New York City. You will provide strategic legal guidance across product development, technology, compliance, finance, HR and marketing, with emphasis on ATS operations and...
$180k - $225k
Title: VP Liquidity Risk (Broker Dealer) Office Status: Hybrid - New York, NY Base Salary: $180k - $225k + Bonus Overview This Vice President opportunity sits within the Risk function of a well-established, privately held global financial services firm, serving as the...Work at office- OTC Markets Group in New York City is seeking an Assistant General Counsel to support capital markets, broker-dealer operations, and FinTech initiatives. The role reports to the Deputy General Counsel and collaborates with product, compliance, technology, and business...Work at officeRemote work
- Manager, U.S. Broker Dealer Regulatory Reporting Requisition ID: 257592 Salary Range: - Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge...Local areaFlexible hours
- Gusto is hiring a Compliance Manager for their team in New York. This pivotal role involves supervising compliance programs and ensuring operational efficiency within the Gusto Retirement Compliance Team. Successful candidates will need a minimum of 5 years compliance experience...
$159.4k - $181.9k
A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while...$200k - $240k
...alternative investments to help expand the enterprise presence within the U.S. wealth management ecosystem, particularly across Independent Broker Dealers (IBD). This role will understand the nuances of private market investing and can translate that expertise into strategic...Full timeWork at officeRemote work- JCW Group is helping a leading multinational bank hire a Controller to own the financial and regulatory reporting for its broker-dealer entity in the U.S. This role sits at the center of the finance organization and offers exposure to senior leaders across the bank. The...
- A global financial institution is seeking an Analyst/Associate for their Financial Institutions Group in New York. The role involves client coverage, transaction support, and cross-selling various products. Candidates should have at least 2 years of experience in the financial...
- Global Markets client, is seeking a VP, Broker Dealer Regulatory Reporting to join their growing team. The VP, Broker Dealer Regulatory reporting will need to have a background in calculating the broker dealer regulatory reports. The firm has just went from a weekly 15...
- Nextera Search is seeking a professional in New York, NY to oversee compliance with broker-dealer regulatory capital requirements. You will perform daily regulatory capital calculations and ensure adherence to financial responsibility rules. The ideal candidate has 7-1...
- ...Inc. and engaging with regulators like FINRA and the SEC. The ideal candidate should have over 12 years of relevant experience in broker-dealer regulatory compliance, strong knowledge of regulatory standards, and an ability to operate independently. This role includes...
- An international broker dealer is seeking an experienced Corporate Actions specialist to join their dynamic team. This role involves processing mandatory and voluntary corporate actions, managing stock loan trade reconciliations, and ensuring compliance with operational...
$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA - Vice President 4 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. This range is provided by Madison-Davis, LLC. Your actual...Full timeWork at officeRemote work- ...senior regulatory leadership for North America Assets, including Wise US Assets Inc. and Wise Assets Canada Inc. The role requires deep broker-dealer knowledge and independent operation within a fast-paced product-led environment. You will partner with Legal, Product,...
$130k - $180k
...experience will also be considered. 2-6 years of experience in financial services, fintech, or with a regulatory agency. Familiarity with broker-dealer regulations and rules from the SEC, CFTC, FINRA, or other relevant regulatory bodies. Prior experience reviewing trading...Full timeRemote work$190k - $225k
About the Role iCapital is looking to hire a Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This individual supports the Chief Compliance Officer in the oversight, management, and execution of...Full timeWork at officeRemote work- ...Assistant General Counsel, Capital Markets, Broker-Dealer & FinTech About the Company Leading operator of financial markets for international securities Industry Financial Services Type Public Company Founded 1913 Employees 51-200 Categories...
$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative investment products. The role supports end‑to‑end operations from onboarding through transactions, reconciliation, and servicing requests...Full timeH1bWork at officeHome officeVisa sponsorshipWork visaFlexible hours- ...experience in the financial services industry, or as an internal sales associate; alternative investment experience preferred.Independent Broker Dealer (IBD) channel experience is highly preferred.FINRA Series 7 and 63 or 66 license required.CAIA, MBA, CFA a plus.Highly...Temporary workLocal areaWorldwide
- Aci Llc is looking for a Staff Accountant, FinOp in New York City to act as the Financial Operations Principal for various clients. Ideal candidates should have a Bachelor’s degree in accounting and 3-5 years of experience, managing multiple client accounts effectively....
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