Chief Compliance Officer (CCO)
Confidential
Chief Compliance Officer (CCO) About the Company A well-established financial institution expanding a banking and fintech-focused platform. Industry Banking Type Privately Held About the Role The Company is in search of a Chief Compliance Officer (CCO) to spearhead the development and enhancement of its enterprise-wide compliance program. The CCO will be tasked with overseeing all aspects of regulatory and consumer compliance, particularly within the context of a growing banking and fintech-focused platform. This executive leadership role demands a strategic leader who can design and implement a robust compliance framework, anticipate regulatory changes, and instill a strong culture of compliance throughout the organization. Key responsibilities include developing and executing the compliance strategy, leading risk assessments, and serving as the primary liaison with regulatory agencies. The ideal candidate will have 10-15 years' of experience in compliance or risk management within financial services, with a preference for those who have previously held a senior compliance leadership position. A strong understanding of banking, fintech, MSBs, payments, or related regulated financial services is essential, and experience with regulatory examinations, policy development, and enterprise compliance programs is required. The role also calls for a professional with strong leadership, communication, and stakeholder management skills, who can operate both strategically and in a hands-on manner with regulatory responsibilities. The CCO will be expected to provide regular reports on compliance risks and developments to senior leadership and the Board of Directors, and to ensure that compliance standards are integrated across all operations in partnership with business units, vendors, and other stakeholders. Travel Percent Less than 10% Functions Finance
$1,000 per month
...positioned to build the future of inclusive finance through cutting-edge technology and customer-centric solutions. Overview The Chief Compliance Officer (CCO) is responsible for designing, implementing, and leading a compliance program that enables innovation while ensuring...SuggestedTemporary workWork at officeImmediate startRemote workFlexible hours- ...based alternative investment manager is seeking an experienced Chief Compliance Officer to lead the firm's compliance function. The firm manages... ...investment adviser regulations Serve as the firm's designated CCO and primary point of contact for regulatory authorities,...Suggested
$225k - $265k
...Chief Compliance Officer This is a senior leadership role with unique breadth: serving as the Chief Compliance Officer for our US spot trading... ...financial services, with meaningful responsibility in a senior or CCO-level role. ~ Deep knowledge of SEC and FINRA rules...SuggestedWork at office$125k - $150k
...Job Description LHH is recruiting a Chief Compliance Officer for a regional law firm. The chief compliance officer is responsible for developing, maintaining, and monitoring regulatory compliance standards for the registered investment adviser and broker-dealer clients...SuggestedFor contractorsWork at officeLocal area- ...Position: Chief Compliance Officer (Fractional) Location: Remote About The Company Wheel is evolving the traditional care ecosystem by equipping the nation's most innovative companies with a premier platform to deliver high-quality virtual care at scale. We offer proven...SuggestedRemote workShift work
$225k - $265k
...Position Overview This senior leadership role serves as the Chief Compliance Officer for Bullish US Operations, LLC and the related derivatives and... ...services, with meaningful responsibility in a senior or CCO‑level role. Deep knowledge of SEC and FINRA rules applicable...Work at office- ...Description -Monitor and ensure the New York Branch's compliance with all applicable federal and state banking laws,... ...reports to the General Manager of the New York Branch and Head Office on information gathered and analyzed in order to make recommendations...Work at office
$270k - $300k
...over 1,400 employees across more than 10 offices around the globe, strategically... ...and eToro NY LLC, we are looking for a Chief Compliance Officer who can do more than manage a compliance... ...someone who can transform it. The incoming CCO will inherit a compliance environment...Work at office2 days per week3 days per week$150 per hour
...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position Details Position: Compliance Officer Type: Contract Compensation: $90–$150/hour Duration: 3–4 weeks Commitment: 15–30+ hours/week Location: Remote Role...Hourly payContract workSummer workImmediate startRemote work$330k - $400k
Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category: Business/Professional Administrative New York University Overview The Chief Global Compliance Officer (CGCO) is responsible to the Senior...For contractorsWork at officeLocal area$225k - $265k
Bullish, Inc. is seeking a Chief Compliance Officer to lead the U.S. compliance program across several business lines, including digital assets, futures, and securities. The role requires significant experience managing compliance in U.S. financial services and engagement...- ...Outsourced Chief Compliance Officer (CCO) About the Company Boutique compliance consulting firm providing a white-glove experience for clients. Industry Management Consulting Type Privately Held About the Role The Company is seeking an Outsourced Chief Compliance Officer...Remote work
$255k - $300k
Robinhood is seeking a Chief Compliance Officer for its Derivatives Compliance team in New York. This leadership role involves overseeing compliance programs aligned with CFTC and NFA regulations. The ideal candidate should have over 8 years of experience in financial...- ...Develop and manage company-wide BSA/AML, OFAC, KYC, and KYB compliance programs. Oversee MSB registration and state MTL licensing activities. Supervise transaction monitoring, enhanced due diligence, and SAR reporting. Monitor regulatory changes impacting...Remote work
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading...
