Private Markets Compliance Associate — FinTech & Risk Advisory
PowerToFly
PowerToFly is seeking a Compliance Associate in Wealth Management Compliance to support EquityZen’s Private Markets business. This role involves developing scalable products while ensuring alignment with regulatory requirements and effective risk management. The ideal candidate will have over 3 years of compliance experience, active Series 7 and Series 24 licenses, and a strong knowledge of securities laws. You will work across teams to drive compliance initiatives and support regulatory examinations. #J-18808-Ljbffr PowerToFly
$80k - $115k
...to join our team as a Compliance Associate in Wealth Management... ...our quickly growing Private Markets business as we build... ...regulatory and franchise risk. This is an Associate... ...Investment Products Advisory team, which provides... ...develop a cutting-edge FinTech marketplace by...PrivateRiskTemporary work- Job Title: Compliance Officer Division: BMS Capital Solutions & Advisory Reports To: Chief Executive Officer, BMS Capital... ...Acquisitions Advisory Capital Markets & Private Placements Insurance-Linked... ...emerging regulatory and business risks. Qualifications Juris Doctor...PrivateRisk
$100k - $120k
Compliance Analyst/Associate Apollo is a high-growth, global alternative asset manager... ...at every point along the risk-reward spectrum from investment grade credit to private equity. For more than three... ...will support the firm's global marketing compliance program by reviewing...PrivateRisk$90k - $140k
...Marketing Associate page is loaded## Marketing Associatelocations: New York... ...New York City**About Howden Private Capital**Howden Private Capital... ...allocators, transactional risk (RWI, tax liability, contingent... ...and credit insurance), and advisory services including insurance...PrivateRiskPermanent employmentWork at officeFlexible hours$175k - $203k
Job Duties: Associate, Banker - Industry/Country Coverage with Goldman... ...individual, public, and/or privately held companies to assess investment... ...the considerations and risks of a particular investment including... ...client reports using market data analyses, leveraging electronic...PrivateRiskBank staff- ...management. As a Content Marketing Associate within J.P. Morgan... ...Partner with legal, compliance, and controls... ...Investment Banking - Private Capital Markets - Associate... ...Financial Institutions Advisory/M&A New York, NY $110... ...Banking Associate - FinTech - FIG - NYC New York,...PrivateFull timeWork at office
$175k - $250k
Senior Associate - Transaction Advisory Services (SALT) Chicago | Dallas | Los Angeles... ...entrepreneurial team advising private equity firms, lenders, and corporates on complex mid-market M&A transactions. The role... ...quantify state & local tax risks and opportunities • Review...PrivateRiskWork at officeLocal area- Top National Firm - Transaction Advisory Services Practice Remote - U.S... ...(TAS) practice, supporting private equity clients and corporate buyers... ..., and identification of risks or liabilities. Lead engagement... ...prospective clients; identify market opportunities and articulate the...PrivateRiskRemote work
- ...investment platform , is seeking a senior compliance professional to support a growing private credit strategy . This is a high-... ...provides real-time compliance advisory across a high volume of... ...transactions and provide practical, risk-based guidance Experience advising...PrivateRisk
$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco... ..., and mitigating compliance risk while fostering a business-oriented... ...SEC filings, examinations, and marketing rule compliance Collaborative, business...PrivateRisk- Transaction Advisory Services - Senior Associate (Remote) CBIZ Transaction Advisory Services, part of CBIZ Private Equity Advisory, is the leading national... ...team for middle market private equity groups and... ...opportunities and minimize risks related to mergers and acquisitions...PrivateRiskRemote job
- ...Family Office Advisory Manager We are the leading provider of professional... ...services to the middle market globally, our purpose is to... ...structures, succession planning, risk, and reporting requirements.... ...within the asset management, private equity, or family office industry...PrivateRiskTemporary workWork at office
$100k - $145k
...currently looking to hire a Compliance Associate with 1 - 5 years of compliance... ...; Assist in the review of marketing materials and RFPs; Perform... ...compliance and operational risk related functions as instructed... ...ago Compliance Specialist - Private Healthcare New York City...PrivateRiskFull timeCurrently hiringRemote workFlexible hours- ...New York, is seeking a Credit Secondaries Associate to join its advisory team. This role involves performing due diligence on credit risk, developing financial models, and... ...contribute to strategic advisory solutions across private equity. #J-18808-Ljbffr InforCapital,...PrivateRisk
- Transaction Advisory Services Manager (Remote) CBIZ Transaction Advisory Services, part of CBIZ Private Equity Advisory, is the leading national due... ...diligence team for middle market private equity groups and... ...clients on opportunities and risks related to mergers and...PrivateRiskRemote jobFull timeWeekend workAfternoon shift
