Hybrid Compliance Analyst — Ethics & Securities Oversight
$35 - $38 per hourNorthbound Executive Search
Northbound Executive Search is seeking a Compliance Analyst for a temporary position in Hartford, CT. The role requires working onsite four days a week and offers a pay rate between $35 and $38 an hour. The ideal candidate will support employee compliance with ethical trading policies, manage compliance records, and enhance related training initiatives. Candidates should possess two to three years of compliance experience and strong analytical skills to thrive in a fast-paced environment. #J-18808-Ljbffr Northbound Executive Search
- ...York, NY seeks an IT Risk & Compliance Analyst to safeguard its technology... ...programs. The role supports security policy development, conducts... ...incident response, with hands‑on oversight of log reviews,... ...scans and threat monitoring. Hybrid work model offered. #J-1880...Suggested
$130k - $160k
...Equitable, we help clients secure their financial well-being so... ...culture! We offer a flexible hybrid office/remote work... ...is looking for a Portfolio Compliance Analyst to join our team. The Equitable... ...Investment Advisers Act of 1940 Oversight of the compliance system monitoring...SuggestedFull timeTemporary workWork at officeLocal areaRemote workFlexible hours2 days per week3 days per week- Reg Compliance Analyst Job Description Professional position... ...Program Management & Oversight — Supports the administration... ...RegOps staff and the Ethics Office.... ...working knowledge of the securities industry and relevant... .... Working Conditions Hybrid work environment, with...SuggestedWork at office
- ...a premier law firm to identify a Conflicts Analyst in New York, NY. In this role, you'll evaluate... ..., and partner with attorneys to ensure ethical compliance and a smooth onboarding process for new clients and matters. Hybrid schedule: 3 days in office, 2 days remote....SuggestedWork at officeRemote work
$61.54 - $80.67 per hour
...This position follows a hybrid work schedule with one day... ...analysis reports. Project Oversight: Oversee managed review... ...audits and legal challenges. Compliance: Ensure adherence to... ...with the Firm’s Employee Security Policy, including ethical obligations to protect clients...SuggestedHourly payFull timePart timeWork at officeHome officeFlexible hours1 day per week- ...& Wardwell LLP in New York seeks a Risk and Compliance Analyst to support the firm's governance, risk and compliance... ...maintenance, vendor risk assessments, client security questionnaires, and policy governance. The role offers hybrid work in New York and exposure to ISO 27001...
$67.9k - $123.3k
...help to build a better working world. Ethics and Compliance Investigations Team-Investigations... ...timely records, and support matter aging oversight; Enable reliable reporting, governance... ...us in our team-led and leader-enabled hybrid model. Our expectation is for most...Work experience placementSummer holidayWork at officeFlexible hours- Job Description The Security Risk & Compliance Analyst supports the organization’s global information security program by assisting in the identification... ...This position is primarily office‑based with hybrid flexibility. The role may require occasional visits to manufacturing...Work at office
$78.9k - $123.3k
...seeking a detail-oriented cybersecurity compliance professional to support system authorization... ...role is responsible for managing the security authorization lifecycle for one or more... ...maintains a drug-free workplace. Remote/hybrid status is subject to change based on...Permanent employmentFull timeContract workPart timeWork at officeLocal areaRemote work$185k - $225k
...Director of Executive Security Service helps support... ...the coordination and oversight of investigations into... ...performance and ensuring compliance with established... ...location, and remote and/or hybrid working options are... ...Encompasses an incredible work ethic with an agile mindset...Full timeContract workWork at officeLocal areaRemote workRelocationNight shift$80k - $110k
Neuberger is seeking an Analyst to join the Compliance Team in New York. This person... ...Manual, Code of Ethics, Restricted List, Money Laundering... ...with equity and fixed-income securities products preferred;... ...manage multiple priorities LI-Hybrid LI-MB1 Applicants must be...Local areaWorldwideShift work$35 - $38 per hour
...in Hartford CT is seeking a compliance analyst to join their team on a... ...requests involving personal securities trading, external business... ...matters governed by the Code of Ethics. Support employees with... ...related to Code of Ethics oversight. Partner with Compliance,...Temporary workLocal areaRemote work1 day per week- Shulman Fleming & Partners is seeking a Program Manager for Cyber Security and Reporting Programs at Director level in New York City. The role requires a hybrid schedule with three days onsite and leadership over large Cyber Reporting initiatives within a PMO framework...
