Director, IA Compliance & Regulatory Filings - Hybrid (Scottsdale)
Osaic
Osaic is seeking a Director of IA Compliance Platform Administration, Disclosures & Regulatory Filings to lead the RIA compliance team in a hybrid role based at the Scottsdale hub. The ideal candidate has 10+ years of increasing management responsibility in securities, deep expertise with Form ADV, 13F/13G/13H filings, and regulatory disclosures, and a proven track record coordinating filings and governance across client communications. #J-18808-Ljbffr Osaic
Vacancy posted 4 days ago
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