- ...in Infrastructure Finance and Advisory, you will be part of a team that... ...in developed and emerging markets. The team’s coverage is global... ...their strategic, financial, and risk management objectives. Job Responsibilities... ...of investment banking or private equity experience, preferably...PrivateRisk
$40 per hour
...on Demand (LOD) is seeking a Compliance Associate to support one of our global... ...exams, audits, inquiries, risk assessments, and similar reviews. Review and approve marketing materials and other public communications... ...AML/KYC verifications for private fund investors and BD...PrivateRiskHourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work- ...to lead the Americas Fixed Income Advisory function within its Global Capital Markets organization. This role is the primary... ...and grow their own book of active private banking clients through direct... ...positioning, manage duration and credit risk, and take advantage of thematic...PrivateRiskWork at office
- In compliance with applicable laws, HSBC is committed... ...As part of the US Private Banking Chief... ...Diligence (CDD) Advisory Manager will manage... ...service and internal risk management,... ...banking and affluent market trends. Deep onboarding... ...requirements, and associated timelines. Ability...PrivateRiskBank staff
$350k - $400k
...The Chief Risk Officer (CRO) is a newly... ...bringing Regulatory & Compliance, Enterprise Risk &... ...new regulated markets. Alternatives &... ...and registered and private fund vehicles.... ...financial services, fintech, asset management,... ...dealer, or investment advisory environments ~...PrivateRiskFull timeWork at officeRemote work$225k - $285k
..., Strategic Resilience Advisory Practice Leader is responsible... ...resilience, strategic risk, and long-term value... ...The leader will shape market-facing offerings,... ...and senior public- and private-sector leaders Serve... ...employment opportunity and compliance with all laws and regulations...PrivateRiskContract workLocal areaFlexible hours- ...Role Initio Sphere — Private Capital Ecosystem Compensation... ...across private markets. Our platform is... ...onboarding Private Markets Associates to support private... ...applications required. Compliance Notice Provide investment... ...without underwriting risk Work directly with...PrivateRiskFor contractors
- Position Overview The Transaction Advisory Services (TAS) Manager is a... ...advisor to both strategic and private equity clients across buy-side... ...reviews for middle-market and large-cap transactions Oversee... ...discussions Identify key transaction risks, earnings adjustments, and...PrivateRiskLocal area
- ...Role Initio Sphere — Private Capital Ecosystem Compensation... ...high-quality private market opportunities,... ...Private Markets Associates to support the identification... ...‑driven channels. Compliance Notice Provide investment... ...or balance‑sheet risk Work directly with credible...PrivateRiskFor contractors
$150k
...capital base, we provide businesses with private capital solutions to drive long‑... ...aim to deliver strong performance, risk‑adjusted returns, and capital... ...exceptional. To learn more, The Associate will work on the Capital Markets team, partnering with Investments,...PrivateRiskPermanent employment$150k - $175k
...management include investment vehicles focused on private equity, real estate, public debt and... ...working closely with the Equity Capital Markets (ECM) and Blackstone Multi-Strategy... ...and trading to support deal execution and risk management. Develop and implement hedging...PrivateRiskLocal areaFlexible hours$120.4k - $220.7k
...Purchase Agreement (SPA) Advisory - Director EY-... ...CEOs, Boards, Private Equity and Governments... ...M&A pricing and associated transaction... ...different sectors and markets. Improve analytical... ...identify and mitigate risk for clients. Work... ...and in compliance with EY's quality...PrivateRiskWork experience placementSummer holidayWork at officeFlexible hours$200k - $250k
Overview PJT Partners is a global advisory-focused investment bank. Our... ...and special situations, and private fund advisory and placement... ...developments in financial markets important to the business of... ...the assessment of financial risks. Comparing a company’s financial...PrivateRisk- ...face constantly shifting risks. Riveron helps... ...governance, risk and compliance practices by combining... ...compliance risks. Our Risk Advisory services include SOX readiness... .... The Senior Associate level position for Riveron... ...to high-growth private entities—to solve complex...PrivateRiskFull timeContract workWork at officeShift work
$365k
...Exposure to public company advisory work. Focus on... ...depth, and strong market presence across regulated... ...including public and private securities offerings.... ...on regulatory compliance and disclosure requirements... ...diligence and assess risks associated with financial...PrivateRiskPermanent employment
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