CFTC Regulatory Associate
BCG Attorney Search
Job Overview A law firm seeks an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in Charlotte, NC. The successful candidate will advise clients on compliance with the Commodity Exchange Act (CEA) and CFTC Regulations, engage with emerging markets including digital currency, and collaborate on cross‑disciplinary matters. Duties Conduct legal research and draft memoranda on CEA and CFTC Regulations. Review and analyze business models for compliance with CEA and Regulations. Engage with emerging markets, especially digital currency. Prepare regulatory filings, including DCM, DCO, FCM, IB, SD registration documents, and no‑action letters. Collaborate on cross‑disciplinary matters, including transactional and litigation. Participate in client meetings and pitches. Requirements Minimum 3 years of direct CFTC and CEA experience. Experience with DCM compliance issues, including prediction markets. Fluency in digital currency regulatory matters. Strong research, writing, and analytical skills. Ability to manage multiple assignments in a fast‑paced environment. Excellent communication skills and eagerness to learn. Membership to the State Bar where the candidate will be located is required. Experience with SEC regulations valued, but not required. Education Juris Doctor (J.D.) degree required. Certifications State Bar membership required. Skills Strong analytical and problem‑solving skills. Excellent written and verbal communication. Ability to work collaboratively in a team environment. Benefits Comprehensive health benefits including medical, dental, and vision. Mental well‑being programs. Child, family, elder, and pet care benefits. Short‑ and long‑term disability and parental leave benefits. Health savings account contributions and flexible spending accounts. 401(k) program. Flexible time off program and paid holidays. #J-18808-Ljbffr BCG Attorney Search
$310k
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking a CFTC Regulatory Associate Attorney to join the Strategic Advisory & Government Enforcement practice of a prestigious Am Law firm in one of the following offices: Austin...SuggestedContract workTemporary workWork at officeFlexible hours- BCG Attorney Search is looking for an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in Charlotte, NC. The successful candidate will advise clients on compliance with the Commodity Exchange Act...Suggested
- ...Interim Chief Regulatory & Chief Compliance Officer (CCO) About the Company A new CFTC-regulated exchange offering a novel type of security futures. Industry Capital Markets Type Privately Held About the Role The Company is in need of an Interim...SuggestedPermanent employmentTemporary workInterim roleRemote work
- ...strategic priorities Required Skill and Experience Experience in regulatory reporting / AML / Capital Markets / Derivatives Experience in... ...Skill and Experience Experience with transaction reporting, CFTC, EMIR, MiFID II Experience in analyzing, validating and...SuggestedTemporary workRelocation
- Job Overview A law firm seeks a junior to mid-level associate with 2-4 years of experience to join their Fintech and Financial Advisory... ...clients in the financial services industry with payments, regulatory, licensing, and government enforcement matters. Duties Perform...SuggestedTemporary workWork at officeFlexible hours
- BCG Attorney Search seeks a junior to mid-level associate for their Fintech and Financial Advisory practice in Charlotte, NC. This role is ideal for candidates with 2-4 years of experience assisting clients in the financial services industry. Responsibilities include conducting...Flexible hours
$85k - $94k
...Charlotte, NC – Salary: $85,000.00-$94,000.00 Responsibilities The Regulatory Affairs Specialist is responsible for working with cross‑... ...0% of the time, (domestic and international). Seniority level Associate Employment type Contract Job function Legal Industries Pharmaceutical...Contract work- Nelson Mullins Riley & Scarborough LLP seeks a mid- to senior-level energy regulatory associate to join its Energy, Environmental and Projects Team. The position supports clients across renewable developers, independent power producers, data centers and private equity,...
- ...Visit for more information about Dentsply Sirona and its products. Summary: We are seeking an experienced and highly motivated Regulatory Affairs Specialist who will be a contributing member of a cross-functional team in support of regulatory market access activities...Work at officeLocal areaWorldwide
- Benefits 401(k) 401(k) matching Bonus based on performance Flexible schedule Free uniforms Opportunity for advancement Training & development Position Overview Mahogany Premium Home Inspections is seeking a part‑time Licensed Home Inspector to join our growing team. This...Part timeFlexible hours
- BCG Attorney Search is seeking a Financial Regulatory Associate in Charlotte, NC. This role involves advising clients in the financial services sector on regulatory inquiries, compliance obligations, and innovative payment products in domestic and international markets...
