Business Analyst Regulatory Reporting AxiomSL
RIT Solutions
Regulatory Reporting Business Analyst (Technical) The client requires a Business Analyst to support the implementation of US and European regulatory reporting and associated processes including control and related remediation of identified issues (i.e., data quality, processing, result substantiation, etc.). The identified resource will work closely with cross-functional stakeholders within Finance and Information Technology to ensure expected and appropriate oversight, results of process design and implementation, and operational risk and controls including: Documentation of policy and procedures Implementation of key risk (KRI) monitoring Developing a framework and workflow model for data/report attestation and certification Develop/modify End-to-End data/process flows including controls Documentation of business requirements to support manual processes, automation enhancements, reconciliation processes Leveraging AxiomSL objects (i.e., tables, aggregations, workflows, mappings, logic/rules, and shorthands) to validate results or investigate root cause of differences. Develop/modify underlying logic and business rules associated with requirement changes. Liaise with Technology team to implement and test developed reporting changes and/or investigate processing issues. Documentation of lineage of identified key data elements Develop working papers and related documentation to support necessary adjustments. Support stakeholder training of US and/or European Regulatory Reporting Generate reporting restatements (where applicable) Scope of Regulatory Reporting (Preliminary) FFIEC 041/FFIEC 051 FR 2900 FR2644 Supplemental scope of Regulatory Reporting (European) Minimum 5-10 years' experience in financial services supporting regulatory reporting Bachelor's degree Strong proficiency in AxiomSL (v10 preferred) including tables, aggregations, reports, workflows, mappings, logic/rules, and shorthands Prior experience in Regulatory Reporting and/or Regulatory Remediation Strong proficiency in Microsoft Excel and Word Experience in documentation of workpapers in line with regulator expectations Familiarity with in-scope FRB Regulatory Reporting and related requirements (preferred) Proficiency in process flow design Strong communication skills (written/oral) Organized and detail oriented Ability to be flexible in balancing priorities and meet tight deadlines in a fast-paced environment Ability to work independently and collaboratively with employees at all levels RIT Solutions
- ...Senior Business AnalystMoneycorp powers global payments for corporates... ...corporate clients benefit from our regulatory resilience with 63+ permissions... ...an experienced Senior Business Analyst to join Moneycorp's Transformation Office. Reporting to the Transformation Lead, you...RegulatoryPermanent employmentFull timeWork at officeLocal areaWorldwideFlexible hours
- ...About the Company Our client is a leading Global Investment firm who is looking to add a talented Regulatory Reporting specialist to their growing Compliance team. About the Role The Regulatory Reporting specialist will support the firm’s growing Compliance team...RegulatoryFull time
- ...office /1 day remote) We are seeking a highly motivated Regulatory Reporting Operations Analyst to join our Compliance team. This role is pivotal in... ...Coordination & Enhancement: Coordinate with IT, Operations, and Business Units to implement system enhancements, procedural...RegulatoryWork at officeRemote work
$110k - $140k
...ResponsibilitiesPrepare and review monthly financial and management reports for the fundsCollaborate with outside administrators to create... ...to the preparation of quarterly/annual investor/regulatory reportingCollaborate with the tax function in preparation of periodic...RegulatoryWork at officeRemote work- ...Visa: USC, GC Key Responsibilities: Own and execute FR 2052a Liquidity Reporting Prepare and validate FDIC regulatory reports (12 CFR 369 & 12 CFR 370) Data sourcing, mapping, and transformation for regulatory reporting Data quality checks, reconciliations...Regulatory
- ...Vice President, Regulatory Reporting About the Company A global investment firm focused on compliance, regulatory reporting, and control processes Industry Financial Services Type Privately Held About the Role The Company is in search of a Regulatory...Regulatory
$130k - $175k
...30,000.00/yr - $175,000.00/yr Senior Business Analyst - Technology Team Full Time Norwalk,... ...as underwriting, claims, finance, and reporting. Identify opportunities to streamline... ...compliance with company standards and regulatory requirements. Business Process Automation...RegulatoryFull time- ...multi-manager hedge in New York is looking to appoint a AI Business Analyst. The Operations team is responsible for the processes... ...position and cash reconciliations, corporate actions, and regulatory reporting. The firm’s Operations function spans Trade Support, Reconciliations...RegulatoryInterim roleCasual work
$60k - $65k
...Job Description Summary: NorthCoast Asset Management is looking for a Operations Business Analyst to join their team. This role will report directly to the Senior Vice President Operations and Compliance. The Operations Business Analyst will play a key role in compiling...Full timeWork at officeLocal area- ...provider of a broad range of Technology and Business consulting services. We are in search of... ...our talented Team.Job Title: Business Analyst Job Location: White Plains, NYProject... ...Identifying potential risks such as bias, regulatory implications, privacy issues, and...Regulatory
$48k - $55k
...Posting Description The Business Development Associate (BDA) collaborates with a Relationship... ...business growth indicators. Produce reports and insights regarding prospect activity... .... Ensure adherence to firm policies, regulatory requirements, and business development...RegulatoryWork at office- ...Required Skills & Experience - 4+ years of Business Systems Analyst experience - Strong Salesforce platform knowledge - Hands-on experience... ...Excel skills, including data analysis, validation, and reporting - Experience creating process flows, functional...Full time
- ...prototyping and validation, ensuring products meet performance and regulatory standards for construction, durability, comfort, assembly, and... ...experience managing, coaching, and developing direct reports ~ Proficiency in Microsoft Office (Excel, Word, PowerPoint)...RegulatoryFull timeWork at office
$73.2k - $117.2k
...Curious about how financial insights can drive business decisions? Spectrum is seeking a Business Planning Analyst to coordinate and monitor forecasts, budgets, and... ...How You’ll Make an Impact Prepare and review reports and analyses to support financial objectives...Full timeWork at officeLocal areaWork from homeVisa sponsorship1 day per week- ...Data and Business Systems Analyst Overview The Data and Business Systems Analyst will design and implement technology solutions to streamline... ...support integrations across systems, data platforms, and reporting tools. Rapidly prototype solutions, gather user...
