Compliance Analyst

Our client located in Hartford CT is seeking a compliance analyst to join their team on a temporary basis for the next 6 months. This position is onsite 4 days per week and remote 1 day per week. The pay is $35-38/hr. Responsibilities Evaluate and handle employee requests involving personal securities trading, external business activities, private investment disclosures, and other matters governed by the Code of Ethics. Support employees with brokerage account administration, including gathering and reviewing account statements and coordinating broker feed connections with custodial institutions. Coordinate and support annual and quarterly employee certification and disclosure processes. Provide guidance to employees on the use of ComplySci and other compliance monitoring systems utilized for Code of Ethics administration. Address internal and external inquiries related to Code of Ethics policies and procedures. Maintain and update compliance records and documentation associated with employee Code of Ethics requirements. Assist in preparing and improving management reporting and analytics related to Code of Ethics oversight. Partner with Compliance, Legal, and cross-functional stakeholders to elevate concerns, support investigations, report findings, and implement corrective measures when required. Contribute to the enhancement of Code of Ethics policies, procedures, and training initiatives to reinforce a strong culture of compliance and ethical conduct. Support onboarding activities and ongoing compliance reviews for Senior Advisors, Operating Partners, consultants, and other affiliated external professionals. Manage compliance onboarding procedures for new employees, including disclosures, brokerage account setup, policy attestations, and access to compliance platforms. Qualifications Two to three years of experience in a compliance-related role. Working knowledge of financial markets and investment products, with exposure to securities trading preferred. Experience with compliance monitoring platforms such as ComplySci is highly desirable. Strong analytical and problem-solving abilities, including the capability to review large datasets and identify irregularities or potential compliance concerns. Highly detail-oriented with a commitment to accuracy and high-quality work product. Ability to manage competing priorities, work independently, and multitask effectively within a fast-paced environment. Advanced proficiency in Microsoft Excel, PowerPoint, and Word. Demonstrates professionalism and the highest standards of integrity. Strong attention to detail and organizational skills. Collaborative team player with the ability to work effectively across departments. Builds and maintains strong working relationships with both local and global colleagues. Effective communication skills with an emphasis on responsiveness, efficiency, and client service. Job ID: 23452 #J-18808-Ljbffr Northbound Executive Search