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
- ...Details Jefferson is seeking an Executive Leader of the Compliance and Privacy Program who serves as the chief architect and steward of the organization’s... ...Pennsylvania and New Jersey. Reporting to the Chief Legal Officer, this senior executive sets the tone for ethical...Daily paidFull timeTemporary workPart timeFlexible hoursShift work
$225k - $265k
P2P is seeking a Chief Compliance Officer for Bullish US Operations in New York. This senior role requires 12+ years of compliance experience in the US financial services sector, focusing on SEC and FINRA regulations. Responsibilities include managing the compliance program...- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior Vice President of Legal and...
$263k - $360.93k
...Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Opportunity Reporting directly... ...Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance program and serves as...Temporary workWork at officeRemote workFlexible hours- ...and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400... ...Position Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands-on role in the administration...Worldwide
- ...Deputy Chief Compliance Officer (CCO) About the Company Diversified financial institution Industry Financial Services Type Privately Held About the Role The Company is in search of a Deputy Chief Compliance Officer to join their team. The successful candidate will be a...Work at office
$250k
Job #1934: Chief Compliance Officer/ General Counsel - NY (5/20/2024) Job Title Chief Compliance Officer/ General Counsel New York, NY $250,000 About... ..., a boutique Credit focused Investment Manager is seeking a CCO to join a high-caliber team with plenty of ambition. The...Work at officeImmediate start- ...Deputy Chief Compliance Officer We are actively recruiting for an experienced banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking. Reporting to the Chief Compliance...
- ...Head Of Us Compliance And Deputy Cco Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads US Compliance program and serves as the primary strategic partner to US business. This senior leadership role is responsible...Local area
$160k - $228.5k
...high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life's retail securities subsidiaries: NYLIFE... ...Officer of NYLIFE Securities LLC and Eagle Strategies, the Deputy CCO will be entrusted as the CCO's second-in-command across the...Local areaHome office3 days per week- ...crypto to contacts) and TON Wallet (a self‑custodial wallet with access to the TON ecosystem of dApps and tokens). As our Head of Compliance , you will build and scale a real, operational compliance function for one of the largest fintech products in the Telegram...Remote work
- ...success and care at the heart of everything that we do. The Head of Compliance will be responsible for designing, implementing, and... ...Crime & Risk Controls Serve as the designated AML Compliance Officer . Oversee: Customer Identification Program (CIP); Enhanced Due...Casual workImmediate startFlexible hours
$255k - $316k
...Role We are seeking an experienced and commercially minded Head of Compliance, US to lead Sokin's compliance function in the US, with a particular focus on bank compliance and bank operational oversight. This is a key leadership role responsible for overseeing the...Remote workWorldwide$175k - $250k
...Head Of Compliance New York, NY Overview Role: Head of Compliance Location: New York, NY (5 days/week in-office) Base Salary: $175,000-$250,000 Equity: Competitive Initial Equity Package + refreshers Experience: 7-12+ Years About Pillar Pillar...Work at officeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Compliance Officer (CCO). Be the first to apply!
- chief compliance officer New York, NY
- sr. manager regulatory compliance New York, NY
- compliance reviewer New York, NY
- compliance audit New York, NY
- vendor compliance New York, NY
- assistant vice president compliance New York, NY
- regulatory compliance specialist New York, NY
- vice president compliance New York, NY
- regulatory compliance New York, NY
- mortgage compliance New York, NY