$110.7k - $218.3k
...Management Senior Consultant Our Deloitte Regulatory, Risk & Forensic team helps client... ...for: Identify, evaluate, and prioritize business, operational, regulatory, and technology... ...shareholder-record maintenance, and shareholder reporting.Assess how tokenization, automation,...RegulatoryWork at officeNight shift$81.8k - $131k
...financial data into actionable insights that drive business results? Spectrum is seeking a Senior Financial Analyst with expertise in financial planning, budgeting... ...across SpectrumPrepare and review comprehensive reports and analyses to support operational decisionsAnalyze...Work at officeLocal areaWork from homeVisa sponsorship1 day per week- ...Sr. Business AnalystPerfict Global is a leading IT consulting services provider focused... ...:6-10 years of experience as a business analyst - providing business analysis, technical... ...class solutions. This individual will be reporting directly into the Head of Applications responsible...
- ...refined minerals. About the RoleThis position reports to the Director, Financial Planning and Analysis. The Senior Analyst has responsibility for financial planning, reporting... ...and control activities. The role is a trusted business partner to the Company’s Logistics team. This...Work experience placementFlexible hours
- ...Company policies and applicable legal and regulatory requirements. To support these... ...communicated by the Company Promptly report any suspected security incidents, breaches... ...skills, education, geographic location, and business needs. Equal Employment Opportunity...RegulatoryHourly payWork at officeLocal areaRemote work3 days per week
- ...Want to be part of the Energy Industry? ECLARO is looking for a Reporting and Technical Accountant for our client in White Plains, NY.... ...and document the impact of new accounting pronouncements and regulatory changes on financial statements, disclosures, and reporting processes...Regulatory
- ...Compliance Analyst/Associate (Connecticut): Our client, an established global asset... ...across investment compliance, trading, regulatory reporting, Code of Ethics administration and... ...exposure to senior Compliance professionals, business-unit leaders and senior management....RegulatoryFull timeWork at office
$145k - $175k
...trading operations and technology teams to develop and implement automated controls, reports, and dashboardsExecute and manage trading-related compliance projects driven by regulatory change or internal initiatives from scoping through deliveryInvestigate trading exceptions...RegulatoryWork experience placement$110k - $150k
...to gain broad exposure across legal and regulatory matters while assisting with the firm’s... ...and help prepare the annual compliance report and quarterly Board materials. • Support... ...reporting, gifts and entertainment, outside business activities and political contributions....RegulatoryFull time- ...opportunities to: Grow your skills in a dynamic, innovative business environment. Build connections with team members and senior... ...may include: Data Analytics Intern supporting reporting and analytics activities by analyzing data, creating reports and...Full timeSummer workInternshipSummer internshipLocal areaVisa sponsorship
- ...Role: Senior Business Systems Analyst with Media industry exp Location: CT, USA Duration: Long term Interview: Two rounds Hybrid/Onsite: Onsite 5 days per week Prefer locals or willing to relocate to client place. Any visa restrictions: No The successful...Full timeLocal areaRelocation
$300k - $400k
...strategies, including active and on-chain. Reporting to the Chief Legal Officer, the CCO is... ...minded.The ideal candidate brings deep regulatory expertise, a hands-on management style,... ...and a genuine orientation toward enabling business growth within appropriate guardrails....RegulatoryWork experience placementRemote workFlexible hours$50 - $55 per hour
...Job Title: Reporting and Technical Accountant Location: White Plains NY Duration: 12... ...impact of new accounting pronouncements and regulatory changes on financial statements,... ...Employer Lance Soft is a certified Minority Business Enterprise (MBE) and an equal...RegulatoryHourly payPermanent employmentFull timeApprenticeshipLocal area- ...every transaction lands accurately, on time, and in line with regulatory and operational standards. In this role, you'll sit at the center... ...issues. Maintain accurate transaction records and support reporting for audits, controls testing, and compliance requests....RegulatoryWork at office
- ...globally with practical advice on a variety of complex legal and regulatory matters in an ever-changing, dynamic environment.What you'll... ..., and operational onboardingDesign data infrastructure, reporting, and dashboards that show matter volumes, assignments, capacity...Regulatory
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