$60k - $75k
Xylem is a Fortune 500 global water solutions company dedicated to advancing sustainable impact and empowering the people who make water work every day. As a leading water technology company with 23,000 employees operating in over 150 countries, Xylem is at the forefront...Work at office- Job Overview A law firm seeks a Financial Regulatory Associate in Charlotte, NC. The role involves advising clients in the financial services sector on regulatory inquiries, compliance obligations, and innovative payment products across domestic and international markets...
- ...certification preferred (or willingness to obtain) Strong organizational and communication skills Ability to work both independently and alongside field teams Associate's or Bachelor's degree in Safety, Environmental Health, or related field preferred #J-18808-Ljbffr...For subcontractor
- Maersk is seeking a Customs Entry Specialist in Charlotte, NC to manage end-to-end customs brokerage operations for a dedicated portfolio of accounts, partnering with customers, carriers, government agencies, and internal teams. This role is ideal for someone who thrives...
- # Regulatory Reporting AnalystApply**Job#: 3037095****Job Description:****Regulatory Reporting Analyst (Non-Financial)****Large Banking... ...of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex has a dedicated...Hourly payContract workWork at officeRemote work
- ...Siemens Energy is looking for a Customs Regulatory Specialist in Charlotte, NC. This role involves ensuring compliance with U.S. and international trade regulations, guiding business units on customs and export control, and conducting audits. The ideal candidate has a...
$55k - $65k
Overview As a Senior Workforce Operations Specialist, you will take a leadership role in managing our contractor and contingent worker lifecycle, ensuring compliance, efficient payroll processing, and exceptional worker relations. Your work will directly contribute to ...Full timeContract workFor contractorsH1b- ...compliance with the policy and procedures set forth to support Personal Investor’s evolving product and service offerings and evolving regulatory landscape. The ideal candidate should possess a high degree of attention to detail, a learner’s mindset, and the ability to work...
$71k - $125k
...Practical knowledge of internal controls, risk assessments and compliance processes, and applicable techniques for implementation of regulatory requirements. Established relationship management skills. Proven ability to work in a team environment. Sound decision-making...Work at officeFlexible hours- ...Manager & RIA in Charlotte Metro area is seeking a Compliance Associate / Sr. Associate for a full-time position! Summary This role is... ...enhancing the firm’s compliance program by reviewing marketing and regulatory submissions, advising on policy adherence, investigating...Full time
$60k - $75k
A leading water technology company in Charlotte, NC, seeks a Trade Compliance Specialist to ensure adherence to global trade regulations and oversee compliance documentation. Responsibilities include managing Customs Brokers, conducting audits, and providing training to...- A home inspection service in Charlotte, North Carolina, is seeking a part-time Licensed Home Inspector. This role is aimed at experienced inspectors who value flexibility and professionalism. Responsibilities include conducting home inspections per North Carolina Standards...Part timeFlexible hours
- ...they relate to IT Risk Assessment (ITRA), Business Impact Analysis (BIA), and Risk Findings/Exceptions Staying up to date on regulatory and compliance requirements with a focus on PCI DSS compliance Facilitating engagements related to external and internal audits...
- ...Position Summary The Safety & Compliance Coordinator plays a critical role in ensuring the organization adheres to regulatory, safety, and operational standards. This individual will manage administrative duties related to compliance, schedule and oversee...Full timeWork experience placementWork at officeLocal areaMonday to FridayNight shiftAfternoon shift
- Summary: This role supports enterprise technology governance by coordinating architecture reviews, supporting risk and compliance processes, tracking and enforcing IT controls, and enabling clear communication across technology, risk, and business stakeholders. This...
- A fast-growing inspection firm in Charlotte is seeking a licensed North Carolina home inspector. The role involves performing high-quality residential inspections, delivering timely and clear reports, and ensuring customer satisfaction. Ideal candidates will possess strong...
- Gallagher is seeking a Remote Medicare Consultant to assist customers in navigating Medicare plans. In this role, you'll conduct needs analyses, help clients make informed decisions, and provide top-notch customer service. Our organization prioritizes compassion and integrity...Remote job
- Software Asset Management (SAM) & License Compliance Consultant Location: Chandler, AZ | Charlotte, NC | Minneapolis, MN (Hybrid) Duration: 24-Month Contract-to-Hire Interview Process: 1-2 Virtual Interviews Overview We are seeking an experienced Software Asset Management...Contract work
- ...multinational company on compliance assurance, compliance sustainment or compliance monitoring and testing Minimum of 3 years of regulatory areas in Export Controls or Trade Sanctions Experience with MS Office, Tableau, Power BI, or ERP tools such as SAP, Oracle, etc....Permanent employmentTemporary workFlexible hours
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