Business Analyst Trade Surveillance

We are seeking a highly experienced Business Analyst specializing in Trade Surveillance to join our team. The ideal candidate will have over 10 years of experience in trading, risk management, and compliance, with a strong understanding of financial markets and regulatory frameworks. This role involves analyzing trading activities, identifying potential violations, and enhancing surveillance systems to ensure compliance and mitigate risks. Key Responsibilities Analyze trading data and market activity to detect suspicious behaviors and potential market abuse. Gather and document business requirements for trade surveillance processes and technology enhancements. Collaborate with IT and stakeholders to design and implement surveillance rules, scenarios, and alert workflows. Conduct gap analysis of existing surveillance systems and recommend improvements. Monitor alerts generated by surveillance systems, investigate findings, and document results. Stay current with market abuse regulations and industry best practices. Facilitate communication between business and technical teams to ensure effective surveillance tools. Provide training and support to end-users and surveillance analysts. Lead or support projects related to new surveillance solutions or system upgrades. Prepare reports and dashboards for senior management on surveillance activities and compliance status. Required Qualifications 10+ years of experience in trade surveillance, market risk, trading operations, or related fields. Deep understanding of financial markets, trading instruments, and market abuse regulations (e.g., MiFID II, Dodd-Frank, SEC rules). Proven experience in business analysis, including requirements gathering and solution design. Strong knowledge of trade surveillance systems (e.g., SMARTS, Actimize, Omgeo) and rule development. Excellent analytical, investigative, and problem-solving skills. Ability to translate complex business needs into technical solutions. Strong communication and stakeholder management skills. Bachelor’s degree in Finance, Business Administration, Computer Science, or a related field. Preferred Qualifications Advanced degrees or certifications (e.g., CFA, CQF, CIA). Experience preparing executive-level reports and dashboards. Email ID * This field is required Please enter valid emailId. Cell phone * This field is required Please enter valid cell phone. First Name * This field is required Please enter valid first name. Last Name * This field is required Please enter valid last name. #J-18808-Ljbffr Compunnel, Inc.