- ...Davis Polk & Wardwell LLP in New York is seeking a Risk & Compliance Analyst to bolster the firm’s governance, risk and compliance program... ...Compliance Manager, you will work with cross‑functional teams to maintain ISMS, review security documentation, and help #J-18808-Ljbffr...
- TD Bank in New York is seeking a Senior Risk Analyst for 2LoD controls testing and oversight. Hybrid work arrangement with on-site support in New York and adjacent locations is available. The role supports independent testing across regulatory and internal reporting, data...
- ...for both their clients and their colleagues. SEI-ers are ethical and trustworthy individuals who consistently and repeatedly... ...activities with colleagues, friends, and family. WHAT WE DO Our Security, Risk and Compliance consultants work with clients at all levels of the...Permanent employment
- A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance... ...activities, monitoring the Code of Ethics, and ensuring adherence to regulatory requirements... ...and communication skills. This hybrid position offers competitive compensation...
$153.4k - $191.8k
Security failures are rarely caused by a single technical mistake. More often, they stem from gaps in governance... ...We are looking for an Information Security GRC Analyst to help mature Mercury’s security, risk, and compliance programs. This is not a traditional compliance...- ...firm is seeking an AI Risk and Compliance Analyst to join their team. W2... ...Location: NYC or Charlotte, NC (Hybrid 3 days). As an AI Risk and... ...of data use, privacy, security, third-party risk, regulatory... ...vendor dependency, and human oversight. Working knowledge of AI governance...
- A leading consulting firm is seeking a Compliance Analyst to join their team in New York. The role offers a hybrid schedule with four days in the office. You will support regulatory gap assessments, assist with project management in the derivatives market, evaluate internal...Work at office
$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department... ..., credit, asset-backed securities, and macro derivatives strategiesPartner... ...across the firm to support oversight and Compliance... ...environmentCommitment to the highest ethical standardsWe take care of our...Work experience placement- DescriptionCompany Overviewiboss is a cloud security company that enables the... ...of Information Security & Compliance is a key leadership role... ..., without requiring direct oversight.Oversee and execute security... ...executivesPossess a strong work ethic and team player...
$225k - $420k
...seeking junior and senior level associates with capital markets and securities experience. Candidates from the class of 2023 and 2017/2018 are... ...an ABA-accredited law school and an active Bar membership. A hybrid work environment is available. #J-18808-Ljbffr Considine Search- Citi is seeking a Securities & Derivatives Sr Analyst- C12 in a hybrid setup. The role focuses on processing orders/transactions from trading desks, assisting... ..., and oversee hedge fund setups while ensuring compliance and risk controls within the Operations - Transaction...
- Success Academy Charter Schools seeks a Security Analyst to advance our information security and... ..., endpoints, cloud security, DLP, and compliance, reporting to the Head of Security & Privacy... ...at our Manhattan headquarters with a hybrid work model (on‑site Tue-Thu), you will...
- ...someone to join our team as an Institutional Securities Group Financial Crimes Advisory Program... ...Advisory FCC function.In the Legal & Compliance division, we assist the Firm in... ...prevention efforts, including governance, oversight and execution of the Firm's Anti-Money...Temporary work
$106.11k - $174.72k
DescriptionThis position is hybrid/onsite. Requires 2 days onsite a weekLocation... ..., New York, NY The Data Science Analyst III is a senior role,... ...preferredDemonstrates the ability to assure compliance with regulatory, insurance and ethical standards regarding safety of patients...Contract workTraineeshipLocal area- Security Based Swap Dealer Senior Compliance Officer Serve as the leader in all aspects of compliance associated with the SBSD and partner with various... ...applicable rules and regulations. In addition to leading the oversight of the SBSD compliance program, the Senior Compliance...Full time
- Rhymetec, founded in New York City, is seeking a Senior Cyber Security Analyst for a fully remote role in the United States. You will collaborate with Security Program Managers to build and manage comprehensive security programs, align with SOC 2, ISO 27001, HIPAA, GDPR...Remote job
$125k - $222.5k
...Bank Americas – Senior Compliance Officer Corporate... ...and collaboration A hybrid working model, allowing... ...providing independent oversight, effective check and... ...ensure responsible and ethical use of data and AI outputs... ...Excel Banking or securities experience, preferably...Full timeWork at officeWork from home
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